Derivative Call Warrants to be expired
======================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
20658 MBCSOFT@EC2112A 06/12 9.99 13.08 30.93
14670 CSGANFE@EC2112A 02/12 125.88 152.10 20.83
26099 BI-XYS @EC2112A 07/12 12.38 14.30 15.51
16532 GS-BYD @EC2112B 06/12 268.20 306.40 14.24
24896 SG-BYD @EC2112D 06/12 268.20 306.40 14.24
14881 MBRAZER@EC2112A 06/12 2.28 2.55 11.84
28382 JP-XYS @EC2112A 06/12 12.88 14.30 11.02
26047 MS-XYS @EC2112A 06/12 12.92 14.30 10.68
14380 MSGANFE@EC2112A 30/11 145.00 152.10 4.90
14823 CSCSOFT@EC2112A 03/12 13.18 13.08 -0.76
17808 MBAVICN@EC2112A 06/12 5.50 5.14 -6.55
21710 MB-CMER@EC2112A 06/12 13.28 12.02 -9.49
14561 JPRAZER@EC2112A 01/12 2.82 2.55 -9.57
14950 JPCSOFT@EC2112A 06/12 14.55 13.08 -10.10
17042 BI-HKEX@EC2112A 06/12 485.20 430.00 -11.38
25217 CS-HKEX@EC2112D 06/12 485.20 430.00 -11.38
16103 CS-HSBC@EC2112B 06/12 48.55 42.95 -11.53
16390 UB-HSBC@EC2112B 06/12 48.55 42.95 -11.53
17372 SG-HSBC@EC2112A 06/12 48.55 42.95 -11.53
17794 GS-HSBC@EC2112C 06/12 48.55 42.95 -11.53
14733 HTSMORE@EC2112A 02/12 54.80 46.60 -14.96
15820 UBCSOFT@EC2112A 03/12 15.52 13.08 -15.72
14439 VT-CUNI@EC2112B 30/11 4.68 3.93 -16.03
22410 MBYUXIU@EC2112A 06/12 8.75 7.28 -16.80
17795 SG-CCB @EC2112A 30/11 6.18 5.08 -17.80
12366 UB-CNBM@EC2112C 07/12 10.38 8.42 -18.88
16382 CS-CNBM@EC2112C 30/11 10.40 8.42 -19.04
17769 HT-CNBM@EC2112C 30/11 10.40 8.42 -19.04
16549 CS-CPIC@EC2112B 06/12 28.05 22.60 -19.43
14621 HT-ZTE @EC2112A 01/12 26.28 21.15 -19.52
12189 UBLENOV@EC2112B 30/11 10.00 7.97 -20.30
26026 GSMTUAN@EC2112C 01/12 300.00 238.00 -20.67
16004 VT-ACMT@EC2112B 06/12 44.98 35.45 -21.19
14517 CS-ZTE @EC2112A 01/12 26.88 21.15 -21.32
26703 UBCSHCL@EC2112B 30/11 17.91 13.34 -25.51
17904 CS-CKH @EC2112A 02/12 65.60 48.85 -25.53
21879 GS-CKH @EC2112A 02/12 65.68 48.85 -25.62
17878 BI-CKH @EC2112A 02/12 65.70 48.85 -25.65
22396 MS-CICC@EC2112A 03/12 25.93 18.90 -27.11
22884 CS-CICC@EC2112A 03/12 25.93 18.90 -27.11
20489 MBZHJIN@EC2112A 06/12 11.18 8.14 -27.19
24515 MS-HKEX@EC2112B 03/12 596.08 430.00 -27.86
16809 JPYIHAI@EC2112C 06/12 58.88 41.80 -29.01
14403 JPBOCHK@EC2112A 30/11 33.33 23.55 -29.34
14622 HT-COSL@EC2112A 01/12 9.00 6.18 -31.33
15639 UB-WUXI@EC2112A 02/12 155.10 106.20 -31.53
15016 VT-JDHI@EC2112B 06/12 100.00 68.00 -32.00
