Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
14827 BIGEELY@EC1807A 24/07 7.50 19.26 156.80
14909 HSTENCT@EC1807B 20/07 269.08 375.60 39.59
29640 UBCNOOC@EC1807A 20/07 8.89 12.30 38.36
13784 HTTENCT@EC1807A 24/07 300.00 375.60 25.20
13368 CSTENCT@EC1807A 23/07 300.20 375.60 25.12
15604 GSTENCT@EC1807A 23/07 300.20 375.60 25.12
12994 HSTENCT@EC1807A 23/07 300.18 375.60 25.12
18011 VTPINAN@EC1807A 24/07 60.00 70.40 17.33
21119 VTCP&CC@EC1807A 23/07 6.38 7.03 10.19
14402 BITRAHK@EC1807A 19/07 26.05 28.70 10.17
14844 UBTRAHK@EC1807A 19/07 26.05 28.70 10.17
24034 UB-SUNY@EC1807B 20/07 135.10 140.10 3.70
22362 GS-SUNY@EC1807B 20/07 135.10 140.10 3.70
12554 HT-SUNY@EC1807A 23/07 135.10 140.10 3.70
24142 HT-SJM @EC1807A 19/07 8.89 9.15 2.95
22223 HT-AIA @EC1807A 19/07 68.80 67.55 -1.82
12808 CSTENCT@EC1807Q 20/07 386.20 375.60 -2.74
12669 HTTENCT@EC1807J 20/07 386.20 375.60 -2.74
11460 GSTENCT@EC1807T 20/07 390.20 375.60 -3.74
11166 BITENCT@EC1807G 24/07 390.20 375.60 -3.74
20010 BI-CCB @EC1807A 24/07 6.98 6.70 -4.01
19921 VTPETCH@EC1807A 24/07 5.80 5.52 -4.83
19932 BIPETCH@EC1807A 24/07 5.80 5.52 -4.83
14383 VT-HKEX@EC1807A 24/07 245.60 232.40 -5.37
12511 HT-HKEX@EC1807A 24/07 245.65 232.40 -5.39
11371 GSTENCT@EC1807R 23/07 400.20 375.60 -6.15
21048 UB-PICC@EC1807A 23/07 9.27 8.64 -6.77
28893 HT-PICC@EC1807A 23/07 9.27 8.64 -6.77
16050 HS-PICC@EC1807A 24/07 9.27 8.64 -6.77
20267 BI-PICC@EC1807A 24/07 9.27 8.64 -6.77
28183 HT-CRL @EC1807A 20/07 28.88 26.85 -7.03
11181 UB-HSBC@EC1807D 20/07 78.93 73.20 -7.26
25042 CS-HSBC@EC1807I 20/07 78.93 73.20 -7.26
11284 HT-HSBC@EC1807D 20/07 78.93 73.20 -7.26
24950 GS-HSBC@EC1807I 20/07 78.93 73.20 -7.26
24645 GS-AIA @EC1807C 20/07 73.23 67.55 -7.76
11928 HTPINAN@EC1807C 24/07 76.81 70.40 -8.35
11159 BITENCT@EC1807F 20/07 410.20 375.60 -8.43
11192 UBTENCT@EC1807I 20/07 410.20 375.60 -8.43
11459 GSTENCT@EC1807S 20/07 410.20 375.60 -8.43
11343 CSTENCT@EC1807M 20/07 410.20 375.60 -8.43
12688 HTTENCT@EC1807K 20/07 410.20 375.60 -8.43
24139 HT-GEG @EC1807A 19/07 68.43 62.40 -8.81
18171 UB-AGBK@EC1807A 23/07 3.89 3.54 -9.00
14779 HTANGAN@EC1807A 24/07 8.28 7.50 -9.42
23802 BIBOCHK@EC1807B 20/07 40.05 35.70 -10.86
11158 GSBOCHK@EC1807B 20/07 40.05 35.70 -10.86
