Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
27162 CSHUAHO@EC2011A 30/10 16.18 28.50 76.14
27342 CSBYDEI@EC2011A 03/11 22.38 37.55 67.78
25462 BPALIBA@EC2011C 03/11 190.00 307.40 61.79
24427 BIALIBA@EC2011A 03/11 190.10 307.40 61.70
25192 CTALIBA@EC2011A 03/11 190.10 307.40 61.70
24499 BPTENCT@EC2011B 28/10 378.00 601.00 58.99
13511 VTALIBA@EC2011A 28/10 197.80 307.40 55.41
27326 JP-CLIT@EC2011A 03/11 42.42 65.15 53.58
28809 HT-CLIT@EC2011A 28/10 42.47 65.15 53.40
23302 BPALIBA@EC2011B 28/10 205.80 307.40 49.37
11221 BPTENCT@EC2011A 28/10 405.00 601.00 48.40
26719 BP-HKEX@EC2011B 28/10 255.00 377.60 48.08
15806 HTFTA50@EC2011A 04/11 12.18 17.72 45.48
16237 HSFTA50@EC2011A 28/10 12.20 17.72 45.25
16278 GSFTA50@EC2011A 28/10 12.20 17.72 45.25
17926 BIFTA50@EC2011A 28/10 12.20 17.72 45.25
25139 SGFTA50@EC2011D 28/10 12.20 17.72 45.25
27166 CSHDLIH@EC2011A 30/10 38.38 53.80 40.18
13120 BPALIBA@EC2011E 28/10 220.00 307.40 39.73
27275 CS-CLIT@EC2011A 02/11 46.88 65.15 38.97
26252 BP-HKEX@EC2011A 28/10 276.90 377.60 36.37
13468 BPXIAMI@EC2011A 28/10 15.88 21.40 34.76
14010 HTXIAMI@EC2011A 28/10 15.90 21.40 34.59
12853 BPALIBA@EC2011D 28/10 233.30 307.40 31.76
26733 MBALIBA@EC2011B 28/10 233.33 307.40 31.74
27001 CSKINGD@EC2011A 28/10 15.88 20.55 29.41
29863 JPKINGD@EC2011A 28/10 15.90 20.55 29.25
25172 MBGEELY@EC2011A 28/10 12.50 15.90 27.20
17870 BPALIBA@EC2011A 28/10 255.00 307.40 20.55
23403 GJALIBA@EC2011B 02/11 255.20 307.40 20.45
26732 MBALIBA@EC2011A 28/10 268.88 307.40 14.33
27270 MS-CGSH@EC2011A 03/11 40.88 46.15 12.89
25050 BP-SUNY@EC2011A 28/10 120.00 130.90 9.08
24763 MB-AAC @EC2011A 28/10 39.88 42.15 5.69
26041 MB-DFMG@EC2011A 28/10 5.28 5.46 3.41
24171 MBLENOV@EC2011A 28/10 4.88 4.93 1.02
27272 MS-CGSH@EC2011B 03/11 45.88 46.15 0.59
27002 CS-SDWG@EC2011A 28/10 15.28 15.28 0.00
27005 CS-KECL@EC2011A 28/10 5.28 5.21 -1.33
27343 CS-CMB @EC2011A 03/11 42.28 41.65 -1.49
24900 MBPICCG@EC2011B 28/10 2.38 2.34 -1.68
23354 MB-NCI @EC2011A 28/10 31.88 31.30 -1.82
27330 JP-CMB @EC2011A 03/11 42.42 41.65 -1.82
14123 JP-NCI @EC2011A 02/11 31.91 31.30 -1.91
20909 SG-CMB @EC2011A 28/10 42.47 41.65 -1.93
26238 BPPINAN@EC2011B 28/10 85.00 82.00 -3.53
27054 MBPINAN@EC2011A 29/10 85.00 82.00 -3.53
21608 GSPINAN@EC2011B 03/11 85.05 82.00 -3.59
19636 MB-CRBH@EC2011A 28/10 50.88 49.05 -3.60
22027 MBCITSE@EC2011A 28/10 17.88 17.22 -3.69
26255 BP-PAHT@EC2011A 28/10 105.00 101.00 -3.81
23959 MB-AIA @EC2011A 28/10 80.88 76.60 -5.29
25773 VT-CGDN@EC2011A 30/10 10.00 9.42 -5.80
13469 BP-GEG @EC2011A 28/10 56.60 52.80 -6.71
29382 MSALIHI@EC2011A 03/11 22.88 21.30 -6.91
23966 MBCLIFE@EC2011A 28/10 19.48 18.12 -6.98
20298 GSCLIFE@EC2011B 29/10 19.50 18.12 -7.08
27070 BPCLIFE@EC2011A 28/10 19.50 18.12 -7.08
27514 JPFEIHE@EC2011A 04/11 19.99 18.50 -7.45
26979 VTPICCG@EC2011A 28/10 2.58 2.34 -9.30
21360 GS-CCB @EC2011A 03/11 6.19 5.53 -10.66
21422 BI-CCB @EC2011B 03/11 6.19 5.53 -10.66
21450 UB-CCB @EC2011B 30/10 6.19 5.53 -10.66
27055 MBPINAN@EC2011B 29/10 92.50 82.00 -11.35
