Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
12350 GS-KECL@EC1810A 15/10 7.28 8.65 18.82
14249 GSLENOV@EC1810A 19/10 4.02 4.76 18.41
12526 CS-KECL@EC1810A 16/10 7.50 8.65 15.33
20486 GSLENOV@EC1810C 19/10 4.19 4.76 13.60
22996 GS-CMOB@EC1810C 18/10 71.93 78.00 8.44
21481 UBSUNRT@EC1810A 15/10 9.38 9.79 4.37
17223 CS-CRCH@EC1810B 15/10 8.01 8.32 3.87
15191 GSCNOOC@EC1810C 18/10 14.20 14.50 2.11
19405 GSCNOOC@EC1810D 19/10 14.52 14.50 -0.14
11849 HTPETCH@EC1810A 12/10 6.00 5.96 -0.67
13638 MB-SZIH@EC1810A 12/10 15.28 15.02 -1.70
11850 HTPINAN@EC1810A 18/10 76.80 73.70 -4.04
12332 CSPINAN@EC1810E 12/10 77.28 73.70 -4.63
23523 GS-COVS@EC1810C 12/10 25.05 23.20 -7.39
20998 GS-CKH @EC1810A 19/10 88.05 81.30 -7.67
23187 JP-CKH @EC1810B 19/10 88.05 81.30 -7.67
12202 GS-CRRC@EC1810A 12/10 7.48 6.90 -7.75
12439 UB-CTIH@EC1810A 15/10 27.88 25.40 -8.90
14423 VT-SPA @EC1810B 15/10 89.93 81.80 -9.04
18521 HSPINAN@EC1810B 18/10 81.33 73.70 -9.38
12412 HT-CRRC@EC1810A 16/10 7.68 6.90 -10.16
18124 UB-LINK@EC1810A 18/10 80.85 71.95 -11.01
14533 GSPINAN@EC1810D 18/10 83.93 73.70 -12.19
12336 CSAVICN@EC1810A 12/10 5.28 4.60 -12.88
12376 HT-GZPC@EC1810A 16/10 29.00 25.20 -13.10
20361 UB-MTRC@EC1810A 18/10 45.59 39.20 -14.02
22018 CS-HSBC@EC1810C 18/10 76.93 66.05 -14.14
13366 UB-HSBC@EC1810C 18/10 76.93 66.05 -14.14
19226 GS-HSBC@EC1810B 18/10 76.93 66.05 -14.14
12548 GSPICCG@EC1810A 18/10 4.08 3.50 -14.22
22010 CS-CRL @EC1810B 18/10 30.35 25.60 -15.65
21881 GS-HKEX@EC1810I 18/10 238.58 201.00 -15.75
24783 CS-HKEX@EC1810G 18/10 238.58 201.00 -15.75
17243 CSCITBK@EC1810A 18/10 5.69 4.78 -15.99
12419 HTAVICN@EC1810A 16/10 5.48 4.60 -16.06
14246 GS-CMBC@EC1810A 18/10 6.66 5.49 -17.54
12723 BI-CMB @EC1810A 18/10 35.55 29.25 -17.72
17241 CS-CMB @EC1810A 18/10 35.55 29.25 -17.72
16793 GS-CMB @EC1810B 18/10 35.55 29.25 -17.72
20724 UBCLIFE@EC1810B 15/10 20.93 17.12 -18.20
20775 CSCLIFE@EC1810C 15/10 20.93 17.12 -18.20
21376 GSCLIFE@EC1810C 15/10 20.93 17.12 -18.20
11969 BIBOCHK@EC1810A 18/10 42.05 34.35 -18.31
11983 CSBOCHK@EC1810B 18/10 42.05 34.35 -18.31
13402 GSBOCHK@EC1810B 18/10 42.05 34.35 -18.31
12607 UBCSA50@EC1810A 19/10 15.50 12.54 -19.10
20292 GS-ACMT@EC1810A 19/10 55.60 44.85 -19.33
12277 BI-CKH @EC1810A 18/10 102.12 81.30 -20.39
15303 HTCSA50@EC1810B 19/10 16.00 12.54 -21.63
22227 UBTENCT@EC1810G 15/10 368.20 288.40 -21.67
22692 VTTENCT@EC1810H 15/10 368.20 288.40 -21.67
22822 GSTENCT@EC1810J 15/10 368.20 288.40 -21.67
