{Warrant Memo} - Derivative Warrants listed last week
----------------------------------------------------
Code Name Type Issue size Issue price Strike price/Ratio I.V.
(mil) ($) ($) (%)
-------------------------------------------------------------------------------
Listing Date : Nov 09, 2017.
12311 JPPINAN@EC1805A Call* 100 0.700 69.690 / 10 29.75
18451 SGCNOOC@EP1806B Put 15 0.670 9.800 / 1 30.30
18452 SGPETCH@EP1806A Put 40 0.330 4.800 / 1 30.00
18453 GSCLIFE@EC1809A Call 100 0.250 33.380 / 10 41.98
18454 SGCNOOC@EC1805B Call 20 0.500 12.880 / 1 34.20
18455 SGPETCH@EC1805B Call 50 0.250 6.200 / 1 33.80
18457 HS-HSI @EC1808A Call 150 0.150 30938 / 6000 19.18
18458 HSPICCG@EC1803A Call 80 0.160 4.490 / 1 33.77
18459 HS-CUNI@EC1812A Call 100 0.150 12.860 / 10 38.98
18460 HSCLIFE@EC1807A Call 80 0.250 30.580 / 10 39.49
18461 HSCNOOC@EC1805B Call 30 0.400 12.180 / 1 26.21
18462 BPCNOOC@EC1808A Call 40 0.250 14.000 / 1 29.00
18463 BP-CPIC@EC1808A Call 40 0.250 48.000 / 10 42.00
18466 BP-GEG @EC1806A Call 40 0.250 67.000 / 10 39.00
18467 BP-CUNI@EC1807A Call 40 0.380 15.000 / 1 35.00
18468 MBCSAIR@EC1807A Call 14 0.719 8.180 / 1 62.00
18469 MBCEAIR@EC1805B Call 22 0.459 5.380 / 1 68.00
18470 MBPETCH@EC1808A Call 40 0.250 6.580 / 1 34.60
18475 MBCLIFE@EC1811A Call 40 0.251 30.880 / 10 34.60
18476 SGCLIFE@EC1809B Call 150 0.250 34.000 / 10 44.80
18477 CS-SMIC@EC1807A Call 80 0.250 15.680 / 10 75.78
18478 CSPINAN@EC1805B Call 100 0.250 87.680 / 10 35.30
18481 CSTENCT@EC1803I Call 40 0.450 468.200 / 10 36.20
18482 UBPETCH@EC1805B Call 40 0.250 6.480 / 1 39.90
18483 UBSTANC@EC1803A Call 35 0.291 82.930 / 10 33.00
18484 JPSTANC@EC1803A Call 50 0.248 82.920 / 10 30.00
18485 JP-HSBC@EC1803C Call 100 0.150 82.020 / 10 20.70
18487 JPCP&CC@EC1805B Call 100 0.152 6.800 / 1 26.20
18488 JPPETCH@EC1805A Call 100 0.252 5.950 / 1 31.00
18489 JP-HSI @EC1803G Call 200 0.150 29600 / 6000 18.50
18490 JPHSCEI@EP1805A Put 200 0.154 11400 / 4000 21.00
18491 GS-HKEX@EC1802E Call 40 0.423 251.080 / 10 27.55
18492 GSCNOOC@EC1802B Call 80 0.150 12.900 / 1 30.13
18493 GSCNOOC@EC1803D Call 80 0.192 12.350 / 1 22.46
18494 GSSANDS@EC1803E Call 80 0.150 41.050 / 10 31.07
18495 GS-NCI @EC1802A Call 40 0.250 53.930 / 10 39.16
18497 HTGEELY@EP1805A Put 40 0.306 21.880 / 10 65.00
18499 HTGEELY@EP1806C Put 40 0.269 20.000 / 10 65.00
18500 HTTENCT@EP1803I Put 150 0.164 339.800 / 100 31.00
18501 HT-GZPC@EC1805A Call 30 0.396 32.180 / 10 80.00
18502 HTCNOOC@EC1806B Call 40 0.350 13.480 / 1 32.00
18503 HT-SMIC@EC1809A Call 60 0.280 13.880 / 10 70.00
18504 HT-CSPC@EC1809A Call 40 0.289 16.000 / 10 70.00
18505 HTPINAN@EP1802B Put 100 0.168 62.230 / 10 31.00
18507 HTCLIFE@EP1802A Put 100 0.150 25.968 / 10 35.00
Listing Date : Nov 10, 2017.
