Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
26815 HT-GAC @EC1711A 21/11 8.20 20.45 149.39
12261 SGGEELY@EC1711B 21/11 11.78 27.25 131.32
11783 BI-AAC @EC1711A 21/11 87.90 170.00 93.40
17214 GSTENCT@EC1711A 22/11 210.20 383.00 82.21
11679 UB-ZTE @EC1711A 22/11 15.80 27.70 75.32
28311 UB-AAC @EC1711A 22/11 98.93 170.00 71.84
14646 BI-AAC @EC1711B 22/11 98.93 170.00 71.84
14507 HT-AAC @EC1711A 22/11 98.93 170.00 71.84
14202 HTTENCT@EC1711B 22/11 238.00 383.00 60.92
29522 GSTENCT@EC1711B 22/11 238.88 383.00 60.33
12232 HSTENCT@EC1711A 20/11 239.08 383.00 60.20
13138 BITENCT@EC1711A 21/11 239.08 383.00 60.20
15148 GSPINAN@EC1711B 21/11 46.93 73.75 57.15
29939 HT-CGHL@EC1711A 22/11 15.02 23.05 53.46
28277 GSPINAN@EC1711A 21/11 48.88 73.75 50.88
15221 UBPINAN@EC1711A 16/11 48.93 73.75 50.73
14717 GSTENCT@EC1711C 21/11 258.20 383.00 48.33
18486 HSTENCT@EC1711H 22/11 268.80 383.00 42.49
18158 BITENCT@EC1711E 22/11 268.98 383.00 42.39
18114 GSTENCT@EC1711I 22/11 269.08 383.00 42.34
16177 UBPINAN@EC1711C 22/11 54.00 73.75 36.57
16457 GSPINAN@EC1711D 15/11 54.05 73.75 36.45
16871 CSPINAN@EC1711C 15/11 54.05 73.75 36.45
16599 HTPINAN@EC1711B 15/11 54.05 73.75 36.45
16416 GSTENCT@EC1711G 17/11 286.88 383.00 33.51
16133 UBTENCT@EC1711E 21/11 287.30 383.00 33.31
16694 GSPINAN@EC1711E 17/11 56.43 73.75 30.69
16668 HSPINAN@EC1711D 17/11 56.43 73.75 30.69
29536 CS-CUNI@EC1711A 22/11 8.99 11.74 30.59
12105 UB-CUNI@EC1711A 22/11 8.99 11.74 30.59
28456 GS-CUNI@EC1711A 22/11 8.99 11.74 30.59
13188 UBFOSUN@EC1711A 21/11 13.68 17.48 27.78
16881 CSTENCT@EC1711G 22/11 300.20 383.00 27.58
16716 BIPINAN@EC1711C 21/11 58.73 73.75 25.57
16771 GSPINAN@EC1711G 22/11 58.85 73.75 25.32
16068 HSTENCT@EC1711C 20/11 308.88 383.00 24.00
11990 HTJIANC@EC1711A 20/11 9.89 12.08 22.14
25892 HSJIANC@EC1711A 21/11 9.89 12.08 22.14
16705 UB-CNBM@EC1711A 21/11 5.51 6.72 21.96
24754 GS-GEG @EC1711A 21/11 46.51 55.50 19.33
18155 BI-ICBC@EC1711C 22/11 5.09 6.04 18.66
18809 GS-ICBC@EC1711D 22/11 5.09 6.04 18.66
16961 GSCNOOC@EC1711B 22/11 9.01 10.58 17.43
14477 HT-ICBC@EC1711B 21/11 5.19 6.04 16.42
14651 BI-ICBC@EC1711A 21/11 5.19 6.04 16.38
15595 UB-ICBC@EC1711A 21/11 5.19 6.04 16.38
14797 CS-ICBC@EC1711B 21/11 5.19 6.04 16.38
17115 GS-ICBC@EC1711C 21/11 5.19 6.04 16.38
15873 GS-ICBC@EC1711B 21/11 5.30 6.04 13.96
16123 CS-GR&F@EC1711A 21/11 15.48 17.28 11.63
28256 HSTENCT@EC1711I 21/11 346.08 383.00 10.67
28559 GSTENCT@EC1711L 21/11 346.08 383.00 10.67
15355 GS-HSBC@EC1711A 21/11 68.00 75.10 10.44
14456 HT-HSBC@EC1711A 22/11 68.00 75.10 10.44
21511 GS-HKEX@EC1711A 22/11 208.88 230.40 10.30
12673 HTAIRCN@EC1711A 21/11 7.01 7.73 10.27
27823 BI-HKEX@EC1711A 22/11 209.00 230.40 10.24
16801 GSCSA50@EC1711A 21/11 13.92 15.30 9.91
17045 UBCSA50@EC1711A 21/11 13.92 15.30 9.91
23759 GSTENCT@EC1711J 21/11 350.20 383.00 9.37
16802 GSFTA50@EC1711A 21/11 13.60 14.82 8.97