24956 JPTENCT@EC1810J 16/10 368.20 288.40 -21.67
13167 GS-HKEX@EC1810G 19/10 259.08 201.00 -22.42
11588 HT-COVS@EC1810A 18/10 30.05 23.20 -22.80
12472 GS-HSBC@EC1810A 18/10 86.91 66.05 -24.00
28840 UB-CMBC@EC1810A 15/10 7.23 5.49 -24.10
12445 VTTENCT@EC1810D 15/10 380.00 288.40 -24.11
13610 CSCP&CC@EC1810A 16/10 8.99 6.81 -24.25
14147 GSCP&CC@EC1810A 16/10 9.01 6.81 -24.42
13978 UBCP&CC@EC1810A 16/10 9.01 6.81 -24.42
12437 UB-BOCL@EC1810A 15/10 4.38 3.31 -24.43
29377 UB-CGNP@EC1810A 15/10 2.38 1.79 -24.79
19428 GS-ICBC@EC1810A 18/10 7.01 5.27 -24.82
12324 CS-WUXI@EC1810A 12/10 86.88 65.00 -25.18
29824 HT-CGNP@EC1810A 12/10 2.40 1.79 -25.42
21567 HSBOCHK@EC1810A 19/10 46.85 34.35 -26.68
21570 UBBOCHK@EC1810A 19/10 46.85 34.35 -26.68
12354 GS-AIA @EC1810A 15/10 85.88 62.95 -26.70
15455 VT-CCB @EC1810B 18/10 8.51 6.21 -27.03
14410 BI-PSBC@EC1810A 18/10 6.51 4.73 -27.34
14796 UB-HKEX@EC1810E 18/10 278.10 201.00 -27.72
14986 CS-HKEX@EC1810E 18/10 278.20 201.00 -27.75
13073 GS-CCB @EC1810A 18/10 8.61 6.21 -27.87
12925 BI-CCB @EC1810A 18/10 8.61 6.21 -27.87
19028 UB-CCB @EC1810A 18/10 8.61 6.21 -27.87
13450 HSTENCT@EC1810C 15/10 400.18 288.40 -27.93
22803 JPTENCT@EC1810I 15/10 400.20 288.40 -27.94
19874 VTTENCT@EC1810G 15/10 400.20 288.40 -27.94
13695 GSTENCT@EC1810F 15/10 400.20 288.40 -27.94
17092 BITENCT@EC1810D 15/10 400.20 288.40 -27.94
13438 UBAMCS3@EC1810A 18/10 51.20 36.70 -28.32
15346 HTAMCS3@EC1810A 18/10 51.20 36.70 -28.32
13620 GSAMCS3@EC1810A 18/10 51.20 36.70 -28.32
11093 VTEVERG@EC1810A 19/10 28.80 20.55 -28.65
14225 CS-CSPC@EC1810B 15/10 21.93 15.60 -28.86
13808 HT-CSPC@EC1810B 15/10 21.93 15.60 -28.86
13555 HS-CSPC@EC1810A 15/10 21.93 15.60 -28.86
12937 BI-CSPC@EC1810A 15/10 21.93 15.60 -28.86
12813 GSTENCT@EC1810A 12/10 406.08 288.40 -28.98
13019 JPTENCT@EC1810E 12/10 406.06 288.40 -28.98
20765 CSTENCT@EC1810F 12/10 406.08 288.40 -28.98
12950 UBTENCT@EC1810B 12/10 406.08 288.40 -28.98
12623 CSBYDEI@EC1810B 18/10 13.28 9.34 -29.67
18368 GSSTANC@EC1810A 18/10 83.93 59.00 -29.70
11702 BI-SGC @EC1810A 15/10 51.88 36.45 -29.74
13788 HTSANDS@EC1810A 19/10 49.33 34.35 -30.36
14378 GSSANDS@EC1810A 18/10 49.33 34.35 -30.37
17403 UBSANDS@EC1810A 18/10 49.33 34.35 -30.37
23308 UBCHNRE@EC1810A 16/10 2.03 1.39 -31.53
12553 UB-GAC @EC1810A 19/10 10.63 7.27 -31.60
23302 UBTINGY@EC1810A 16/10 19.88 13.12 -34.00
13258 GSTENCT@EC1810C 19/10 449.08 288.40 -35.78
13725 CSTENCT@EC1810D 19/10 449.08 288.40 -35.78
