Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
28008 JP-CTWR@EC1901A 23/01 1.21 1.53 26.45
28052 GS-CTWR@EC1901A 23/01 1.21 1.53 26.45
26019 GS-COVS@EC1901A 18/01 24.55 27.80 13.24
26302 UB-COVS@EC1901A 18/01 24.55 27.80 13.24
27054 JPTENCT@EC1901F 22/01 300.03 337.00 12.32
13320 HTTENCT@EC1901H 22/01 300.08 337.00 12.30
27140 HSTENCT@EC1901F 22/01 300.08 337.00 12.30
27193 CSTENCT@EC1901K 22/01 300.08 337.00 12.30
26895 BITENCT@EC1901E 22/01 300.08 337.00 12.30
27108 GSTENCT@EC1901H 22/01 300.08 337.00 12.30
27253 UBTENCT@EC1901F 22/01 300.08 337.00 12.30
25421 CS-CTEL@EC1901A 24/01 3.80 4.09 7.63
28603 GS-AIA @EC1901A 24/01 65.05 69.90 7.46
27263 UB-AIA @EC1901A 24/01 65.05 69.90 7.46
13825 BI-AIA @EC1901A 24/01 65.05 69.90 7.46
29030 CS-AIA @EC1901B 24/01 65.05 69.90 7.46
14163 HT-AIA @EC1901B 24/01 65.05 69.90 7.46
25322 UBCRAIL@EC1901A 23/01 6.88 7.36 6.98
27214 JP-HTSE@EC1901B 18/01 8.18 8.57 4.77
26831 GS-HTSE@EC1901B 18/01 8.19 8.57 4.64
24875 VTPINAN@EC1901D 23/01 68.88 71.85 4.31
27299 BILENOV@EC1901A 22/01 5.39 5.61 4.08
27326 CSLENOV@EC1901A 22/01 5.39 5.61 4.08
27454 GSLENOV@EC1901A 22/01 5.39 5.61 4.08
25462 UB-CMOB@EC1901A 22/01 77.81 80.85 3.91
27342 GS-CMOB@EC1901A 22/01 77.82 80.85 3.89
27402 HT-CMOB@EC1901B 22/01 77.82 80.85 3.89
26238 JPVANKE@EC1901B 18/01 27.55 28.60 3.81
26027 BI-HKEX@EC1901A 18/01 231.08 239.40 3.60
24207 HTPINAN@EC1901C 22/01 69.88 71.85 2.82
27044 BIPINAN@EC1901B 18/01 69.93 71.85 2.75
26015 GS-HKEX@EC1901B 22/01 234.08 239.40 2.27
25994 UB-HKEX@EC1901A 22/01 234.08 239.40 2.27
25903 CS-HKEX@EC1901A 22/01 234.08 239.40 2.27
11229 CS-ICBC@EC1901B 18/01 5.69 5.76 1.23
13849 HT-ICBC@EC1901A 18/01 5.69 5.76 1.23
23651 VT-CKA @EC1901A 22/01 62.88 63.45 0.91
13373 UB-LINK@EC1901B 18/01 78.93 79.35 0.53
25984 UB-CTEL@EC1901A 18/01 4.11 4.09 -0.49
26825 GS-CTEL@EC1901A 18/01 4.11 4.09 -0.49
29043 CSJIANC@EC1901B 18/01 9.51 9.46 -0.53
11676 BIJIANC@EC1901B 18/01 9.51 9.46 -0.53
27422 HT-CKA @EC1901A 18/01 63.93 63.45 -0.75
25525 BI-CKA @EC1901A 23/01 63.93 63.45 -0.75
23656 VTCSHEN@EC1901A 23/01 18.88 18.66 -1.17
24589 GSCSHEN@EC1901A 18/01 19.10 18.66 -2.30
24899 BICSHEN@EC1901A 18/01 19.10 18.66 -2.30
24930 HSCSHEN@EC1901A 18/01 19.10 18.66 -2.30
