Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
27162 CSHUAHO@EC2011A 30/10 16.18 28.45 75.83
25462 BPALIBA@EC2011C 03/11 190.00 293.20 54.32
24427 BIALIBA@EC2011A 03/11 190.10 293.20 54.23
25192 CTALIBA@EC2011A 03/11 190.10 293.20 54.23
27326 JP-CLIT@EC2011A 03/11 42.42 63.50 49.69
27342 CSBYDEI@EC2011A 03/11 22.38 33.30 48.79
15806 HTFTA50@EC2011A 04/11 12.18 17.67 45.07
27275 CS-CLIT@EC2011A 02/11 46.88 63.50 35.45
27166 CSHDLIH@EC2011A 30/10 38.38 51.20 33.40
27921 CS-SZIG@EC2011A 06/11 104.88 133.90 27.67
27270 MS-CGSH@EC2011A 03/11 40.88 48.65 19.01
23403 GJALIBA@EC2011B 02/11 255.20 293.20 14.89
14451 MSTENCT@EC2011D 06/11 529.38 591.00 11.64
15240 UBTENCT@EC2011D 06/11 529.38 591.00 11.64
27272 MS-CGSH@EC2011B 03/11 45.88 48.65 6.04
27914 CSFEIHE@EC2011A 06/11 18.18 17.58 -3.30
14123 JP-NCI @EC2011A 02/11 31.91 30.85 -3.32
25773 VT-CGDN@EC2011A 30/10 10.00 9.54 -4.60
27343 CS-CMB @EC2011A 03/11 42.28 40.30 -4.68
27330 JP-CMB @EC2011A 03/11 42.42 40.30 -5.00
21608 GSPINAN@EC2011B 03/11 85.05 79.55 -6.47
27971 CS-CNBM@EC2011A 06/11 10.00 8.89 -11.10
29382 MSALIHI@EC2011A 03/11 22.88 20.25 -11.49
27514 JPFEIHE@EC2011A 04/11 19.99 17.58 -12.06
27586 MS-CCB @EC2011A 06/11 6.18 5.35 -13.43
21360 GS-CCB @EC2011A 03/11 6.19 5.35 -13.57
21422 BI-CCB @EC2011B 03/11 6.19 5.35 -13.57
21450 UB-CCB @EC2011B 30/10 6.19 5.35 -13.57
27191 JPSDGLD@EC2011A 02/11 21.66 18.22 -15.90
16816 JP-HTSC@EC2011A 04/11 14.90 12.52 -15.97
27111 MBPINAN@EC2011C 30/10 95.55 79.55 -16.75
22441 VTCLIFE@EC2011A 02/11 20.78 16.84 -18.96
23395 GJCLIFE@EC2011A 02/11 20.80 16.84 -19.04
27456 JP-ICBC@EC2011A 04/11 5.40 4.36 -19.26
15070 HT-CCB @EC2011A 04/11 6.97 5.35 -23.24
27170 CSMELCO@EC2011A 30/10 16.38 12.56 -23.32
12946 GJ-CMOB@EC2011A 02/11 62.55 47.15 -24.62
12856 MS-ZTE @EC2011A 30/10 22.83 17.08 -25.19
12868 JP-ZTE @EC2011B 02/11 22.83 17.08 -25.19
27509 CS-ZTE @EC2011A 04/11 22.88 17.08 -25.35
11715 GJ-HSBC@EC2011A 02/11 43.43 32.10 -26.09
27964 CS-BAIC@EC2011A 06/11 4.00 2.86 -28.50
22892 MB-JXR @EC2011A 05/11 13.88 9.40 -32.28
27245 JPYUHUA@EC2011A 02/11 9.19 6.13 -33.30
21129 GS-PAHT@EC2011A 02/11 152.62 100.00 -34.48
27341 CS-BBMG@EC2011A 03/11 2.28 1.46 -35.96
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Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
25054 MSCNOOC@EP2011B 03/11 7.80 7.04 9.74
27513 CS-ZTE @EP2011A 04/11 18.88 17.08 9.53
26031 GJ-CMOB@EP2011A 02/11 48.00 47.15 1.77
25030 MSPINAN@EP2011A 30/10 68.80 79.55 -15.63
27127 MBPINAN@EP2011A 30/10 66.66 79.55 -19.34
28575 UBCSA50@EP2011A 03/11 14.08 17.51 -24.36
11696 GSTENCT@EP2011B 04/11 410.91 591.00 -43.83
15245 GJTENCT@EP2011A 04/11 410.91 591.00 -43.83
15723 GJALIBA@EP2011A 02/11 199.08 293.20 -47.28
12450 GJ-HKEX@EP2011A 02/11 236.60 370.20 -56.47
11632 MSMTUAN@EP2011A 06/11 104.78 288.20 -175.05
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Remarks: (+) = In-the-Money
(-) = Out-the_Money