21135 BI-GEG @EC1807A 24/07 70.00 62.40 -10.86
18388 VTPINAN@EC1807B 24/07 80.00 70.40 -12.00
29366 UBSANDS@EC1807C 23/07 46.05 40.35 -12.38
29484 CSSANDS@EC1807C 23/07 46.05 40.35 -12.38
21308 GSSANDS@EC1807B 23/07 46.05 40.35 -12.38
12422 HT-SUNY@EC1807C 23/07 160.10 140.10 -12.49
19107 BI-SUNY@EC1807A 24/07 160.10 140.10 -12.49
18143 BIKSOFT@EC1807A 24/07 23.90 20.90 -12.55
23849 GSPETCH@EC1807D 24/07 6.39 5.52 -13.62
20543 CS-HSBC@EC1807A 23/07 84.98 73.20 -13.86
21033 MBTENCT@EC1807L 20/07 438.88 375.60 -14.42
12612 UBTENCT@EC1807K 19/07 439.08 375.60 -14.46
12697 HTTENCT@EC1807L 20/07 439.08 375.60 -14.46
24078 GSGEELY@EC1807B 20/07 22.55 19.26 -14.59
11798 UBPINAN@EC1807F 23/07 82.88 70.40 -15.06
21134 BIPETCH@EC1807B 24/07 6.50 5.52 -15.08
29461 CS-HKEX@EC1807I 19/07 275.20 232.40 -15.55
21802 BI-AIA @EC1807A 24/07 80.00 67.55 -15.56
22715 UBCP&CC@EC1807A 24/07 8.38 7.03 -16.11
25889 GSPETCH@EC1807E 20/07 6.59 5.52 -16.24
24077 GSFOSUN@EC1807A 23/07 16.90 14.14 -16.33
29914 GS-CMB @EC1807E 20/07 33.05 27.65 -16.34
29189 BITENCT@EC1807E 20/07 450.20 375.60 -16.57
12448 CSTENCT@EC1807O 20/07 450.20 375.60 -16.57
24621 GSTENCT@EC1807E 20/07 450.20 375.60 -16.57
18261 HS-BOCL@EC1807A 20/07 4.28 3.56 -16.82
22557 CSHEGAN@EC1807A 24/07 84.88 70.45 -17.00
20668 GS-CCB @EC1807A 23/07 8.08 6.70 -17.08
22463 GSHEGAN@EC1807A 24/07 85.00 70.45 -17.12
23773 VT-CCB @EC1807B 20/07 8.09 6.70 -17.18
23795 BI-CCB @EC1807E 23/07 8.09 6.70 -17.18
14782 HTASMPT@EC1807A 24/07 120.00 99.10 -17.42
29178 GSCITSE@EC1807A 20/07 18.40 15.18 -17.50
19457 CSCITSE@EC1807A 20/07 18.40 15.18 -17.50
17118 BICITSE@EC1807A 20/07 18.40 15.18 -17.50
15681 UBCITSE@EC1807A 20/07 18.40 15.18 -17.50
23990 HTLENOV@EC1807A 19/07 4.89 4.03 -17.55
11257 GSPINAN@EC1807L 20/07 85.63 70.40 -17.79
11338 CSPINAN@EC1807I 20/07 85.63 70.40 -17.79
20413 BI-CMB @EC1807A 24/07 33.93 27.65 -18.51
24378 HT-CGNP@EC1807A 19/07 2.48 2.02 -18.55
27618 BI-PSBC@EC1807A 24/07 6.07 4.89 -19.44
18890 CS-SUNY@EC1807B 24/07 175.18 140.10 -20.03
20157 MBCLIFE@EC1807D 20/07 24.88 19.74 -20.66
23804 BIPINAN@EC1807D 24/07 88.88 70.40 -20.79
12416 HTPINAN@EC1807D 19/07 88.90 70.40 -20.81
23942 GSPINAN@EC1807F 23/07 88.93 70.40 -20.84