26891 UBCSHEN@EC1901A 18/01 19.10 18.66 -2.30
11960 BI-HTSE@EC1901A 22/01 8.78 8.57 -2.39
23962 GSCITSE@EC1901A 24/01 15.82 15.44 -2.40
25008 BICITSE@EC1901A 24/01 15.82 15.44 -2.40
22968 UBCITSE@EC1901A 24/01 15.82 15.44 -2.40
26362 CSCLIFE@EC1901E 22/01 19.60 19.10 -2.55
27348 GSCLIFE@EC1901C 22/01 19.60 19.10 -2.55
25097 BI-GAC @EC1901A 18/01 8.51 8.29 -2.59
11954 BI-NWD @EC1901A 22/01 12.02 11.70 -2.66
26908 BIHLAND@EC1901A 22/01 44.45 43.15 -2.92
27683 UBHLAND@EC1901A 22/01 44.45 43.15 -2.92
28469 CSTENCT@EC1901N 23/01 348.20 337.00 -3.22
26972 GSTENCT@EC1901F 23/01 348.20 337.00 -3.22
26885 UBTENCT@EC1901D 23/01 348.20 337.00 -3.22
13606 GSPINAN@EC1901J 22/01 75.05 71.85 -4.26
25041 GSCITBK@EC1901A 22/01 5.09 4.87 -4.32
25551 UBNTRAG@EC1901A 18/01 11.90 11.30 -5.04
13138 GS-CCB @EC1901F 18/01 6.99 6.63 -5.15
27077 JPFTA50@EC1901B 18/01 12.88 12.20 -5.28
28437 UBFTA50@EC1901B 18/01 12.90 12.20 -5.43
14711 GSFTA50@EC1901B 24/01 12.90 12.20 -5.43
26532 VT-MTRC@EC1901A 22/01 44.98 42.30 -5.96
26169 UB-BYD @EC1901C 23/01 46.93 44.05 -6.14
26971 GSTENCT@EC1901E 23/01 359.08 337.00 -6.15
11514 UBTENCT@EC1901H 23/01 359.08 337.00 -6.15
27093 CSTENCT@EC1901I 23/01 359.08 337.00 -6.15
26574 CS-SZIH@EC1901A 18/01 16.26 15.24 -6.27
28230 CS-BOCL@EC1901A 18/01 3.71 3.47 -6.47
21427 VTPINAN@EC1901B 22/01 76.88 71.85 -6.54
23391 UB-CRCH@EC1901A 18/01 7.79 7.28 -6.55
11687 BICCCCL@EC1901A 21/01 8.39 7.84 -6.56
11394 GSCCCCL@EC1901A 21/01 8.39 7.84 -6.56
26569 CSCCOAL@EC1901A 22/01 3.54 3.29 -7.06
27415 UBCCOAL@EC1901A 22/01 3.54 3.29 -7.06
11788 BI-LINK@EC1901A 18/01 85.93 79.35 -7.66
26300 UB-LINK@EC1901A 18/01 85.93 79.35 -7.66
27453 GS-LINK@EC1901A 18/01 85.93 79.35 -7.66
28424 UBCSA50@EC1901B 18/01 13.30 12.26 -7.82
28109 CSCCCCL@EC1901A 18/01 8.51 7.84 -7.87
25321 UBCCCCL@EC1901A 18/01 8.51 7.84 -7.87
12234 UB-HKEX@EC1901B 22/01 260.08 239.40 -7.95
24172 HTTENCT@EC1901A 22/01 368.00 337.00 -8.42
27995 BITENCT@EC1901G 22/01 368.20 337.00 -8.47
28441 UBAMCS3@EC1901B 18/01 40.93 37.45 -8.50
26372 GSAMCS3@EC1901A 18/01 40.93 37.45 -8.50
24212 HTPINAN@EC1901D 22/01 78.88 71.85 -8.91
11679 BIFTA50@EC1901A 24/01 13.40 12.20 -8.96
23964 GS-MNIU@EC1901A 18/01 28.05 25.45 -9.27
