Derivative Call Warrants to be expired
======================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
20658 MBCSOFT@EC2112A 06/12 9.99 12.80 28.13
14881 MBRAZER@EC2112A 06/12 2.28 2.67 17.11
14670 CSGANFE@EC2112A 02/12 125.88 147.30 17.02
26099 BI-XYS @EC2112A 07/12 12.38 14.14 14.22
16532 GS-BYD @EC2112B 06/12 268.20 305.80 14.02
24896 SG-BYD @EC2112D 06/12 268.20 305.80 14.02
28382 JP-XYS @EC2112A 06/12 12.88 14.14 9.78
26047 MS-XYS @EC2112A 06/12 12.92 14.14 9.44
14823 CSCSOFT@EC2112A 03/12 13.18 12.80 -2.88
14561 JPRAZER@EC2112A 01/12 2.82 2.67 -5.32
17808 MBAVICN@EC2112A 06/12 5.50 5.10 -7.27
21710 MB-CMER@EC2112A 06/12 13.28 11.98 -9.79
17042 BI-HKEX@EC2112A 06/12 485.20 434.80 -10.39
25217 CS-HKEX@EC2112D 06/12 485.20 434.80 -10.39
16103 CS-HSBC@EC2112B 06/12 48.55 43.50 -10.40
16390 UB-HSBC@EC2112B 06/12 48.55 43.50 -10.40
17372 SG-HSBC@EC2112A 06/12 48.55 43.50 -10.40
17794 GS-HSBC@EC2112C 06/12 48.55 43.50 -10.40
14950 JPCSOFT@EC2112A 06/12 14.55 12.80 -12.03
15110 CS-WXAT@EC2112A 08/12 201.88 176.40 -12.62
22410 MBYUXIU@EC2112A 06/12 8.75 7.29 -16.69
14733 HTSMORE@EC2112A 02/12 54.80 45.30 -17.34
15820 UBCSOFT@EC2112A 03/12 15.52 12.80 -17.53
12366 UB-CNBM@EC2112C 07/12 10.38 8.49 -18.21
26026 GSMTUAN@EC2112C 01/12 300.00 244.60 -18.47
16549 CS-CPIC@EC2112B 06/12 28.05 22.60 -19.43
14621 HT-ZTE @EC2112A 01/12 26.28 21.15 -19.52
16004 VT-ACMT@EC2112B 06/12 44.98 35.95 -20.08
14517 CS-ZTE @EC2112A 01/12 26.88 21.15 -21.32
22396 MS-CICC@EC2112A 03/12 25.93 19.54 -24.64
22884 CS-CICC@EC2112A 03/12 25.93 19.54 -24.64
17904 CS-CKH @EC2112A 02/12 65.60 49.40 -24.70
21879 GS-CKH @EC2112A 02/12 65.68 49.40 -24.79
17878 BI-CKH @EC2112A 02/12 65.70 49.40 -24.81
15088 CS-CPIC@EC2112A 08/12 30.38 22.60 -25.61
16809 JPYIHAI@EC2112C 06/12 58.88 43.20 -26.63
24515 MS-HKEX@EC2112B 03/12 596.08 434.80 -27.06
15639 UB-WUXI@EC2112A 02/12 155.10 107.70 -30.56
14622 HT-COSL@EC2112A 01/12 9.00 6.23 -30.78
14454 MS-CMB @EC2112B 01/12 88.88 61.50 -30.81
15094 CS-CTIH@EC2112A 08/12 16.00 10.94 -31.63
14712 HTYIHAI@EC2112B 02/12 63.80 43.20 -32.29
20489 MBZHJIN@EC2112A 06/12 11.18 7.45 -33.36
20188 MB-CSC @EC2112A 06/12 12.18 8.10 -33.50
16221 BIPINAN@EC2112C 08/12 81.86 54.25 -33.73
17729 GJPINAN@EC2112B 08/12 81.86 54.25 -33.73
16865 CSXIAMI@EC2112A 06/12 29.55 19.56 -33.81
16941 JPXIAMI@EC2112C 06/12 29.55 19.56 -33.81
17046 UBXIAMI@EC2112C 06/12 29.55 19.56 -33.81
15016 VT-JDHI@EC2112B 06/12 100.00 64.35 -35.65
16363 BI-SHKP@EC2112A 03/12 146.98 94.45 -35.74
14461 MSALIBA@EC2112E 01/12 205.00 125.70 -38.68
14552 JPXINYI@EC2112A 01/12 31.51 18.80 -40.34
21819 UB-CNBM@EC2112A 07/12 14.88 8.49 -42.94
14833 HT-SDWG@EC2112A 03/12 20.08 10.90 -45.72
14512 CS-AAC @EC2112A 01/12 62.88 33.60 -46.56
14557 JP-ZHY @EC2112A 01/12 13.31 6.96 -47.71
14523 CS-ZAOL@EC2112C 01/12 50.55 26.30 -47.97
15153 JP-CLIT@EC2112C 08/12 112.12 55.00 -50.95
18374 UB-CLIT@EC2112A 01/12 112.22 55.00 -50.99
15152 JP-AAC @EC2112A 08/12 70.70 33.60 -52.48
23077 MSALIBA@EC2112D 07/12 265.18 125.70 -52.60
23455 UBALIBA@EC2112D 07/12 265.20 125.70 -52.60
24238 GSALIBA@EC2112F 07/12 265.20 125.70 -52.60
15134 UB-AAC @EC2112B 08/12 71.88 33.60 -53.26
15735 CS-AAC @EC2112B 01/12 71.93 33.60 -53.29
15169 VTSUNAC@EC2112A 08/12 30.88 12.56 -59.33
15919 BISUNAC@EC2112A 01/12 30.93 12.56 -59.39
15956 CSSUNAC@EC2112A 01/12 30.93 12.56 -59.39
15096 CSALIHI@EC2112B 08/12 19.19 7.08 -63.11
15113 CSEVGPS@EC2112A 08/12 10.88 3.70 -65.99
15996 JPEVGPS@EC2112A 01/12 10.90 3.70 -66.06
16153 UBEVGPS@EC2112A 01/12 10.90 3.70 -66.06
17807 MBYIHAI@EC2112A 06/12 129.99 43.20 -66.77
20740 UB-GOME@EC2112A 07/12 2.88 0.68 -76.39
14671 CSNOEDU@EC2112B 02/12 80.88 16.72 -79.33
16172 JPCENEV@EC2112D 07/12 33.93 3.51 -89.66
14937 JPCENEV@EC2112C 06/12 42.42 3.51 -91.73
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
=====================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
14526 CS-CSPC@EP2112A 01/12 11.08 8.10 26.90
14452 MSMTUAN@EP2112B 01/12 280.00 244.60 12.64
16295 JPCP&CC@EP2112A 01/12 3.66 3.51 4.10
15108 CSCP&CC@EP2112A 08/12 3.65 3.51 3.84
26159 VTMTUAN@EP2112A 01/12 230.00 244.60 -6.35
14549 JPPETCH@EP2112A 01/12 3.08 3.43 -11.36
15107 CSPETCH@EP2112A 08/12 2.98 3.43 -15.10
16687 UB-SUNY@EP2112B 08/12 188.78 232.40 -23.11
15780 JP-BYD @EP2112B 03/12 190.90 305.80 -60.19
15987 HS-BYD @EP2112B 06/12 188.78 305.80 -61.99
20862 GS-BYD @EP2112A 06/12 188.78 305.80 -61.99
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money