27567 GS-HKEX@EC1711B 21/11 212.00 230.40 8.68
29164 HT-HKEX@EC1711A 22/11 212.00 230.40 8.68
18400 HS-COVS@EC1711A 17/11 22.27 24.10 8.22
16293 GS-COVS@EC1711A 17/11 22.27 24.10 8.22
16053 CSMEITU@EC1711B 17/11 11.48 12.28 6.97
16181 SGMEITU@EC1711B 22/11 11.50 12.28 6.78
28491 GS-CKH @EC1711A 22/11 91.92 98.00 6.61
27952 UB-CKH @EC1711A 22/11 91.93 98.00 6.60
11806 JP-COSL@EC1711A 22/11 6.89 7.26 5.37
17017 UB-CGS @EC1711A 21/11 6.28 6.59 4.94
14930 UBCLIFE@EC1711B 22/11 25.05 26.25 4.79
20834 HSCLIFE@EC1711B 22/11 25.05 26.25 4.79
16921 CSCLIFE@EC1711C 22/11 25.05 26.25 4.79
16885 GSCLIFE@EC1711C 22/11 25.05 26.25 4.79
16565 HS-ICBC@EC1711B 21/11 5.77 6.04 4.68
28155 HTTENCT@EC1711E 21/11 366.08 383.00 4.62
26415 GSTENCT@EC1711K 21/11 366.08 383.00 4.62
29121 HSTENCT@EC1711J 21/11 366.08 383.00 4.62
25418 UBTENCT@EC1711G 21/11 366.08 383.00 4.62
11505 UBCNOOC@EC1711A 22/11 10.12 10.58 4.55
28651 HT-ICBC@EC1711A 22/11 5.78 6.04 4.50
16022 UB-HSBC@EC1711C 16/11 71.88 75.10 4.48
15349 GS-ICBC@EC1711A 15/11 5.79 6.04 4.32
15963 UB-ICBC@EC1711B 15/11 5.79 6.04 4.32
16176 UBMEITU@EC1711B 22/11 11.88 12.28 3.37
20587 GS-CUNI@EC1711B 17/11 11.40 11.74 2.98
18472 UB-CUNI@EC1711B 17/11 11.40 11.74 2.98
16715 BI-GEG @EC1711C 21/11 53.93 55.50 2.91
17111 GS-BOCL@EC1711B 21/11 3.69 3.78 2.44
16929 UBPETCH@EC1711A 21/11 5.19 5.25 1.16
17005 GSPETCH@EC1711A 21/11 5.19 5.25 1.16
18234 BICITSE@EC1711A 21/11 16.88 16.90 0.12
15719 BI-HSBC@EC1711B 22/11 75.05 75.10 0.07
27392 HTCLIFE@EC1711A 22/11 26.28 26.25 -0.11
28656 HTSANDS@EC1711A 21/11 36.80 36.70 -0.27
15250 GSCLIFE@EC1711A 15/11 26.33 26.25 -0.30
15334 CSCLIFE@EC1711A 22/11 26.33 26.25 -0.30
26658 GS-AIA @EC1711B 21/11 65.05 64.60 -0.69
25436 UB-AIA @EC1711B 21/11 65.05 64.60 -0.69
26360 CS-AIA @EC1711B 21/11 65.05 64.60 -0.69
29072 CS-HKEX@EC1711A 22/11 235.18 230.40 -2.03
28774 UB-HKEX@EC1711A 22/11 235.20 230.40 -2.04
27896 GS-HKEX@EC1711D 22/11 235.20 230.40 -2.04
28673 BI-HKEX@EC1711B 22/11 235.20 230.40 -2.04
16576 CS-HSBC@EC1711C 21/11 76.93 75.10 -2.38
15931 UB-HSBC@EC1711A 21/11 76.93 75.10 -2.38
17662 HT-HSBC@EC1711B 21/11 76.93 75.10 -2.38
16262 GS-HSBC@EC1711B 21/11 76.93 75.10 -2.38
16476 GS-CCB @EC1711A 17/11 6.89 6.68 -3.05
16342 UB-CCB @EC1711B 17/11 6.89 6.68 -3.05
16791 UBSANDS@EC1711B 21/11 37.93 36.70 -3.24
17935 GSSANDS@EC1711B 21/11 37.93 36.70 -3.24
17467 CSSANDS@EC1711A 21/11 37.93 36.70 -3.24
17567 CS-CMOB@EC1711B 21/11 81.20 78.55 -3.26
29439 GSTENCT@EC1711M 21/11 400.08 383.00 -4.27
28425 BITENCT@EC1711F 21/11 400.08 383.00 -4.27
16505 GSCLIFE@EC1711B 17/11 27.43 26.25 -4.30
27842 UBSPDRG@EC1711A 22/11 1000.00 951.00 -4.90
17191 GS-AGBK@EC1711A 20/11 3.79 3.60 -5.01
27935 BI-AGBK@EC1711A 21/11 3.79 3.60 -5.01
16757 UBCKINF@EC1711A 22/11 72.05 68.40 -5.07
16175 UB-MTRC@EC1711A 22/11 47.88 45.15 -5.70
19301 HS-CMOB@EC1711A 22/11 83.46 78.55 -5.88