26739 BI-MNIU@EC1901A 22/01 28.05 25.45 -9.27
27709 GS-BOCL@EC1901B 22/01 3.84 3.47 -9.64
27788 BICITBK@EC1901A 18/01 5.39 4.87 -9.65
26974 GSTENCT@EC1901G 23/01 374.08 337.00 -9.91
28100 CSTENCT@EC1901M 23/01 374.08 337.00 -9.91
11232 CS-ACMT@EC1901A 18/01 43.93 39.55 -9.97
25498 GS-BYD @EC1901A 18/01 48.93 44.05 -9.97
11647 HT-CMOB@EC1901A 22/01 90.80 80.85 -10.96
13427 GSCSA50@EC1901B 24/01 13.82 12.26 -11.29
11678 BICSA50@EC1901A 24/01 13.82 12.26 -11.29
21449 MBTENCT@EC1901J 22/01 380.00 337.00 -11.32
27343 GS-CCB @EC1901B 24/01 7.50 6.63 -11.60
25154 UB-CGS @EC1901A 22/01 4.58 4.04 -11.79
27822 GSSUNAC@EC1901A 18/01 30.05 26.35 -12.31
27914 HTSUNAC@EC1901C 18/01 30.05 26.35 -12.31
27153 BI-HSBC@EC1901D 22/01 75.05 65.35 -12.92
12619 UB-HSBC@EC1901B 22/01 75.05 65.35 -12.92
28353 GS-HSBC@EC1901D 22/01 75.05 65.35 -12.92
25296 VTCCCCL@EC1901A 22/01 9.01 7.84 -12.99
14519 GSCP&CC@EC1901C 22/01 7.08 6.16 -12.99
26091 JPSANDS@EC1901B 18/01 41.90 36.45 -13.01
26052 UBSANDS@EC1901B 18/01 41.93 36.45 -13.07
25839 GSSANDS@EC1901B 18/01 41.93 36.45 -13.07
25093 BI-BYD @EC1901A 22/01 50.93 44.05 -13.51
27781 GS-ICBC@EC1901C 22/01 6.78 5.76 -15.04
26838 BI-HSBC@EC1901C 22/01 77.55 65.35 -15.73
23387 UBAMCS3@EC1901A 22/01 44.88 37.45 -16.56
24313 VT-BYD @EC1901A 23/01 52.80 44.05 -16.57
24121 BIAMCS3@EC1901A 22/01 44.93 37.45 -16.65
27275 GS-HSBC@EC1901B 18/01 78.43 65.35 -16.68
27406 UB-HSBC@EC1901A 18/01 78.43 65.35 -16.68
14643 UB-MTRC@EC1901A 22/01 50.88 42.30 -16.86
24131 UBBYDEI@EC1901A 18/01 11.20 9.30 -16.96
27971 GS-CCB @EC1901C 22/01 7.99 6.63 -17.02
18333 GSCLIFE@EC1901A 22/01 23.02 19.10 -17.03
19025 UBCLIFE@EC1901B 22/01 23.05 19.10 -17.14
18546 HSCLIFE@EC1901A 22/01 23.05 19.10 -17.14
19324 CSCLIFE@EC1901B 22/01 23.05 19.10 -17.14
27465 GS-PSBC@EC1901A 18/01 5.11 4.19 -18.00
27478 UB-PSBC@EC1901A 18/01 5.11 4.19 -18.00
29601 BIJIANC@EC1901A 22/01 11.60 9.46 -18.45
27571 UBSTANC@EC1901A 18/01 75.93 61.75 -18.68
27246 JPALUCO@EC1901A 18/01 3.50 2.84 -18.86
29431 BIALUCO@EC1901A 22/01 3.51 2.84 -19.09
12229 UBPINAN@EC1901E 22/01 88.93 71.85 -19.21
12368 GSPINAN@EC1901F 22/01 88.93 71.85 -19.21
26309 BI-GEG @EC1901C 22/01 60.93 49.15 -19.33
