Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
23042 UB-WYNN@EC1801A 23/01 14.88 26.35 77.08
16790 UBPINAN@EC1801A 23/01 56.88 90.10 58.40
14513 HT-AAC @EC1801A 24/01 88.88 140.30 57.85
18081 GSTENCT@EC1801C 18/01 285.78 449.00 57.11
29634 GSPINAN@EC1801F 18/01 59.93 90.10 50.34
26952 BI-HKEX@EC1801A 23/01 200.20 295.60 47.65
14256 GS-HKEX@EC1801A 23/01 200.20 295.60 47.65
16084 UB-HKEX@EC1801A 23/01 200.20 295.60 47.65
14583 CS-HKEX@EC1801A 23/01 200.20 295.60 47.65
16171 HT-HKEX@EC1801A 24/01 200.20 295.60 47.65
16894 HS-CMB @EC1801A 23/01 24.55 35.70 45.42
16431 HSTENCT@EC1801A 18/01 312.48 449.00 43.69
16969 UBTENCT@EC1801A 18/01 312.48 449.00 43.69
17059 BITENCT@EC1801A 18/01 312.48 449.00 43.69
16770 GSTENCT@EC1801B 18/01 312.48 449.00 43.69
23506 UBPINAN@EC1801D 17/01 63.38 90.10 42.16
24088 HTPINAN@EC1801A 19/01 64.48 90.10 39.73
12166 BICNOOC@EC1801B 23/01 9.01 12.36 37.18
26875 UBTENCT@EC1801B 24/01 330.00 449.00 36.06
13548 HTSUNAC@EC1801A 24/01 26.30 35.40 34.60
28416 BITENCT@EC1801D 18/01 334.88 449.00 34.08
11545 GSPINAN@EC1801H 18/01 68.05 90.10 32.40
12148 VTTENCT@EC1801A 23/01 339.80 449.00 32.14
29120 HSTENCT@EC1801C 23/01 340.18 449.00 31.99
12421 CSTENCT@EC1801H 23/01 340.18 449.00 31.99
27461 HTPINAN@EC1801B 18/01 69.03 90.10 30.52
24216 BIPINAN@EC1801A 18/01 69.03 90.10 30.52
25092 GSPINAN@EC1801D 19/01 69.38 90.10 29.86
15561 HS-AAC @EC1801B 23/01 108.08 140.30 29.81
14632 GSPINAN@EC1801I 23/01 69.93 90.10 28.84
29429 GSGEELY@EC1801A 18/01 19.99 25.75 28.81
14652 JPPINAN@EC1801E 18/01 70.90 90.10 27.08
29349 CSPINAN@EC1801H 18/01 70.93 90.10 27.03
28963 HTPINAN@EC1801D 19/01 70.93 90.10 27.03
16369 GSAMCS3@EC1801A 24/01 41.80 52.80 26.32
26219 HTCNOOC@EC1801A 22/01 9.80 12.36 26.12
29145 UB-CNBM@EC1801A 18/01 6.29 7.84 24.64
22648 BI-ICBC@EC1801A 23/01 5.60 6.94 23.93
23777 GS-ICBC@EC1801A 22/01 5.61 6.94 23.71
11373 BI-GEG @EC1801A 22/01 51.93 63.65 22.57
12629 HSPINAN@EC1801D 23/01 74.13 90.10 21.54
28811 HTPINAN@EC1801C 19/01 74.23 90.10 21.38
11040 UBPINAN@EC1801G 24/01 74.23 90.10 21.38
28658 BIPINAN@EC1801D 23/01 74.43 90.10 21.05
11077 GS-CCB @EC1801C 22/01 6.81 8.19 20.26
25373 UB-CTIH@EC1801A 23/01 28.88 34.45 19.29
11852 GS-GEG @EC1801A 22/01 53.85 63.65 18.20
28901 HTKSOFT@EC1801A 23/01 22.93 26.95 17.54
29044 BIKSOFT@EC1801A 22/01 22.93 26.95 17.53
11369 BISANDS@EC1801A 23/01 38.93 45.70 17.39
29031 GSSANDS@EC1801A 23/01 38.93 45.70 17.39
13954 UBSANDS@EC1801A 23/01 38.93 45.70 17.39
16136 UBCEAIR@EC1801A 23/01 5.38 6.30 17.10
28812 HSBOCHK@EC1801A 18/01 35.73 41.40 15.87
13522 UBBOCHK@EC1801A 18/01 35.73 41.40 15.87
15619 BIBOCHK@EC1801A 18/01 35.73 41.40 15.87
13805 HS-GEG @EC1801A 23/01 54.95 63.65 15.83
23786 GSCSA50@EC1801A 22/01 14.70 17.02 15.78
23803 GSFTA50@EC1801A 23/01 14.30 16.54 15.66
14951 GS-ICBC@EC1801B 23/01 6.01 6.94 15.47
