Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
14023 BPSUNAC@EC1810A 26/09 13.00 27.35 110.38
29401 BP-CMB @EC1810A 26/09 23.80 31.70 33.19
19956 MBCP&CC@EC1810A 26/09 5.78 7.65 32.35
26285 VT-KECL@EC1810A 26/09 7.00 8.89 27.00
23782 VT-CLP @EC1810A 26/09 76.80 92.35 20.25
14660 BPGEELY@EC1810A 26/09 14.00 16.58 18.43
16370 BP-CMB @EC1810B 26/09 26.80 31.70 18.28
14071 JPCSA50@EC1810A 24/09 11.70 13.42 14.70
12242 SGCSA50@EC1810A 26/09 11.70 13.42 14.70
20900 HTCSA50@EC1810A 26/09 11.70 13.42 14.70
11252 BPCSA50@EC1810A 26/09 11.70 13.42 14.70
26625 EA-HKEX@EC1810A 28/09 200.00 229.00 14.50
29805 JP-KECL@EC1810A 28/09 7.77 8.89 14.41
11565 BP-AIA @EC1810A 26/09 60.00 67.80 13.00
11686 MBCSA50@EC1810A 26/09 12.18 13.42 10.18
28991 HT-KECL@EC1810A 24/09 8.08 8.89 10.02
28904 BPCSA50@EC1810B 26/09 12.20 13.42 10.00
14076 JPFTA50@EC1810A 24/09 12.10 13.10 8.26
15048 SGFTA50@EC1810A 26/09 12.10 13.10 8.26
11253 BPFTA50@EC1810A 26/09 12.10 13.10 8.26
12687 SG-HSCI@EC1810A 27/09 103.88 111.80 7.62
12687 SG-HSCI@EC1810A 27/09 103.88 111.80 7.62
15663 BPPINAN@EC1810A 26/09 73.80 78.90 6.91
16816 MB-CRL @EC1810A 26/09 27.88 29.50 5.81
19865 VTPINAN@EC1810A 28/09 75.00 78.90 5.20
29405 JP-MI&S@EC1810A 24/09 4.04 4.16 2.97
13130 JPPINAN@EC1810C 24/09 78.00 78.90 1.15
20263 CSPINAN@EC1810B 27/09 78.00 78.90 1.15
25111 VT-CUNI@EC1810A 28/09 9.50 9.54 0.42
15452 SG-COSL@EC1810A 27/09 7.88 7.89 0.13
18994 BPZIJIN@EC1810A 26/09 3.00 3.00 0.00
26306 VTCCCCL@EC1810A 27/09 8.00 7.97 -0.38
17033 BP-ICBC@EC1810A 26/09 5.80 5.74 -1.03
22447 CS-ICBC@EC1810A 27/09 5.81 5.74 -1.20
24708 BP-HKEX@EC1810A 26/09 234.00 229.00 -2.14
22006 CS-HKEX@EC1810F 26/09 234.18 229.00 -2.21
22027 JP-HKEX@EC1810C 27/09 234.20 229.00 -2.22
24471 VT-CMOB@EC1810B 24/09 78.00 76.25 -2.24
24412 BPPETCH@EC1810A 26/09 6.25 6.10 -2.40
12155 JPPETCH@EC1810A 24/09 6.26 6.10 -2.56
22804 JP-CCB @EC1810B 28/09 7.17 6.90 -3.77
18098 BPPINAN@EC1810B 26/09 82.00 78.90 -3.78
17030 BP-CCB @EC1810B 26/09 7.18 6.90 -3.90
21563 BI-CCB @EC1810B 26/09 7.19 6.90 -4.03
22443 CS-CCB @EC1810A 27/09 7.19 6.90 -4.03
22864 BPLENOV@EC1810A 26/09 5.60 5.36 -4.29
16108 BPTENCT@EC1810A 26/09 350.00 334.40 -4.46
23953 GS-CRL @EC1810A 27/09 30.88 29.50 -4.47