27191 JPSDGLD@EC2011A 02/11 21.66 19.10 -11.84
22441 VTCLIFE@EC2011A 02/11 20.78 18.12 -12.80
23395 GJCLIFE@EC2011A 02/11 20.80 18.12 -12.88
25709 MBSANDS@EC2011A 28/10 32.88 28.55 -13.17
23242 BPPINAN@EC2011A 28/10 95.00 82.00 -13.68
27111 MBPINAN@EC2011C 30/10 95.55 82.00 -14.18
16816 JP-HTSC@EC2011A 04/11 14.90 12.76 -14.36
26828 MBVANKE@EC2011A 28/10 28.28 23.90 -15.49
11364 MS-ICBC@EC2011A 28/10 5.40 4.53 -16.11
27456 JP-ICBC@EC2011A 04/11 5.40 4.53 -16.11
11902 CS-ICBC@EC2011A 28/10 5.41 4.53 -16.27
13341 GS-ICBC@EC2011A 28/10 5.41 4.53 -16.27
16003 CT-ICBC@EC2011A 28/10 5.41 4.53 -16.27
12856 MS-ZTE @EC2011A 30/10 22.83 19.08 -16.43
12868 JP-ZTE @EC2011B 02/11 22.83 19.08 -16.43
27509 CS-ZTE @EC2011A 04/11 22.88 19.08 -16.61
27170 CSMELCO@EC2011A 30/10 16.38 13.04 -20.39
26663 JP-CCB @EC2011A 28/10 6.96 5.53 -20.55
15070 HT-CCB @EC2011A 04/11 6.97 5.53 -20.66
12846 BP-HSBC@EC2011B 28/10 41.38 32.65 -21.10
23965 MB-CMOB@EC2011A 28/10 62.50 49.05 -21.52
12946 GJ-CMOB@EC2011A 02/11 62.55 49.05 -21.58
27751 MBASMPT@EC2011A 29/10 108.88 84.00 -22.85
26123 MB-HSBC@EC2011B 28/10 43.38 32.65 -24.73
11715 GJ-HSBC@EC2011A 02/11 43.43 32.65 -24.82
21694 MBPICCG@EC2011A 28/10 3.18 2.34 -26.42
26404 MBSUNAC@EC2011A 28/10 38.88 28.00 -27.98
20353 MB-MTRC@EC2011A 28/10 53.66 38.35 -28.53
27090 CSCKINF@EC2011A 29/10 52.28 36.65 -29.90
17610 BP-CMOB@EC2011A 28/10 70.00 49.05 -29.93
15803 HT-JXR @EC2011A 29/10 13.90 9.68 -30.36
24350 MB-HSBC@EC2011A 28/10 47.50 32.65 -31.26
27245 JPYUHUA@EC2011A 02/11 9.19 6.29 -31.56
22284 MBEVERG@EC2011A 28/10 20.88 14.20 -31.99
13160 JPEVERG@EC2011A 28/10 20.92 14.20 -32.12
21129 GS-PAHT@EC2011A 02/11 152.62 101.00 -33.82
23475 MB-CKH @EC2011A 28/10 71.88 46.30 -35.59
27341 CS-BBMG@EC2011A 03/11 2.28 1.46 -35.96
21140 MBWHARF@EC2011A 28/10 25.88 16.24 -37.25
23781 BP-HSBC@EC2011A 28/10 54.50 32.65 -40.09
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Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
25840 VT-HSBC@EP2011B 28/10 36.80 32.65 11.28
22896 MB-AAC @EP2011A 28/10 45.88 42.15 8.13
25054 MSCNOOC@EP2011B 03/11 7.80 7.26 6.92
21847 JP-NWD @EP2011A 28/10 39.60 37.40 5.56
27513 CS-ZTE @EP2011A 04/11 18.88 19.08 -1.06
26031 GJ-CMOB@EP2011A 02/11 48.00 49.05 -2.19
25030 MSPINAN@EP2011A 30/10 68.80 82.00 -19.19
27127 MBPINAN@EP2011A 30/10 66.66 82.00 -23.01
28575 UBCSA50@EP2011A 03/11 14.08 17.57 -24.79
26216 VTCSA50@EP2011A 28/10 13.50 17.57 -30.15
21876 MB-GEG @EP2011A 28/10 39.88 52.80 -32.40
11696 GSTENCT@EP2011B 04/11 410.91 601.00 -46.26
15245 GJTENCT@EP2011A 04/11 410.91 601.00 -46.26
24947 MB-CNBM@EP2011A 28/10 5.98 8.89 -48.66
15723 GJALIBA@EP2011A 02/11 199.08 307.40 -54.41
22548 MB-HKEX@EP2011A 28/10 236.80 377.60 -59.46
12450 GJ-HKEX@EP2011A 02/11 236.60 377.60 -59.59
13323 BPTENCT@EP2011A 28/10 370.80 601.00 -62.08
21404 MBXIAMI@EP2011A 28/10 11.38 21.40 -88.05
23954 GJMTUAN@EP2011A 28/10 83.05 280.00 -237.15
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Remarks: (+) = In-the-Money
(-) = Out-the_Money