23723 VTBOCHK@EC1901A 23/01 36.80 29.50 -19.84
24185 HTTENCT@EC1901C 22/01 422.88 337.00 -20.31
24614 VTPICCG@EC1901A 23/01 3.99 3.17 -20.55
27891 GSPETCH@EC1901A 22/01 6.39 5.05 -20.97
27096 CSPETCH@EC1901A 22/01 6.39 5.05 -20.97
27849 HTPETCH@EC1901A 22/01 6.39 5.05 -20.97
27316 JPCMOLY@EC1901B 18/01 3.88 3.04 -21.65
26700 UBANTAS@EC1901A 22/01 47.52 37.05 -22.03
26024 BI-HSBC@EC1901B 18/01 83.93 65.35 -22.14
26342 CS-HSBC@EC1901B 18/01 83.93 65.35 -22.14
12372 GSPINAN@EC1901G 22/01 92.55 71.85 -22.37
12268 CSPINAN@EC1901G 23/01 92.55 71.85 -22.37
22163 VTALUCO@EC1901A 22/01 3.68 2.84 -22.83
24880 BITENCT@EC1901C 22/01 445.20 337.00 -24.30
26049 UB-GEG @EC1901C 22/01 65.05 49.15 -24.44
12505 UBPETCH@EC1901A 23/01 6.69 5.05 -24.51
12684 GSPETCH@EC1901B 23/01 6.69 5.05 -24.51
26031 BIPETCH@EC1901B 23/01 6.69 5.05 -24.51
26598 HTKSOFT@EC1901B 23/01 19.90 15.02 -24.52
26558 CS-WYNN@EC1901A 23/01 23.51 17.68 -24.79
25207 UBTENCT@EC1901B 18/01 448.20 337.00 -24.81
18187 HT-CRCH@EC1901A 22/01 10.08 7.28 -27.78
18191 HTSUNAC@EC1901A 22/01 36.88 26.35 -28.55
21448 MBTENCT@EC1901I 22/01 475.00 337.00 -29.05
25074 HTTBREW@EC1901A 21/01 48.80 34.60 -29.10
12115 GSCP&CC@EC1901A 18/01 8.69 6.16 -29.11
26025 BICP&CC@EC1901A 22/01 8.69 6.16 -29.11
27238 JP-CRBH@EC1901A 18/01 38.88 27.15 -30.17
22168 VT-CGDN@EC1901A 23/01 14.00 9.71 -30.64
24504 CS-SMIC@EC1901C 18/01 9.99 6.79 -32.03
13809 HTXINYI@EC1901A 21/01 13.40 8.96 -33.12
19705 UBBOCHK@EC1901A 22/01 44.38 29.50 -33.53
24874 VTKSOFT@EC1901B 22/01 22.88 15.02 -34.35
25926 HTKSOFT@EC1901A 22/01 22.93 15.02 -34.49
25965 BI-GEG @EC1901B 22/01 75.50 49.15 -34.90
25324 UB-CNBM@EC1901A 23/01 9.18 5.80 -36.82
26577 GSGEELY@EC1901C 18/01 20.33 12.26 -39.70
25327 UB-ZAOL@EC1901B 23/01 46.88 28.20 -39.85
23748 VT-CGDN@EC1901B 24/01 16.38 9.71 -40.72
24163 HTGEELY@EC1901A 22/01 21.00 12.26 -41.62
24894 BIKINGD@EC1901A 22/01 12.88 7.37 -42.78
25779 VTGEELY@EC1901B 21/01 22.28 12.26 -44.97
24166 HTGEELY@EC1901B 22/01 22.28 12.26 -44.97
26639 GS-SUNY@EC1901A 24/01 133.90 71.65 -46.49
26123 BIGSBIO@EC1901A 22/01 22.02 11.72 -46.78
26709 JPXIAMI@EC1901H 23/01 20.02 10.16 -49.25
22336 JP-CGDN@EC1901A 22/01 19.23 9.71 -49.52