24408 BP-HSBK@EC1810A 26/09 220.00 210.00 -4.55
24974 JP-CMOB@EC1810A 24/09 80.00 76.25 -4.69
24282 BP-CMOB@EC1810A 26/09 80.00 76.25 -4.69
15683 BP-AIA @EC1810C 26/09 72.00 67.80 -5.83
11884 GSPINAN@EC1810A 24/09 83.93 78.90 -5.99
11118 BIPINAN@EC1810A 27/09 83.93 78.90 -5.99
17123 UB-AIA @EC1810C 24/09 72.53 67.80 -6.52
20259 UB-CSPC@EC1810A 26/09 18.38 17.18 -6.53
29710 MB-HKEX@EC1810A 27/09 245.00 229.00 -6.53
29041 HT-SJM @EC1810A 24/09 8.28 7.68 -7.25
20493 JP-MNIU@EC1810B 24/09 27.88 25.85 -7.28
16434 MBBOCHK@EC1810A 26/09 40.33 37.20 -7.76
22868 BPCP&CC@EC1810A 26/09 8.30 7.65 -7.83
20847 JP-CCB @EC1810A 24/09 7.50 6.90 -8.00
21656 BP-CCB @EC1810A 26/09 7.50 6.90 -8.00
25109 VT-CCB @EC1810A 27/09 7.60 6.90 -9.21
29758 UBKINGD@EC1810A 26/09 9.88 8.95 -9.41
27731 MB-CMOB@EC1810A 26/09 84.66 76.25 -9.94
13914 MBPINAN@EC1810D 26/09 87.83 78.90 -10.17
29372 UBCCOAL@EC1810A 24/09 3.68 3.28 -10.87
11407 BP-ICBC@EC1810B 26/09 6.50 5.74 -11.69
28467 BP-HKEX@EC1810B 26/09 260.00 229.00 -11.92
17764 MBBOCOM@EC1810A 26/09 6.68 5.87 -12.13
11066 CSCCOAL@EC1810A 28/09 3.75 3.28 -12.53
18738 BPCITBK@EC1810A 26/09 5.80 5.06 -12.76
13394 JP-HSBC@EC1810B 24/09 80.00 69.75 -12.81
13526 HT-HSBC@EC1810B 24/09 80.00 69.75 -12.81
25308 BP-HSBC@EC1810B 26/09 80.00 69.75 -12.81
20938 BP-HKEX@EC1810D 26/09 265.00 229.00 -13.58
28484 SG-HKEX@EC1810A 27/09 265.00 229.00 -13.58
26943 BPBOCOM@EC1810A 26/09 6.80 5.87 -13.68
24481 BPEVERG@EC1810A 26/09 31.00 26.75 -13.71
29053 MB-HSBC@EC1810A 26/09 80.88 69.75 -13.76
22668 BP-MNIU@EC1810A 26/09 30.00 25.85 -13.83
28443 BPTENCT@EC1810B 26/09 390.00 334.40 -14.26
17034 BPSANDS@EC1810A 26/09 43.00 36.85 -14.30
27301 JP-PSBC@EC1810A 26/09 5.80 4.97 -14.31
19876 UBPINAN@EC1810A 26/09 92.88 78.90 -15.05
28470 BP-AIA @EC1810B 26/09 80.00 67.80 -15.25
12656 MB-AIA @EC1810A 26/09 80.05 67.80 -15.30
25135 JP-CGHL@EC1810A 24/09 27.72 23.40 -15.58
23831 MB-CGDN@EC1810A 26/09 13.61 11.48 -15.67
11180 UBNTRAG@EC1810B 26/09 14.90 12.56 -15.70
23765 VT-HSBC@EC1810A 27/09 82.80 69.75 -15.76
15669 BP-CCB @EC1810C 26/09 8.20 6.90 -15.85
17734 BP-HSBC@EC1810A 26/09 83.00 69.75 -15.96
24213 MB-CNBM@EC1810B 26/09 8.48 7.08 -16.51
23763 VT-CKA @EC1810A 27/09 72.80 60.75 -16.55
20941 BPPINAN@EC1810C 26/09 95.00 78.90 -16.95
