Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
14249 GSLENOV@EC1810A 19/10 4.02 4.88 21.39
12350 GS-KECL@EC1810A 15/10 7.28 8.73 19.92
20486 GSLENOV@EC1810C 19/10 4.19 4.88 16.47
12526 CS-KECL@EC1810A 16/10 7.50 8.73 16.40
17308 GS-CMOB@EC1810A 22/10 70.00 76.60 9.43
23167 JP-CMOB@EC1810B 22/10 70.05 76.60 9.35
21910 BI-CMOB@EC1810A 22/10 70.05 76.60 9.35
22996 GS-CMOB@EC1810C 18/10 71.93 76.60 6.49
21481 UBSUNRT@EC1810A 15/10 9.38 9.76 4.05
24698 VT-CLP @EC1810B 22/10 83.80 86.90 3.70
17223 CS-CRCH@EC1810B 15/10 8.01 8.30 3.62
15191 GSCNOOC@EC1810C 18/10 14.20 14.58 2.68
20501 GS-CTEL@EC1810B 22/10 3.78 3.86 2.12
24593 GS-CMOB@EC1810D 22/10 75.05 76.60 2.07
19405 GSCNOOC@EC1810D 19/10 14.52 14.58 0.41
11390 UBLENOV@EC1810A 22/10 4.89 4.88 -0.20
15599 CSLENOV@EC1810A 22/10 4.89 4.88 -0.20
15756 GSLENOV@EC1810B 22/10 4.89 4.88 -0.20
18352 GS-CMOB@EC1810B 22/10 77.55 76.60 -1.23
24305 VT-CMOB@EC1810C 22/10 77.55 76.60 -1.23
11850 HTPINAN@EC1810A 18/10 76.80 73.25 -4.62
24629 HSPINAN@EC1810C 22/10 77.33 73.25 -5.28
20998 GS-CKH @EC1810A 19/10 88.05 81.25 -7.72
23187 JP-CKH @EC1810B 19/10 88.05 81.25 -7.72
14423 VT-SPA @EC1810B 15/10 89.93 82.45 -8.32
14427 UBCNOOC@EC1810B 22/10 16.02 14.58 -8.99
13676 CSCNOOC@EC1810A 22/10 16.02 14.58 -8.99
14000 GSCNOOC@EC1810B 22/10 16.02 14.58 -8.99
12768 VT-COVS@EC1810B 22/10 25.00 22.70 -9.20
12419 HTAVICN@EC1810A 16/10 5.48 4.95 -9.67
12967 UB-CRCH@EC1810A 22/10 9.20 8.30 -9.78
18521 HSPINAN@EC1810B 18/10 81.33 73.25 -9.93
14253 GSPINAN@EC1810C 22/10 81.93 73.25 -10.59
14331 HTPINAN@EC1810C 22/10 81.93 73.25 -10.59
18124 UB-LINK@EC1810A 18/10 80.85 72.20 -10.70
12439 UB-CTIH@EC1810A 15/10 27.88 24.80 -11.05
12412 HT-CRRC@EC1810A 16/10 7.68 6.75 -12.11
14533 GSPINAN@EC1810D 18/10 83.93 73.25 -12.72
12548 GSPICCG@EC1810A 18/10 4.08 3.55 -12.99
14333 HTPINAN@EC1810D 22/10 86.05 73.25 -14.88
13619 GSPINAN@EC1810B 22/10 86.05 73.25 -14.88
20361 UB-MTRC@EC1810A 18/10 45.59 38.80 -14.89
12376 HT-GZPC@EC1810A 16/10 29.00 24.65 -15.00
22018 CS-HSBC@EC1810C 18/10 76.93 64.75 -15.83
13366 UB-HSBC@EC1810C 18/10 76.93 64.75 -15.83
19226 GS-HSBC@EC1810B 18/10 76.93 64.75 -15.83
21881 GS-HKEX@EC1810I 18/10 238.58 199.40 -16.42
24783 CS-HKEX@EC1810G 18/10 238.58 199.40 -16.42
15957 CSCP&CC@EC1810B 22/10 8.09 6.75 -16.56
25134 GSCP&CC@EC1810C 22/10 8.09 6.75 -16.56
17243 CSCITBK@EC1810A 18/10 5.69 4.71 -17.22
13767 HTCP&CC@EC1810A 22/10 8.19 6.75 -17.56
18657 GSPICCG@EC1810B 22/10 4.31 3.55 -17.63
22010 CS-CRL @EC1810B 18/10 30.35 24.80 -18.29
14246 GS-CMBC@EC1810A 18/10 6.66 5.43 -18.44
15773 GSPINAN@EC1810E 22/10 89.90 73.25 -18.52