21432 GS-BOCL@EC1807C 23/07 4.51 3.56 -21.06
21927 UB-BOCL@EC1807B 23/07 4.51 3.56 -21.06
18147 BI-BOCL@EC1807A 24/07 4.51 3.56 -21.06
20793 MBTENCT@EC1807K 20/07 478.88 375.60 -21.57
18619 BITENCT@EC1807A 24/07 478.88 375.60 -21.57
20932 HTPINAN@EC1807B 20/07 89.88 70.40 -21.67
22659 GSANGAN@EC1807A 24/07 9.58 7.50 -21.71
22228 HT-BOCL@EC1807B 19/07 4.55 3.56 -21.76
12602 UBCSA50@EC1807C 19/07 16.52 12.90 -21.91
17952 BI-CMBC@EC1807A 20/07 7.09 5.53 -22.02
22047 GS-CCB @EC1807D 20/07 8.61 6.70 -22.18
12744 HT-CCB @EC1807F 24/07 8.61 6.70 -22.18
21576 UBCITIC@EC1807A 24/07 13.38 10.40 -22.27
26242 JP-GWMC@EC1807A 24/07 7.00 5.44 -22.29
20544 CS-HSBC@EC1807B 23/07 94.55 73.20 -22.58
24135 HT-NWD @EC1807A 23/07 13.82 10.70 -22.58
23698 BI-HKEX@EC1807D 24/07 300.93 232.40 -22.77
20145 GS-ICBC@EC1807B 23/07 7.01 5.41 -22.82
17334 BI-ICBC@EC1807A 24/07 7.01 5.41 -22.82
24226 JP-HKEX@EC1807G 24/07 302.32 232.40 -23.13
21736 GS-CMOB@EC1807A 20/07 88.93 68.15 -23.37
29211 GSTENCT@EC1807P 20/07 490.20 375.60 -23.38
29352 UBTENCT@EC1807G 20/07 490.20 375.60 -23.38
22716 UBCNOOC@EC1807D 24/07 16.08 12.30 -23.51
21714 BISANDS@EC1807A 24/07 52.88 40.35 -23.70
20919 HT-ICBC@EC1807A 20/07 7.10 5.41 -23.80
20185 BIBOCHK@EC1807A 24/07 46.88 35.70 -23.85
21178 HTCLIFE@EC1807D 19/07 25.93 19.74 -23.87
18697 CS-CTIH@EC1807A 24/07 33.38 25.40 -23.91
22749 CSTRSKY@EC1807B 24/07 31.38 23.80 -24.16
20778 GSPICCG@EC1807A 24/07 4.48 3.39 -24.33
11255 GSCCCCL@EC1807B 20/07 9.51 7.17 -24.61
25318 UB-GEG @EC1807D 23/07 82.93 62.40 -24.76
21655 MB-HSBC@EC1807C 19/07 97.30 73.20 -24.77
22197 GS-HSBC@EC1807C 19/07 97.88 73.20 -25.21
23504 HT-HSBC@EC1807C 19/07 97.93 73.20 -25.25
20651 UBFTA50@EC1807A 24/07 16.88 12.60 -25.36
21549 VT-CCB @EC1807A 23/07 9.00 6.70 -25.56
14816 HT-CMBC@EC1807B 24/07 7.50 5.53 -26.27
24814 HSTENCT@EC1807G 24/07 510.38 375.60 -26.41
26536 HT-HKEX@EC1807E 20/07 316.08 232.40 -26.47
20891 GS-CGDN@EC1807A 20/07 16.83 12.32 -26.78
20926 HT-CGDN@EC1807A 23/07 16.83 12.32 -26.78
17353 BI-CGDN@EC1807A 24/07 16.83 12.32 -26.78
23881 CS-ICBC@EC1807D 24/07 7.39 5.41 -26.79
22244 HT-CCB @EC1807C 20/07 9.20 6.70 -27.17
12745 HT-CCB @EC1807G 24/07 9.20 6.70 -27.17