24699 VT-AGBK@EC1810A 28/09 4.68 3.87 -17.31
21562 MBPETCH@EC1810A 26/09 7.38 6.10 -17.34
25129 MBTENCT@EC1810H 24/09 405.88 334.40 -17.61
25112 VTCLIFE@EC1810C 28/09 21.80 17.94 -17.71
15563 JPCLIFE@EC1810B 24/09 21.82 17.94 -17.78
17869 HTCLIFE@EC1810D 24/09 21.83 17.94 -17.82
24704 BPCCCCL@EC1810A 26/09 9.75 7.97 -18.26
24700 BP-CKH @EC1810A 26/09 111.00 90.60 -18.38
26013 MB-HSBC@EC1810C 24/09 85.88 69.75 -18.78
19535 BP-HKEX@EC1810C 26/09 283.00 229.00 -19.08
23770 VTTENCT@EC1810A 26/09 415.00 334.40 -19.42
12616 UB-BYD @EC1810B 24/09 68.05 54.80 -19.47
28417 JP-NCI @EC1810A 26/09 46.86 37.60 -19.76
29210 GS-NCI @EC1810A 26/09 47.08 37.60 -20.14
17610 BPTENCT@EC1810D 26/09 420.00 334.40 -20.38
27767 MB-COVS@EC1810A 26/09 32.88 26.15 -20.47
29239 MB-HKEX@EC1810E 26/09 288.88 229.00 -20.73
28379 MBPINAN@EC1810B 27/09 99.99 78.90 -21.09
12460 JPSANDS@EC1810A 26/09 46.88 36.85 -21.40
20758 UBSANDS@EC1810B 26/09 46.93 36.85 -21.48
22673 BPBOCOM@EC1810B 26/09 7.50 5.87 -21.73
22275 VT-CMOB@EC1810A 24/09 98.00 76.25 -22.19
14294 BPTENCT@EC1810I 26/09 431.00 334.40 -22.41
24808 MB-CGDN@EC1810B 26/09 14.92 11.48 -23.06
25739 BPCSA50@EC1810C 26/09 17.50 13.42 -23.31
19653 BP-ICBC@EC1810D 26/09 7.50 5.74 -23.47
20856 HS-HKEX@EC1810A 26/09 299.80 229.00 -23.62
18383 BPAMCS3@EC1810A 26/09 52.80 40.15 -23.96
29214 BPTENCT@EC1810C 26/09 440.00 334.40 -24.00
20896 BP-CKA @EC1810A 26/09 80.00 60.75 -24.06
25069 HTTENCT@EC1810A 26/09 440.68 334.40 -24.12
21588 JP-CGNP@EC1810A 24/09 2.52 1.91 -24.21
15757 GS-CPIC@EC1810A 26/09 39.29 29.65 -24.54
18377 BPVANKE@EC1810A 26/09 37.00 27.90 -24.59
12625 JPVANKE@EC1810A 24/09 37.02 27.90 -24.64
22154 JP-HSCI@EC1810A 24/09 148.48 111.80 -24.70
22154 JP-HSCI@EC1810A 24/09 148.48 111.80 -24.70
13095 VT-GEG @EC1810A 24/09 72.88 54.85 -24.74
20481 MB-GEG @EC1810A 26/09 72.88 54.85 -24.74
13549 BP-GEG @EC1810A 26/09 72.88 54.85 -24.74
26050 MBCLIFE@EC1810B 26/09 23.88 17.94 -24.87
13108 SGCLIFE@EC1810A 27/09 23.88 17.94 -24.87
29760 UBSAMSN@EC1810A 26/09 38.88 29.20 -24.90
23289 HT-HSCI@EC1810A 24/09 148.88 111.80 -24.91
23289 HT-HSCI@EC1810A 24/09 148.88 111.80 -24.91
14097 UB-CSPC@EC1810D 28/09 22.93 17.18 -25.08
24519 VT-ICBC@EC1810B 24/09 7.68 5.74 -25.26