26851 UB-GEG @EC1801A 24/01 55.18 63.65 15.35
14191 GS-GEG @EC1801B 17/01 55.23 63.65 15.25
11710 CS-GEG @EC1801A 23/01 55.23 63.65 15.25
28266 HS-CCB @EC1801A 22/01 7.18 8.19 14.07
11288 GS-HSBC@EC1801F 22/01 75.05 85.05 13.32
23601 GSPETCH@EC1801A 24/01 5.15 5.82 13.01
18002 GS-AGBK@EC1801B 23/01 3.81 4.30 12.86
26430 GSAMCS3@EC1801B 23/01 46.93 52.80 12.51
23108 GS-CCB @EC1801B 22/01 7.29 8.19 12.35
22378 UB-CCB @EC1801A 22/01 7.29 8.19 12.35
22640 BI-CCB @EC1801B 23/01 7.29 8.19 12.35
16691 GSTENCT@EC1801F 22/01 401.08 449.00 11.95
15661 HSTENCT@EC1801D 23/01 401.08 449.00 11.95
12356 GS-CCB @EC1801D 18/01 7.36 8.19 11.28
13495 GSCSA50@EC1801B 18/01 15.30 17.02 11.24
25869 UBCMOLY@EC1801A 23/01 5.38 5.98 11.15
24231 BI-SUNY@EC1801A 23/01 100.00 111.00 11.00
17717 GSPETCH@EC1801C 19/01 5.29 5.82 10.02
12172 BIPETCH@EC1801B 23/01 5.29 5.82 10.02
25899 UBFTA50@EC1801A 23/01 15.08 16.54 9.68
17511 GS-HSBC@EC1801J 22/01 77.55 85.05 9.67
24484 UB-NCI @EC1801A 17/01 51.88 56.00 7.94
13700 GS-AIA @EC1801B 22/01 63.05 68.00 7.85
16156 CS-NCI @EC1801B 17/01 51.93 56.00 7.84
29173 GSCP&CC@EC1801B 18/01 5.99 6.44 7.51
12647 HS-AGBK@EC1801A 23/01 4.03 4.30 6.70
28576 GS-HKEX@EC1801B 18/01 277.97 295.60 6.34
29780 HT-AGBK@EC1801A 18/01 4.05 4.30 6.17
22808 UB-AGBK@EC1801A 18/01 4.05 4.30 6.17
11803 GS-AGBK@EC1801A 18/01 4.05 4.30 6.17
27943 BI-AGBK@EC1801A 18/01 4.05 4.30 6.17
16235 HS-BOCL@EC1801A 18/01 4.08 4.31 5.64
13950 CS-BOCL@EC1801A 24/01 4.08 4.31 5.64
15606 GS-BOCL@EC1801A 17/01 4.09 4.31 5.38
16381 UB-BOCL@EC1801A 18/01 4.09 4.31 5.38
15586 BI-BOCL@EC1801A 18/01 4.10 4.31 5.17
29567 GSCLIFE@EC1801B 22/01 24.93 26.20 5.09
17718 GSCITBK@EC1801A 23/01 5.51 5.78 4.90
21352 UB-CPIC@EC1801A 18/01 37.93 39.65 4.53
17181 HT-CPIC@EC1801A 18/01 37.93 39.65 4.53
28836 GSPETCH@EC1801B 22/01 5.59 5.82 4.11
18415 UBPETCH@EC1801A 22/01 5.59 5.82 4.11
27900 BIPETCH@EC1801A 23/01 5.59 5.82 4.11
28888 BIFTA50@EC1801A 23/01 15.90 16.54 4.03
22926 HT-CSCH@EC1801A 23/01 2.00 2.08 4.00
29293 GS-HSBC@EC1801E 22/01 81.85 85.05 3.91
17848 GSTENCT@EC1801G 22/01 436.08 449.00 2.96
24997 HT-SUNY@EC1801A 18/01 108.00 111.00 2.78
15026 HT-HSBC@EC1801D 22/01 82.82 85.05 2.69
16180 GS-HSBC@EC1801G 22/01 82.87 85.05 2.63
17844 GS-HKEX@EC1801C 22/01 289.08 295.60 2.26
17658 GS-CRRC@EC1801A 23/01 7.79 7.93 1.80
26826 CSCHAMC@EC1801A 24/01 3.80 3.86 1.58
28765 UB-HKEX@EC1801C 18/01 291.08 295.60 1.55
18479 BI-HSBC@EC1801B 23/01 83.93 85.05 1.33
12399 GSCLIFE@EC1801C 22/01 26.00 26.20 0.77
21624 GS-HSBC@EC1801A 18/01 84.93 85.05 0.14
25128 UB-SUNY@EC1801B 18/01 110.88 111.00 0.11
13513 HSCLIFE@EC1801A 23/01 26.33 26.20 -0.49
14713 UBCLIFE@EC1801A 23/01 26.33 26.20 -0.49
29757 CSCLIFE@EC1801C 23/01 26.33 26.20 -0.49
27104 GSCLIFE@EC1801A 23/01 26.33 26.20 -0.49
27004 BICLIFE@EC1801A 24/01 26.33 26.20 -0.49
29009 UBSTANC@EC1801C 18/01 88.93 88.20 -0.82