22709 UBPETCH@EC1807A 24/07 7.58 5.52 -27.18
23800 BI-CMB @EC1807B 19/07 38.43 27.65 -28.05
12418 HTPINAN@EC1807E 24/07 97.93 70.40 -28.11
16515 BI-COVS@EC1807A 24/07 33.05 23.65 -28.44
24327 GSGEELY@EC1807C 19/07 26.93 19.26 -28.48
24807 BIGEELY@EC1807C 24/07 26.93 19.26 -28.48
25923 HS-ICBC@EC1807C 23/07 7.59 5.41 -28.72
22191 GS-AGBK@EC1807B 19/07 4.98 3.54 -28.92
22477 GS-HKEX@EC1807D 24/07 328.88 232.40 -29.34
20342 GS-CKH @EC1807A 20/07 118.10 83.20 -29.55
23554 GS-BOCL@EC1807E 19/07 5.09 3.56 -30.06
21799 BI-CCB @EC1807D 23/07 9.58 6.70 -30.06
22429 UB-WYNN@EC1807B 24/07 33.93 23.70 -30.15
11105 GSFOSUN@EC1807B 20/07 20.25 14.14 -30.17
28873 UBTENCT@EC1807D 20/07 539.08 375.60 -30.33
25608 GSTENCT@EC1807N 20/07 539.38 375.60 -30.36
19473 UBKSOFT@EC1807A 24/07 30.08 20.90 -30.52
22210 HT-CKH @EC1807A 19/07 120.00 83.20 -30.67
21894 VT-CKH @EC1807B 23/07 120.00 83.20 -30.67
24292 GS-CCB @EC1807K 20/07 9.69 6.70 -30.86
22247 HT-ICBC@EC1807C 20/07 7.88 5.41 -31.35
20993 UB-ICBC@EC1807B 23/07 7.88 5.41 -31.35
22476 GS-HKEX@EC1807C 24/07 339.88 232.40 -31.62
28889 UBPINAN@EC1807D 20/07 103.10 70.40 -31.72
25721 BI-AGBK@EC1807C 23/07 5.19 3.54 -31.79
22184 GS-CCB @EC1807E 19/07 9.88 6.70 -32.19
25733 BI-AAC @EC1807A 24/07 150.00 101.60 -32.27
22626 BI-HKEX@EC1807C 24/07 343.88 232.40 -32.42
22372 GSCITBK@EC1807B 20/07 6.90 4.66 -32.46
22416 UB-CKH @EC1807A 24/07 123.88 83.20 -32.84
14809 HTCMOLY@EC1807A 24/07 5.38 3.61 -32.90
22183 GS-ICBC@EC1807G 19/07 8.08 5.41 -33.04
22248 HT-ICBC@EC1807D 20/07 8.28 5.41 -34.66
20903 VTCCCCL@EC1807A 19/07 11.00 7.17 -34.82
23283 GSPINAN@EC1807D 20/07 108.93 70.40 -35.37
27248 UBPINAN@EC1807C 20/07 108.98 70.40 -35.40
22182 GS-ICBC@EC1807F 19/07 8.38 5.41 -35.44
22112 UBCITBK@EC1807B 24/07 7.28 4.66 -35.99
22472 GS-CCB @EC1807F 24/07 10.48 6.70 -36.07
22398 BITENCT@EC1807C 24/07 588.00 375.60 -36.12
25214 BI-ICBC@EC1807E 20/07 8.51 5.41 -36.43
23258 HTCCOAL@EC1807B 19/07 4.89 3.10 -36.61
21924 UB-HKEX@EC1807D 24/07 368.00 232.40 -36.85
22539 CSTENCT@EC1807D 24/07 598.88 375.60 -37.28
23552 GS-ICBC@EC1807K 19/07 8.69 5.41 -37.74
17578 HTGJINT@EC1807A 24/07 3.18 1.98 -37.74
24092 HT-YZCM@EC1807A 19/07 14.62 8.98 -38.58
28344 GSPINAN@EC1807H 19/07 115.10 70.40 -38.84