12723 BI-CMB @EC1810A 18/10 35.55 28.90 -18.71
17241 CS-CMB @EC1810A 18/10 35.55 28.90 -18.71
16793 GS-CMB @EC1810B 18/10 35.55 28.90 -18.71
21376 GSCLIFE@EC1810C 15/10 20.93 16.86 -19.45
20724 UBCLIFE@EC1810B 15/10 20.93 16.86 -19.45
20775 CSCLIFE@EC1810C 15/10 20.93 16.86 -19.45
11969 BIBOCHK@EC1810A 18/10 42.05 33.80 -19.62
11983 CSBOCHK@EC1810B 18/10 42.05 33.80 -19.62
13402 GSBOCHK@EC1810B 18/10 42.05 33.80 -19.62
13166 GS-HKEX@EC1810F 22/10 248.20 199.40 -19.66
17432 UBCITBK@EC1810A 22/10 5.89 4.71 -20.03
12607 UBCSA50@EC1810A 19/10 15.50 12.38 -20.13
12277 BI-CKH @EC1810A 18/10 102.12 81.25 -20.44
16248 VT-CUNI@EC1810D 22/10 11.02 8.75 -20.60
25138 GS-CUNI@EC1810B 22/10 11.02 8.75 -20.60
20292 GS-ACMT@EC1810A 19/10 55.60 43.95 -20.95
15303 HTCSA50@EC1810B 19/10 16.00 12.38 -22.63
13167 GS-HKEX@EC1810G 19/10 259.08 199.40 -23.04
22822 GSTENCT@EC1810J 15/10 368.20 282.80 -23.19
22227 UBTENCT@EC1810G 15/10 368.20 282.80 -23.19
22692 VTTENCT@EC1810H 15/10 368.20 282.80 -23.19
24956 JPTENCT@EC1810J 16/10 368.20 282.80 -23.19
11588 HT-COVS@EC1810A 18/10 30.05 22.70 -24.46
20678 GS-COVS@EC1810A 22/10 30.05 22.70 -24.46
13610 CSCP&CC@EC1810A 16/10 8.99 6.75 -24.92
28840 UB-CMBC@EC1810A 15/10 7.23 5.43 -24.93
12759 HTBOCHK@EC1810A 22/10 45.05 33.80 -24.97
22205 GSBOCHK@EC1810A 22/10 45.05 33.80 -24.97
14147 GSCP&CC@EC1810A 16/10 9.01 6.75 -25.08
13978 UBCP&CC@EC1810A 16/10 9.01 6.75 -25.08
12472 GS-HSBC@EC1810A 18/10 86.91 64.75 -25.50
12276 BI-HSBC@EC1810A 22/10 86.91 64.75 -25.50
12445 VTTENCT@EC1810D 15/10 380.00 282.80 -25.58
12437 UB-BOCL@EC1810A 15/10 4.38 3.25 -25.80
18892 VT-HKEX@EC1810B 22/10 269.00 199.40 -25.87
19844 GS-HKEX@EC1810H 22/10 269.08 199.40 -25.90
13241 CS-HSBC@EC1810A 22/10 87.55 64.75 -26.04
29377 UB-CGNP@EC1810A 15/10 2.38 1.76 -26.05
19428 GS-ICBC@EC1810A 18/10 7.01 5.16 -26.39
12942 HTCLIFE@EC1810A 22/10 23.05 16.86 -26.85
11260 GSCLIFE@EC1810B 22/10 23.05 16.86 -26.85
12354 GS-AIA @EC1810A 15/10 85.88 62.40 -27.34
21567 HSBOCHK@EC1810A 19/10 46.85 33.80 -27.85
21570 UBBOCHK@EC1810A 19/10 46.85 33.80 -27.85
14796 UB-HKEX@EC1810E 18/10 278.10 199.40 -28.30
14986 CS-HKEX@EC1810E 18/10 278.20 199.40 -28.32
13808 HT-CSPC@EC1810B 15/10 21.93 15.66 -28.58
14225 CS-CSPC@EC1810B 15/10 21.93 15.66 -28.59
12937 BI-CSPC@EC1810A 15/10 21.93 15.66 -28.59
13555 HS-CSPC@EC1810A 15/10 21.93 15.66 -28.59
15455 VT-CCB @EC1810B 18/10 8.51 6.07 -28.67
14410 BI-PSBC@EC1810A 18/10 6.51 4.62 -29.03
13450 HSTENCT@EC1810C 15/10 400.18 282.80 -29.33
17092 BITENCT@EC1810D 15/10 400.20 282.80 -29.34
13695 GSTENCT@EC1810F 15/10 400.20 282.80 -29.34