18127 GS-CMOB@EC1801A 24/01 80.81 79.15 -2.05
17501 GS-HSBC@EC1801I 18/01 86.93 85.05 -2.16
27913 BI-AIA @EC1801A 18/01 70.23 68.00 -3.18
18054 GS-CMOB@EC1801C 23/01 81.82 79.15 -3.26
17913 HT-CMOB@EC1801C 24/01 81.82 79.15 -3.27
18145 BICP&CC@EC1801A 23/01 6.68 6.44 -3.59
25402 UBCSHEN@EC1801A 23/01 22.88 22.00 -3.85
27462 HT-HSBC@EC1801C 18/01 88.99 85.05 -4.43
25918 UB-HSBC@EC1801C 18/01 89.04 85.05 -4.48
27782 CSCLIFE@EC1801A 24/01 27.48 26.20 -4.66
24893 HT-CMOB@EC1801A 23/01 84.78 79.15 -6.64
23532 UBCINDA@EC1801A 19/01 3.34 3.11 -6.89
29022 GS-CTEL@EC1801A 18/01 4.09 3.78 -7.58
28962 HT-CTEL@EC1801B 19/01 4.09 3.78 -7.58
15916 UB-CMBC@EC1801A 22/01 9.01 8.30 -7.88
17174 GS-CKH @EC1801A 24/01 109.93 100.50 -8.58
15522 GS-CUNI@EC1801B 23/01 12.12 11.06 -8.75
28925 HS-CMOB@EC1801B 18/01 89.52 79.15 -11.58
26839 GS-CMOB@EC1801B 18/01 89.53 79.15 -11.59
24897 HT-CMOB@EC1801B 23/01 89.53 79.15 -11.59
15981 UB-BEA @EC1801A 22/01 38.93 34.15 -12.28
24485 UB-GAC @EC1801A 17/01 20.88 18.12 -13.22
27603 UBALUCO@EC1801A 22/01 6.29 5.42 -13.83
11022 BILENOV@EC1801A 23/01 5.19 4.47 -13.87
18091 GSLENOV@EC1801A 24/01 5.19 4.47 -13.87
11091 CSLENOV@EC1801B 24/01 5.19 4.47 -13.87
28853 GS-CUNI@EC1801A 18/01 12.90 11.06 -14.26
28998 UB-CUNI@EC1801A 18/01 12.90 11.06 -14.26
11706 CS-CUNI@EC1801A 18/01 12.90 11.06 -14.26
26842 UBCKINF@EC1801A 24/01 77.88 66.05 -15.19
26870 UBCINDA@EC1801B 24/01 3.68 3.11 -15.49
15527 GS-CTEL@EC1801B 18/01 4.49 3.78 -15.81
13615 BI-CTEL@EC1801A 24/01 4.49 3.78 -15.81
11068 BPJIANC@EC1801A 23/01 15.40 12.70 -17.53
11123 HT-HUAP@EC1801A 24/01 6.26 5.03 -19.65
26375 CS-BJEW@EC1801A 22/01 8.18 6.06 -25.92
17586 UB-CGS @EC1801A 23/01 8.69 6.30 -27.50
29350 CSMEITU@EC1801A 23/01 15.90 11.38 -28.43
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
16163 UB-CMOB@EP1801B 22/01 74.88 79.15 -5.70
16511 HTCLIFE@EP1801A 22/01 24.38 26.20 -7.47
17539 UBCLIFE@EP1801B 22/01 24.37 26.20 -7.51
28832 GS-HSBC@EP1801D 18/01 74.83 85.05 -13.66
28306 UB-AIA @EP1801B 19/01 54.49 68.00 -24.79
29751 UB-CCB @EP1801B 18/01 6.05 8.19 -35.37
28701 HS-HKEX@EP1801B 22/01 212.88 295.60 -38.86
28523 UB-HKEX@EP1801B 23/01 210.80 295.60 -40.23
25897 UB-ICBC@EP1801A 23/01 4.89 6.94 -41.92
25448 GSTENCT@EP1801D 22/01 293.00 449.00 -53.24
27838 UBTENCT@EP1801C 22/01 290.68 449.00 -54.47
28327 HTTENCT@EP1801B 22/01 290.68 449.00 -54.47
26030 HSTENCT@EP1801B 22/01 290.68 449.00 -54.47
25539 BITENCT@EP1801B 22/01 290.68 449.00 -54.47
26217 HT-GEG @EP1801A 23/01 40.50 63.65 -57.16
25133 UBGEELY@EP1801A 18/01 15.86 25.75 -62.36
21024 BIGEELY@EP1801A 18/01 15.86 25.75 -62.36
15944 UB-AAC @EP1801A 23/01 84.88 140.30 -65.29
26873 UBPINAN@EP1801F 19/01 53.48 90.10 -68.47
20804 GSPINAN@EP1801A 24/01 51.00 90.10 -76.67
26768 BIPINAN@EP1801C 18/01 50.83 90.10 -77.26
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money