22665 GS-CRRC@EC1807A 24/07 10.00 6.03 -39.70
18754 JPCLIFE@EC1807A 23/07 32.88 19.74 -39.96
18429 UBCLIFE@EC1807A 24/07 32.88 19.74 -39.96
22218 HT-HKEX@EC1807C 20/07 388.20 232.40 -40.13
22693 MB-HKEX@EC1807G 24/07 388.20 232.40 -40.13
22425 UBFTA50@EC1807B 24/07 21.08 12.60 -40.23
22232 HT-CGS @EC1807A 19/07 6.50 3.88 -40.31
15347 HTALIPG@EC1807A 24/07 1.55 0.92 -40.65
20908 HTJIANC@EC1807A 24/07 15.60 9.25 -40.71
22423 UBCSA50@EC1807B 24/07 21.88 12.90 -41.04
19137 HT-CPIC@EC1807A 20/07 50.00 29.25 -41.50
22181 GSPINAN@EC1807A 19/07 123.88 70.40 -43.17
22123 CSNTRAG@EC1807B 23/07 19.38 10.98 -43.34
16983 HT-POLY@EC1807A 24/07 5.50 3.09 -43.82
22233 HT-CGS @EC1807B 19/07 7.00 3.88 -44.57
19723 UBCSAIR@EC1807A 24/07 9.28 5.11 -44.94
26697 GSGEELY@EC1807E 20/07 35.03 19.26 -45.02
17013 HT-CSDC@EC1807A 24/07 2.22 1.21 -45.50
22040 GS-NCI @EC1807A 20/07 63.05 33.95 -46.15
22426 UBPINAN@EC1807B 24/07 133.88 70.40 -47.42
21137 BIEVERG@EC1807A 24/07 38.05 19.96 -47.54
22713 UBCITSE@EC1807B 24/07 29.68 15.18 -48.85
21088 BI-NCI @EC1807A 24/07 66.88 33.95 -49.24
22314 UB-HTIS@EC1807A 19/07 7.38 3.52 -52.30
22776 CSCMOLY@EC1807B 24/07 7.58 3.61 -52.37
21512 BI-GAC @EC1807A 20/07 15.29 7.19 -52.96
22333 CS-CGS @EC1807A 19/07 8.28 3.88 -53.14
22712 UB-CGS @EC1807B 24/07 8.40 3.88 -53.81
18894 CS-AAC @EC1807A 24/07 220.88 101.60 -54.00
22714 UB-HTSE@EC1807A 24/07 17.08 7.81 -54.27
17128 HT-GAC @EC1807A 24/07 15.99 7.19 -55.02
22427 UB-ZAOL@EC1807B 24/07 100.88 41.50 -58.86
18051 CS-GAC @EC1807A 24/07 18.20 7.19 -60.49
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
21669 VTTENCT@EP1807C 23/07 470.00 375.60 20.09
21445 VT-HKEX@EP1807C 23/07 280.00 232.40 17.00
25014 HTGEELY@EP1807E 19/07 22.33 19.26 13.75
12613 UBTENCT@EP1807L 19/07 428.08 375.60 12.26
20611 MBTENCT@EP1807J 20/07 420.88 375.60 10.76
11653 GSPINAN@EP1807N 20/07 75.50 70.40 6.75
12615 UBPINAN@EP1807G 24/07 75.50 70.40 6.75
12660 CSPINAN@EP1807L 19/07 74.95 70.40 6.07
25149 GSTENCT@EP1807K 23/07 389.80 375.60 3.64
25031 HTTENCT@EP1807H 24/07 389.80 375.60 3.64
12908 HTTENCT@EP1807M 24/07 389.80 375.60 3.64
18710 BIPINAN@EP1807A 24/07 52.33 70.40 -34.53
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money