19874 VTTENCT@EC1810G 15/10 400.20 282.80 -29.34
22803 JPTENCT@EC1810I 15/10 400.20 282.80 -29.34
13073 GS-CCB @EC1810A 18/10 8.61 6.07 -29.50
12925 BI-CCB @EC1810A 18/10 8.61 6.07 -29.50
19028 UB-CCB @EC1810A 18/10 8.61 6.07 -29.50
13438 UBAMCS3@EC1810A 18/10 51.20 36.05 -29.59
15346 HTAMCS3@EC1810A 18/10 51.20 36.05 -29.59
13620 GSAMCS3@EC1810A 18/10 51.20 36.05 -29.59
11717 MBTENCT@EC1810J 22/10 405.88 282.80 -30.32
11702 BI-SGC @EC1810A 15/10 51.88 35.95 -30.71
12623 CSBYDEI@EC1810B 18/10 13.28 9.15 -31.10
18368 GSSTANC@EC1810A 18/10 83.93 57.80 -31.13
12397 HT-CRL @EC1810A 22/10 36.05 24.80 -31.21
19605 GS-CRL @EC1810B 22/10 36.05 24.80 -31.21
14378 GSSANDS@EC1810A 18/10 49.33 33.85 -31.38
17403 UBSANDS@EC1810A 18/10 49.33 33.85 -31.38
13788 HTSANDS@EC1810A 19/10 49.33 33.85 -31.38
23308 UBCHNRE@EC1810A 16/10 2.03 1.39 -31.53
15173 GS-BOCL@EC1810E 22/10 4.76 3.25 -31.72
12175 GS-HKEX@EC1810C 22/10 297.20 199.40 -32.91
11093 VTEVERG@EC1810A 19/10 28.80 19.32 -32.92
12553 UB-GAC @EC1810A 19/10 10.63 7.09 -33.30
27673 VTALUCO@EC1810A 22/10 4.68 3.11 -33.55
18540 HS-GEG @EC1810A 22/10 70.05 44.55 -36.40
17895 UB-GEG @EC1810A 22/10 70.05 44.55 -36.40
18868 GS-GEG @EC1810A 22/10 70.05 44.55 -36.40
18465 HSTENCT@EC1810D 22/10 446.18 282.80 -36.62
23179 JPGEELY@EC1810B 22/10 21.85 13.84 -36.66
22589 GSGEELY@EC1810D 22/10 21.85 13.84 -36.66
13258 GSTENCT@EC1810C 19/10 449.08 282.80 -37.03
13725 CSTENCT@EC1810D 19/10 449.08 282.80 -37.03
22294 BI-BOCL@EC1810A 22/10 5.18 3.25 -37.26
23302 UBTINGY@EC1810A 16/10 19.88 12.44 -37.42
14365 UB-CRBH@EC1810A 19/10 44.93 28.00 -37.68
12557 UBGEELY@EC1810A 19/10 22.38 13.84 -38.16
12413 HTCSHCL@EC1810A 16/10 4.75 2.92 -38.53
18426 VTTENCT@EC1810E 22/10 462.20 282.80 -38.81
18449 BITENCT@EC1810E 22/10 462.20 282.80 -38.81
13618 GSTENCT@EC1810E 22/10 462.20 282.80 -38.81
23033 UBXINYI@EC1810A 15/10 14.38 8.68 -39.64
17481 CSFOSUN@EC1810A 18/10 19.70 11.64 -40.91
11411 BIFOSUN@EC1810A 18/10 19.70 11.64 -40.91
18355 GSFOSUN@EC1810B 18/10 19.70 11.64 -40.91
14368 GSTENCT@EC1810G 22/10 480.20 282.80 -41.11
18705 VTTENCT@EC1810F 22/10 482.20 282.80 -41.35
20171 HT-GEG @EC1810B 18/10 76.05 44.55 -41.42
19830 GS-GEG @EC1810B 18/10 76.05 44.55 -41.42
22265 UBAGILE@EC1810A 16/10 15.02 8.75 -41.74
20526 GS-CGDN@EC1810A 18/10 13.84 7.89 -42.98
12964 UBANTAS@EC1810A 22/10 53.93 30.70 -43.07
12375 HT-CTCM@EC1810B 16/10 8.38 4.72 -43.68
18335 BICLIFE@EC1810A 15/10 30.05 16.86 -43.89
21772 UBCLIFE@EC1810A 18/10 30.05 16.86 -43.89
17964 UB-CNBM@EC1810A 22/10 11.00 6.16 -44.00
20297 GS-CNBM@EC1810A 22/10 11.00 6.16 -44.00
11489 MBTENCT@EC1810I 22/10 505.88 282.80 -44.10