14454 MS-CMB @EC2112B 01/12 88.88 60.30 -32.16
20188 MB-CSC @EC2112A 06/12 12.18 8.11 -33.42
14712 HTYIHAI@EC2112B 02/12 63.80 41.80 -34.48
16865 CSXIAMI@EC2112A 06/12 29.55 19.28 -34.75
16941 JPXIAMI@EC2112C 06/12 29.55 19.28 -34.75
17046 UBXIAMI@EC2112C 06/12 29.55 19.28 -34.75
16363 BI-SHKP@EC2112A 03/12 146.98 94.80 -35.50
14461 MSALIBA@EC2112E 01/12 205.00 127.30 -37.90
14552 JPXINYI@EC2112A 01/12 31.51 19.02 -39.64
14405 JPPOMRT@EC2112A 30/11 93.93 53.90 -42.62
17900 JP-CNBM@EC2112A 30/11 14.87 8.42 -43.38
21819 UB-CNBM@EC2112A 07/12 14.88 8.42 -43.41
17789 CS-CNBM@EC2112B 30/11 14.90 8.42 -43.49
18434 HT-CNBM@EC2112A 30/11 14.90 8.42 -43.49
22527 SG-CNBM@EC2112B 30/11 14.90 8.42 -43.49
22576 BI-CNBM@EC2112A 30/11 14.90 8.42 -43.49
14833 HT-SDWG@EC2112A 03/12 20.08 11.02 -45.12
14557 JP-ZHY @EC2112A 01/12 13.31 7.23 -45.68
14512 CS-AAC @EC2112A 01/12 62.88 34.00 -45.93
14523 CS-ZAOL@EC2112C 01/12 50.55 26.60 -47.38
18374 UB-CLIT@EC2112A 01/12 112.22 54.70 -51.26
23077 MSALIBA@EC2112D 07/12 265.18 127.30 -51.99
23455 UBALIBA@EC2112D 07/12 265.20 127.30 -52.00
24238 GSALIBA@EC2112F 07/12 265.20 127.30 -52.00
15735 CS-AAC @EC2112B 01/12 71.93 34.00 -52.73
14339 CS-GTSG@EC2112A 30/11 15.98 7.48 -53.19
15919 BISUNAC@EC2112A 01/12 30.93 14.04 -54.61
15956 CSSUNAC@EC2112A 01/12 30.93 14.04 -54.61
15996 JPEVGPS@EC2112A 01/12 10.90 3.82 -64.95
16153 UBEVGPS@EC2112A 01/12 10.90 3.82 -64.95
17807 MBYIHAI@EC2112A 06/12 129.99 41.80 -67.84
25440 MSYIHAI@EC2112A 30/11 130.00 41.80 -67.85
16749 SG-PAHT@EC2112A 30/11 111.88 29.40 -73.72
20740 UB-GOME@EC2112A 07/12 2.88 0.68 -76.39
14671 CSNOEDU@EC2112B 02/12 80.88 16.14 -80.04
16172 JPCENEV@EC2112D 07/12 33.93 3.68 -89.15
14937 JPCENEV@EC2112C 06/12 42.42 3.68 -91.32
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
=====================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
14526 CS-CSPC@EP2112A 01/12 11.08 8.08 27.08
14334 CSMTUAN@EP2112B 30/11 281.88 238.00 15.57
14452 MSMTUAN@EP2112B 01/12 280.00 238.00 15.00
16295 JPCP&CC@EP2112A 01/12 3.66 3.41 6.83
26159 VTMTUAN@EP2112A 01/12 230.00 238.00 -3.48
14549 JPPETCH@EP2112A 01/12 3.08 3.39 -10.06
15780 JP-BYD @EP2112B 03/12 190.90 306.40 -60.50
15987 HS-BYD @EP2112B 06/12 188.78 306.40 -62.31
20862 GS-BYD @EP2112A 06/12 188.78 306.40 -62.31
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money