23033 UBXINYI@EC1810A 15/10 14.38 9.20 -36.02
14365 UB-CRBH@EC1810A 19/10 44.93 28.55 -36.46
12557 UBGEELY@EC1810A 19/10 22.38 14.08 -37.09
12413 HTCSHCL@EC1810A 16/10 4.75 2.96 -37.68
20526 GS-CGDN@EC1810A 18/10 13.84 8.46 -38.86
22265 UBAGILE@EC1810A 16/10 15.02 9.15 -39.08
17481 CSFOSUN@EC1810A 18/10 19.70 11.92 -39.49
11411 BIFOSUN@EC1810A 18/10 19.70 11.92 -39.49
18355 GSFOSUN@EC1810B 18/10 19.70 11.92 -39.49
20171 HT-GEG @EC1810B 18/10 76.05 45.65 -39.97
19830 GS-GEG @EC1810B 18/10 76.05 45.65 -39.97
12327 CSANTAS@EC1810A 12/10 54.38 31.70 -41.71
23684 GS-CGDN@EC1810B 18/10 14.66 8.46 -42.29
18335 BICLIFE@EC1810A 15/10 30.05 17.12 -43.03
21772 UBCLIFE@EC1810A 18/10 30.05 17.12 -43.03
13363 GSGEELY@EC1810C 15/10 24.93 14.08 -43.52
13428 UBGEELY@EC1810C 18/10 25.43 14.08 -44.63
12634 GSGEELY@EC1810A 18/10 25.43 14.08 -44.63
12375 HT-CTCM@EC1810B 16/10 8.38 4.63 -44.75
22137 CSCLIFE@EC1810B 16/10 31.05 17.12 -44.86
13821 BIGEELY@EC1810B 15/10 25.65 14.08 -45.11
13726 CSGEELY@EC1810C 15/10 25.65 14.08 -45.11
11709 BI-CNBM@EC1810A 15/10 11.48 6.15 -46.43
21146 UBLEE&M@EC1810A 18/10 12.60 6.75 -46.43
12371 HT-SPHG@EC1810A 16/10 3.00 1.58 -47.33
24046 CSGFSEC@EC1810A 12/10 17.28 9.05 -47.63
12420 HT-SUNY@EC1810C 16/10 151.08 78.95 -47.74
12370 HT-WHG @EC1810A 16/10 11.98 5.97 -50.17
15977 SG-BRIC@EC1810A 18/10 15.90 7.90 -50.31
11707 BI-SBPH@EC1810A 15/10 13.25 6.51 -50.88
19143 CS3SBIO@EC1810A 16/10 23.33 11.44 -50.96
12451 CS-WYNN@EC1810A 15/10 35.37 17.10 -51.65
12400 HT-BRIC@EC1810A 16/10 16.88 7.90 -53.20
12247 UBMELCO@EC1810A 12/10 31.88 14.78 -53.64
14360 UB3SBIO@EC1810A 18/10 25.05 11.44 -54.33
23305 UBGFSEC@EC1810A 16/10 19.88 9.05 -54.48
12233 UB-WYNN@EC1810A 12/10 38.01 17.10 -55.01
21145 UBNTRAG@EC1810A 15/10 23.88 10.54 -55.86
11109 VT-AAC @EC1810A 19/10 175.30 72.00 -58.93
12108 CS-BRIC@EC1810A 15/10 19.38 7.90 -59.24
12403 HT-BRIC@EC1810B 15/10 19.40 7.90 -59.28
17884 JP-GWMC@EC1810B 18/10 12.90 4.83 -62.56
17804 HS-GWMC@EC1810B 19/10 12.90 4.83 -62.56
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
19043 UBTENCT@EP1810F 12/10 405.68 288.40 28.91
18663 GSTENCT@EP1810I 18/10 383.68 288.40 24.83
11138 UB-BYD @EP1810A 15/10 53.88 50.05 7.11
13176 UB-AIA @EP1810B 18/10 65.60 62.95 4.04
14151 GS-AIA @EP1810C 18/10 65.60 62.95 4.04
13872 CS-AIA @EP1810B 18/10 63.83 62.95 1.38
19317 CSPINAN@EP1810F 16/10 74.63 73.70 1.25
13207 GS-AIA @EP1810B 18/10 61.95 62.95 -1.61
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money