13363 GSGEELY@EC1810C 15/10 24.93 13.84 -44.48
22031 GSCLIFE@EC1810A 22/10 30.93 16.86 -45.49
13428 UBGEELY@EC1810C 18/10 25.43 13.84 -45.58
12634 GSGEELY@EC1810A 18/10 25.43 13.84 -45.58
22137 CSCLIFE@EC1810B 16/10 31.05 16.86 -45.70
13821 BIGEELY@EC1810B 15/10 25.65 13.84 -46.04
13726 CSGEELY@EC1810C 15/10 25.65 13.84 -46.04
23684 GS-CGDN@EC1810B 18/10 14.66 7.89 -46.18
11709 BI-CNBM@EC1810A 15/10 11.48 6.16 -46.34
21146 UBLEE&M@EC1810A 18/10 12.60 6.68 -46.98
22442 CS-SUNY@EC1810A 22/10 150.98 79.10 -47.61
22734 UB-SUNY@EC1810A 22/10 150.98 79.10 -47.61
12420 HT-SUNY@EC1810C 16/10 151.08 79.10 -47.64
12371 HT-SPHG@EC1810A 16/10 3.00 1.57 -47.67
11707 BI-SBPH@EC1810A 15/10 13.25 6.73 -49.22
12370 HT-WHG @EC1810A 16/10 11.98 5.98 -50.08
19143 CS3SBIO@EC1810A 16/10 23.33 11.46 -50.88
12719 BI-SUNY@EC1810A 22/10 165.10 79.10 -52.09
13902 GS-SUNY@EC1810A 22/10 165.10 79.10 -52.09
21444 VT-SUNY@EC1810A 22/10 165.10 79.10 -52.09
12451 CS-WYNN@EC1810A 15/10 35.37 16.78 -52.55
15977 SG-BRIC@EC1810A 18/10 15.90 7.32 -53.96
14360 UB3SBIO@EC1810A 18/10 25.05 11.46 -54.25
23305 UBGFSEC@EC1810A 16/10 19.88 8.96 -54.93
12400 HT-BRIC@EC1810A 16/10 16.88 7.32 -56.64
18597 UBCHAMC@EC1810A 22/10 3.24 1.39 -57.10
21145 UBNTRAG@EC1810A 15/10 23.88 10.10 -57.71
12806 CSCHAMC@EC1810A 22/10 3.38 1.39 -58.88
28965 HS-GWMC@EC1810A 22/10 11.90 4.69 -60.59
16759 UB-GWMC@EC1810A 22/10 11.90 4.69 -60.59
11109 VT-AAC @EC1810A 19/10 175.30 66.50 -62.07
12108 CS-BRIC@EC1810A 15/10 19.38 7.32 -62.23
12403 HT-BRIC@EC1810B 15/10 19.40 7.32 -62.27
17884 JP-GWMC@EC1810B 18/10 12.90 4.69 -63.64
17804 HS-GWMC@EC1810B 19/10 12.90 4.69 -63.64
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
13420 UBGEELY@EP1810B 22/10 19.89 13.84 30.42
11784 MBTENCT@EP1810K 22/10 405.88 282.80 30.32
25123 GSTENCT@EP1810L 22/10 405.68 282.80 30.29
15383 UBTENCT@EP1810E 22/10 384.80 282.80 26.51
18663 GSTENCT@EP1810I 18/10 383.68 282.80 26.29
12896 HT-HKEX@EP1810G 22/10 238.68 199.40 16.46
11817 UB-HKEX@EP1810D 22/10 238.68 199.40 16.46
12705 GS-HKEX@EP1810E 22/10 238.68 199.40 16.46
11138 UB-BYD @EP1810A 15/10 53.88 50.10 7.02
13176 UB-AIA @EP1810B 18/10 65.60 62.40 4.88
14151 GS-AIA @EP1810C 18/10 65.60 62.40 4.88
13872 CS-AIA @EP1810B 18/10 63.83 62.40 2.24
19317 CSPINAN@EP1810F 16/10 74.63 73.25 1.85
25125 GSPINAN@EP1810I 22/10 74.63 73.25 1.85
22459 CS-HSBC@EP1810D 22/10 65.88 64.75 1.72
13365 UB-HSBC@EP1810B 22/10 65.83 64.75 1.64
13207 GS-AIA @EP1810B 18/10 61.95 62.40 -0.73
11824 UBCNOOC@EP1810A 22/10 10.88 14.58 -34.01
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money