26243 HT-CMS @EC1901A 23/01 15.57 7.66 -50.80
16746 UBTINGY@EC1901A 22/01 21.38 10.50 -50.89
27736 UB-BRIC@EC1901A 22/01 14.16 6.93 -51.06
27845 HT-BRIC@EC1901A 22/01 14.16 6.93 -51.06
27701 GSXIAMI@EC1901A 23/01 20.90 10.16 -51.39
26612 JPXIAMI@EC1901G 23/01 20.92 10.16 -51.43
15939 UBCMLES@EC1901A 22/01 9.44 3.58 -62.08
25702 UBXIAMI@EC1901A 18/01 28.23 10.16 -64.01
21001 UB-ZAOL@EC1901A 22/01 81.88 28.20 -65.56
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money

Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
18576 UBCLIFE@EP1901A 18/01 21.63 19.10 11.70
22020 MBTENCT@EP1901K 22/01 355.88 337.00 5.31
12579 BITENCT@EP1901A 18/01 340.20 337.00 0.94
26787 CSTENCT@EP1901F 18/01 339.80 337.00 0.82
26733 GSTENCT@EP1901D 18/01 339.80 337.00 0.82
26890 UBTENCT@EP1901E 23/01 322.20 337.00 -4.59
28278 BI-HSBC@EP1901E 22/01 62.45 65.35 -4.64
13259 HT-HSBC@EP1901B 22/01 62.45 65.35 -4.64
12920 UB-HSBC@EP1901C 22/01 62.45 65.35 -4.64
12103 GS-HSBC@EP1901E 22/01 62.45 65.35 -4.64
26358 CS-HSBC@EP1901C 22/01 62.45 65.35 -4.64
11373 GSTENCT@EP1901M 23/01 322.02 337.00 -4.65
26810 JPTENCT@EP1901D 23/01 322.02 337.00 -4.65
27575 UBPINAN@EP1901C 18/01 67.95 71.85 -5.74
23673 VTPINAN@EP1901C 22/01 66.88 71.85 -7.43
12271 GSTENCT@EP1901N 21/01 310.68 337.00 -8.47
27514 JPTENCT@EP1901I 21/01 310.68 337.00 -8.47
26788 CSTENCT@EP1901G 24/01 309.80 337.00 -8.78
27372 JPTENCT@EP1901H 24/01 309.80 337.00 -8.78
27272 GSTENCT@EP1901J 24/01 309.80 337.00 -8.78
28317 HTTENCT@EP1901G 24/01 309.80 337.00 -8.78
29599 HT-GEG @EP1901C 18/01 45.05 49.15 -9.10
26088 JP-GEG @EP1901D 18/01 45.05 49.15 -9.10
28298 UB-GEG @EP1901D 18/01 45.00 49.15 -9.22
11722 GS-GEG @EP1901C 18/01 44.95 49.15 -9.34
11736 GS-CCB @EP1901E 18/01 5.99 6.63 -10.68
26078 JP-CCB @EP1901B 18/01 5.99 6.63 -10.68
25627 CS-ICBC@EP1901A 22/01 5.14 5.76 -12.06
27109 GSPINAN@EP1901B 18/01 62.57 71.85 -14.83
26003 CSPINAN@EP1901C 18/01 62.57 71.85 -14.83
27145 BIPINAN@EP1901C 22/01 62.57 71.85 -14.83
14518 GS-CMOB@EP1901B 23/01 68.63 80.85 -17.81
11312 GS-AIA @EP1901B 18/01 56.61 69.90 -23.48
13179 UB-AIA @EP1901B 18/01 56.61 69.90 -23.48
28912 HT-AIA @EP1901A 22/01 56.61 69.90 -23.48
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money