18297 BP-ICBC@EC1810C 26/09 7.68 5.74 -25.26
19196 BPAMCS3@EC1810B 26/09 53.80 40.15 -25.37
29864 CS-HTSC@EC1810C 26/09 15.58 11.56 -25.80
28044 BPCITSE@EC1810A 26/09 19.00 14.06 -26.00
19422 MB-CMB @EC1810A 26/09 42.88 31.70 -26.07
29351 SGCITSE@EC1810A 27/09 19.02 14.06 -26.08
24953 MBTENCT@EC1810G 24/09 455.88 334.40 -26.65
20970 MB-CKA @EC1810A 26/09 82.88 60.75 -26.70
13720 GS-CSPC@EC1810A 28/09 23.53 17.18 -26.99
29594 MB-GAC @EC1810A 27/09 12.06 8.70 -27.84
29453 CSTENCT@EC1810A 24/09 463.88 334.40 -27.91
23598 BPPINAN@EC1810E 26/09 110.00 78.90 -28.27
28387 MBPINAN@EC1810C 27/09 110.00 78.90 -28.27
13128 JP-AAC @EC1810A 26/09 112.12 80.15 -28.51
20464 BPTENCT@EC1810G 26/09 468.00 334.40 -28.55
12848 BI-AAC @EC1810B 27/09 112.22 80.15 -28.58
17570 MB-CGNP@EC1810A 26/09 2.68 1.91 -28.73
18311 BP-CRRC@EC1810A 26/09 10.00 7.12 -28.80
26048 MBSTANC@EC1810A 26/09 92.77 66.05 -28.80
22483 VT-COVS@EC1810A 27/09 36.80 26.15 -28.94
22866 BP-CNBM@EC1810A 26/09 10.00 7.08 -29.20
23706 MB-BOCL@EC1810A 26/09 4.98 3.52 -29.32
23707 MB-CCB @EC1810A 26/09 9.88 6.90 -30.16
23606 BP-ICBC@EC1810E 26/09 8.25 5.74 -30.42
29863 CSTENCT@EC1810B 26/09 482.28 334.40 -30.66
12476 GS-GWMC@EC1810A 26/09 8.01 5.53 -30.96
21902 BP-CCB @EC1810D 26/09 10.00 6.90 -31.00
17622 EA-BYD @EC1810A 24/09 79.88 54.80 -31.40
18182 BP-BYD @EC1810A 26/09 79.90 54.80 -31.41
29414 JPALUCO@EC1810A 24/09 5.15 3.50 -32.04
21864 BP-HKEX@EC1810E 26/09 338.00 229.00 -32.25
23415 UB-COVS@EC1810A 27/09 38.68 26.15 -32.39
29840 HTALUCO@EC1810A 27/09 5.18 3.50 -32.43
21745 VTCSA50@EC1810A 24/09 20.00 13.42 -32.90
22669 BPCSA50@EC1810D 26/09 20.00 13.42 -32.90
17031 BPCLIFE@EC1810A 26/09 26.80 17.94 -33.06
17520 MBEVERG@EC1810A 27/09 40.08 26.75 -33.26
22101 MB-HSBC@EC1810B 24/09 105.05 69.75 -33.60
24572 MBTENCT@EC1810E 24/09 505.88 334.40 -33.90
27582 BP-CSPC@EC1810A 26/09 26.00 17.18 -33.92
22489 VT-CMB @EC1810A 28/09 48.00 31.70 -33.96
20439 MBHEGAN@EC1810A 26/09 108.88 71.75 -34.10
22859 BPSANDS@EC1810B 26/09 56.00 36.85 -34.20
27686 MB-HKEX@EC1810D 26/09 348.88 229.00 -34.36
21652 MBSANDS@EC1810A 26/09 56.88 36.85 -35.21
21143 BP-YZCM@EC1810A 26/09 14.50 9.39 -35.24
21653 MB-CMBC@EC1810A 26/09 9.07 5.87 -35.26
16897 MBCCOAL@EC1810A 26/09 5.08 3.28 -35.43