18440 UB-CMOB@EC1711C 21/11 83.56 78.55 -5.99
16738 GS-CMOB@EC1711B 21/11 83.56 78.55 -5.99
17621 GS-HSBC@EC1711E 22/11 80.05 75.10 -6.18
26376 CS-HSBC@EC1711E 22/11 80.05 75.10 -6.18
23603 GS-HKEX@EC1711C 21/11 251.08 230.40 -8.24
26109 JP-HSBC@EC1711C 17/11 82.02 75.10 -8.44
18117 GS-HSBC@EC1711F 17/11 82.03 75.10 -8.45
21316 BIJIANC@EC1711A 22/11 13.30 12.08 -9.17
26397 GS-COVS@EC1711B 22/11 26.55 24.10 -9.23
28880 HT-GOME@EC1711A 22/11 1.08 0.97 -10.19
27924 HT-CRL @EC1711A 20/11 24.98 22.30 -10.73
28905 HT-CCB @EC1711A 22/11 7.50 6.68 -10.93
25405 UB-CKH @EC1711B 16/11 110.10 98.00 -10.99
16521 GS-CCB @EC1711B 21/11 7.51 6.68 -11.05
28521 BI-CCB @EC1711A 21/11 7.51 6.68 -11.05
12832 UB-CCB @EC1711A 21/11 7.51 6.68 -11.05
13505 BISANDS@EC1711A 21/11 41.45 36.70 -11.46
14481 HTSANDS@EC1711B 21/11 41.46 36.70 -11.48
16701 UBSANDS@EC1711A 21/11 41.46 36.70 -11.48
17044 UBCP&CC@EC1711A 21/11 6.29 5.51 -12.40
24747 GSCP&CC@EC1711A 21/11 6.29 5.51 -12.40
16055 UBSTANC@EC1711A 17/11 84.88 73.95 -12.88
28478 UB-BOCL@EC1711A 21/11 4.39 3.78 -13.90
16523 UB-AGBK@EC1711A 21/11 4.19 3.60 -14.08
24460 GS-CMOB@EC1711A 21/11 91.52 78.55 -14.17
23734 UB-CMOB@EC1711A 21/11 91.57 78.55 -14.22
15814 UB-CTEL@EC1711A 17/11 4.41 3.78 -14.29
16038 BIMEITU@EC1711A 21/11 14.38 12.28 -14.60
16383 UBBOCOM@EC1711A 21/11 6.76 5.77 -14.64
14478 HTCCCCL@EC1711A 21/11 10.77 8.90 -17.36
14873 HSCCCCL@EC1711A 21/11 10.77 8.90 -17.36
27507 HTCCOAL@EC1711A 22/11 4.41 3.51 -20.41
16887 GSLENOV@EC1711A 21/11 5.69 4.46 -21.62
24478 UBLENOV@EC1711A 21/11 5.69 4.46 -21.62
29113 GSCRAIL@EC1711A 21/11 7.50 5.86 -21.87
14872 HS-CRCC@EC1711A 21/11 13.52 9.21 -31.88
27533 GS-HUAP@EC1711A 17/11 8.89 5.44 -38.81
22737 HS-L&F @EC1711A 21/11 7.99 3.60 -54.94
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
16642 CSCLIFE@EP1711B 22/11 24.95 26.25 -5.21
16471 UBCLIFE@EP1711C 22/11 24.95 26.25 -5.21
28777 UBPETCH@EP1711B 21/11 4.93 5.25 -6.49
12890 UBCLIFE@EP1711A 20/11 23.18 26.25 -13.24
15717 BISANDS@EP1711B 21/11 32.28 36.70 -13.69
15936 UB-HSBC@EP1711B 15/11 64.88 75.10 -15.75
16588 GS-HSBC@EP1711C 22/11 63.98 75.10 -17.38
15536 BI-HSBC@EP1711A 21/11 62.00 75.10 -21.13
22368 UB-AIA @EP1711A 17/11 51.83 64.60 -24.64
16468 UB-ICBC@EP1711C 22/11 4.59 6.04 -31.59
16411 HSTENCT@EP1711G 21/11 268.88 383.00 -42.44
16726 UBTENCT@EP1711F 21/11 268.88 383.00 -42.44
16739 GSTENCT@EP1711H 21/11 268.48 383.00 -42.65
16724 CSTENCT@EP1711F 21/11 268.48 383.00 -42.65
17679 HTTENCT@EP1711D 21/11 260.88 383.00 -46.81
16165 HSTENCT@EP1711D 21/11 260.68 383.00 -46.92
16093 CSTENCT@EP1711D 20/11 258.68 383.00 -48.06
16407 HSTENCT@EP1711F 17/11 254.80 383.00 -50.31
16695 GSPINAN@EP1711F 22/11 47.98 73.75 -53.71
16081 UBTENCT@EP1711C 17/11 244.78 383.00 -56.47
16107 GSTENCT@EP1711F 17/11 244.78 383.00 -56.47
15941 UBPINAN@EP1711B 15/11 43.00 73.75 -71.51
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money