19297 BPTENCT@EC1810E 26/09 520.00 334.40 -35.69
22672 BP-NCI @EC1810A 26/09 58.50 37.60 -35.73
24488 BPSUNAC@EC1810B 26/09 43.00 27.35 -36.40
20616 JP-ZALL@EC1810A 26/09 9.28 5.90 -36.42
19092 BPCLIFE@EC1810B 26/09 29.00 17.94 -38.14
19530 BPTENCT@EC1810F 26/09 550.00 334.40 -39.20
18525 MB-CPIC@EC1810A 26/09 48.88 29.65 -39.34
11741 GS-HTSE@EC1810A 24/09 12.40 7.51 -39.44
12618 UB-HTSE@EC1810A 24/09 12.40 7.51 -39.44
12295 BI-HTSE@EC1810A 26/09 12.40 7.51 -39.44
24566 MBTENCT@EC1810D 24/09 555.88 334.40 -39.84
24417 JP-CSCH@EC1810A 24/09 2.22 1.33 -40.09
21264 BP-HTSC@EC1810A 26/09 19.30 11.56 -40.10
22590 JP-WYNN@EC1810A 24/09 33.61 20.10 -40.20
19652 BPCLIFE@EC1810C 26/09 30.00 17.94 -40.20
21943 CSCLIFE@EC1810A 26/09 30.05 17.94 -40.30
29075 HT-POLY@EC1810A 24/09 4.88 2.90 -40.57
24414 BPGEELY@EC1810C 26/09 28.00 16.58 -40.79
24343 MB-HKEX@EC1810C 26/09 388.00 229.00 -40.98
23861 MBKSOFT@EC1810A 24/09 24.88 14.66 -41.08
12775 VT-AAC @EC1810B 24/09 138.80 80.15 -42.26
24941 BP-AAC @EC1810A 26/09 138.80 80.15 -42.26
12818 JP-AAC @EC1810B 24/09 138.83 80.15 -42.27
12718 BI-AAC @EC1810A 26/09 138.90 80.15 -42.30
12777 UB-AAC @EC1810A 26/09 138.90 80.15 -42.30
17909 VTJIANC@EC1810A 24/09 16.00 9.22 -42.38
29212 BPJIANC@EC1810A 26/09 16.00 9.22 -42.38
18732 MBSUNAC@EC1810B 26/09 47.88 27.35 -42.88
25130 JP-BBMG@EC1810A 24/09 4.84 2.75 -43.18
13706 MBTENCT@EC1810A 26/09 588.88 334.40 -43.21
23273 GSFOSUN@EC1810A 28/09 25.05 14.20 -43.31
17858 BPCINDA@EC1810A 26/09 3.68 2.07 -43.75
24355 MBTENCT@EC1810C 24/09 605.88 334.40 -44.81
20969 MB-NCI @EC1810A 26/09 68.88 37.60 -45.41
18391 VTCLIFE@EC1810B 26/09 33.00 17.94 -45.64
21209 BP-CGS @EC1810A 26/09 7.00 3.80 -45.71
13477 JPCMOLY@EC1810A 24/09 6.28 3.40 -45.86
20894 BPCMOLY@EC1810A 26/09 6.28 3.40 -45.86
19058 MB-GWMC@EC1810A 26/09 10.38 5.53 -46.72
25185 HT-GWMC@EC1810B 28/09 10.48 5.53 -47.23
22152 JPXJGST@EC1810A 24/09 16.16 8.38 -48.14
24310 MBTENCT@EC1810B 24/09 655.88 334.40 -49.02
24492 BP-MGMC@EC1810A 26/09 27.00 13.76 -49.04
11069 CS-KBLH@EC1810A 28/09 14.38 7.32 -49.10
19234 BP-SUNY@EC1810A 26/09 183.00 92.70 -49.34
19093 BPGEELY@EC1810B 26/09 33.00 16.58 -49.76
18379 BP-SMIC@EC1810B 26/09 17.00 8.51 -49.94
18175 JP-CEIL@EC1810A 28/09 13.66 6.77 -50.44
18232 HT-CEIL@EC1810A 24/09 13.68 6.77 -50.50
21116 MBCSAIR@EC1810A 26/09 10.98 5.39 -50.91
29069 HT-SUNY@EC1810B 24/09 189.88 92.70 -51.18
19266 GSKSOFT@EC1810A 28/09 30.05 14.66 -51.21
28045 BP-HTSE@EC1810A 26/09 16.00 7.51 -53.06
22153 JP-MGMC@EC1810B 26/09 30.03 13.76 -54.18
25304 BPKSOFT@EC1810A 26/09 32.00 14.66 -54.19
27911 MB-SUNY@EC1810A 26/09 208.88 92.70 -55.62
12686 MB-GCL @EC1810A 24/09 1.28 0.56 -56.25
18635 BP-AAC @EC1810B 26/09 188.00 80.15 -57.37
20253 MB-AAC @EC1810A 24/09 188.88 80.15 -57.57
18713 BP-AAC @EC1810C 26/09 200.00 80.15 -59.93
20807 EA-ZAOL@EC1810A 24/09 100.00 34.45 -65.55
20895 BP-GCL @EC1810A 26/09 1.80 0.56 -68.89
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
28994 HTGEELY@EP1810A 24/09 23.00 16.58 27.91
22524 MB-HKEX@EP1810B 26/09 300.00 229.00 23.67
22495 BP-HKEX@EP1810F 26/09 280.00 229.00 18.21
22494 BPTENCT@EP1810H 26/09 400.00 334.40 16.40
24951 MBTENCT@EP1810F 24/09 385.88 334.40 13.34
29387 JPTENCT@EP1810A 24/09 378.78 334.40 11.72
23206 MB-CMBC@EP1810B 24/09 6.57 5.87 10.61
24450 MBPICCG@EP1810A 26/09 3.88 3.47 10.57
22491 BPPINAN@EP1810D 26/09 85.00 78.90 7.18
23775 VTTENCT@EP1810B 26/09 360.00 334.40 7.11
12457 JPTENCT@EP1810B 24/09 359.95 334.40 7.10
29376 UBTENCT@EP1810A 26/09 352.88 334.40 5.24
24334 MBCLIFE@EP1810A 26/09 18.88 17.94 4.98
25773 MBPINAN@EP1810A 26/09 80.00 78.90 1.38
25100 BP-CCB @EP1810E 26/09 6.80 6.90 -1.47
22214 UB-CCB @EP1810B 27/09 6.79 6.90 -1.62
24445 MB-CKH @EP1810A 26/09 88.88 90.60 -1.94
21374 MB-CMB @EP1810B 26/09 30.88 31.70 -2.66
15112 MBHLAND@EP1810A 26/09 38.98 40.10 -2.87
13118 BPPINAN@EP1810G 26/09 75.00 78.90 -5.20
18122 MB-ICBC@EP1810A 26/09 5.28 5.74 -8.71
29128 MBBOCHK@EP1810B 26/09 33.88 37.20 -9.80
25781 JP-AIA @EP1810A 26/09 58.58 67.80 -15.74
25095 BPPINAN@EP1810F 26/09 68.00 78.90 -16.03
13132 JPPINAN@EP1810D 28/09 66.86 78.90 -18.01
18037 MB-CNBM@EP1810A 26/09 5.88 7.08 -20.41
14952 JP-HKEX@EP1810B 24/09 188.88 229.00 -21.24
26040 MB-CMOB@EP1810B 24/09 60.00 76.25 -27.08
26626 EA-HKEX@EP1810B 28/09 170.00 229.00 -34.71
16836 CS-HKEX@EP1810A 26/09 169.90 229.00 -34.79
16170 MBCNOOC@EP1810A 26/09 6.88 14.14 -105.52
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money