18508 MBPINAN@EC1803D Call 40 0.250 79.400 / 10 35.30
18509 BPTENCT@EC1807E Call 80 0.250 430.000 / 100 41.00
18511 UBTENCT@EP1805B Put 200 0.284 360.000 / 100 32.00
18512 UB-ZTE @EP1805B Put 30 0.360 23.480 / 10 75.00
18515 SG-CGDN@EC1812B Call 60 0.250 15.000 / 10 67.00
18516 SG-SMIC@EC1805A Call 50 0.250 15.280 / 10 78.00
18517 SGTENCT@EP1804K Put 150 0.230 350.000 / 100 32.90
18518 SGTENCT@EC1805E Call 200 0.205 418.200 / 100 34.80
18524 MBCNOOC@EC1806B Call 24 0.418 13.140 / 1 33.10
18525 MB-CPIC@EC1810A Call 37 0.274 48.880 / 10 41.00
18526 MBCSCIH@EC1906A Call 40 0.250 12.880 / 10 58.20
18527 MB-MGMC@EC1903A Call 32.2 0.316 23.880 / 10 58.00
18529 CS-HSBC@EC1803C Call 100 0.150 82.050 / 10 19.94
18532 CS-ICBC@EC1804B Call 60 0.180 7.190 / 1 27.93
18534 CSTENCT@EP1803J Put 100 0.160 339.800 / 100 31.71
18535 CS-CPIC@EC1806A Call 50 0.250 48.800 / 10 47.31
18536 JPTENCT@EC1802I Call 100 0.511 436.060 / 10 30.00
18537 JPPINAN@EC1805D Call 100 0.252 87.870 / 10 34.70
18539 JP-GEG @EP1805A Put 100 0.392 50.500 / 10 35.00
18541 GSCITIC@EC1805A Call 40 0.250 13.180 / 1 23.84
18543 GS-CKA @EC1803B Call 40 0.250 77.820 / 10 36.99
18544 GSSTANC@EC1803A Call 40 0.250 85.930 / 10 32.62
18548 GSPINAN@EC1802H Call 100 0.161 78.050 / 10 25.53
18550 GSPINAN@EC1803G Call 80 0.289 75.050 / 10 25.38
18552 BITENCT@EC1808B Call 200 0.223 444.200 / 100 35.00
18553 BITENCT@EC1803G Call 30 0.495 468.200 / 10 35.00
18555 BITENCT@EP1803H Put 100 0.176 339.800 / 100 35.00
18557 BITENCT@EP1804E Put 100 0.249 349.800 / 100 35.00
18558 BIALUCO@EC1803A Call 30 0.439 7.510 / 1 60.00
18559 BI-SMIC@EC1807A Call 50 0.267 15.880 / 10 70.80
18561 BI-CRRC@EC1806A Call 35 0.332 9.190 / 1 34.00
18562 BIFOSUN@EC1804A Call 80 0.221 23.020 / 10 68.00
22638 UBCLIFE@EC1803A Call* 100 0.106 30.050 / 10 31.70
Listing Date : Nov 13, 2017.
17038 CSTENCT@EC1804A Call* 100 0.265 409.280 / 100 33.41
18565 VTPETCH@EC1805A Call 60 0.252 5.990 / 1 31.95
18567 VT-HSBC@EC1807A Call 40 0.252 82.800 / 10 23.82
18568 VTTENCT@EC1808A Call 100 0.201 444.200 / 100 33.48
18569 BP-SMIC@EC1902A Call 80 0.250 18.800 / 10 60.00
18570 BPPICCG@EC1808A Call 50 0.250 5.000 / 1 41.00
18571 BPPETCH@EC1812A Call 40 0.260 6.500 / 1 29.00
18573 VTLENOV@EC1805A Call 40 0.262 5.080 / 1 38.99
18574 SGPINAN@EC1804E Call 80 0.180 84.030 / 10 29.80
18579 SGTENCT@EC1803N Call 20 0.720 476.080 / 10 37.50
18580 UBCPAIR@EC1804A Call 25 0.425 15.700 / 1 36.00
18581 UB-AAC @EP1806A Put 100 0.254 130.880 / 100 75.00
18582 HSPINAN@EC1803C Call 40 0.300 75.050 / 10 26.04
18583 HS-AAC @EC1806C Call 100 0.250 168.880 / 100 63.81
18584 HSTENCT@EC1805B Call 100 0.250 433.880 / 100 39.69
18586 MB-IGG @EC1806A Call 33 0.304 11.880 / 10 110.00
18587 MB-AAC @EC1901B Call 40 0.250 210.880 / 100 68.50
18588 MB-SMIC@EC1901A Call 35 0.289 20.880 / 10 75.00
18590 UB-AAC @EC1807B Call 100 0.250 188.880 / 100 73.00
18591 CSTENCT@EC1805B Call 150 0.250 430.880 / 100 40.21
18592 HTTENCT@EC1807C Call 100 0.250 468.000 / 100 42.00
18594 HTTENCT@EP1805B Put 100 0.300 358.000 / 100 38.00
18596 HT-AAC @EC1805A Call 80 0.250 168.000 / 100 67.00
18600 HT-AAC @EC1808A Call 80 0.250 188.000 / 100 69.00
18601 HT-AAC @EP1806A Put 60 0.250 138.000 / 100 69.00
18602 GS-AAC @EC1805A Call 50 0.250 178.000 / 100 72.32
18603 GSTENCT@EC1802S Call 40 0.364 468.200 / 10 30.81
18604 GSTENCT@EC1808A Call 200 0.204 444.200 / 100 30.75
18605 GSPETCH@EC1805A Call 60 0.250 6.600 / 1 38.74
18606 GSPETCH@EC1804A Call 60 0.338 5.780 / 1 31.03
18607 GSTENCT@EP1805B Put 100 0.270 368.000 / 100 29.08
18608 JPTENCT@EP1804G Put 200 0.158 350.000 / 100 28.00
18609 JPTENCT@EP1803K Put 200 0.150 339.930 / 100 34.60
18612 JPPINAN@EC1805E Call 150 0.359 78.780 / 10 30.00
18613 JPCITBK@EC1803A Call 100 0.155 5.600 / 1 28.00
18614 JPPINAN@EC1808A Call 150 0.593 73.730 / 10 28.00
18616 JP-AAC @EC1806A Call 100 0.251 179.790 / 100 72.00
18618 BITENCT@EC1804F Call 30 1.143 496.080 / 10 42.00
18619 BITENCT@EC1807A Call 200 0.250 478.880 / 100 43.50
18620 BI-AAC @EC1806A Call 100 0.253 178.000 / 100 70.00
18622 BI-AAC @EC1809B Call 100 0.271 190.000 / 100 68.00
18623 BI-CMOB@EC1804A Call 200 0.308 81.930 / 10 20.00
18624 BICP&CC@EC1806A Call 60 0.250 6.600 / 1 30.40
18625 BI-NWD @EC1805A Call 40 0.391 13.880 / 1 34.00
18627 BI-HKEX@EC1805C Call 50 0.741 260.000 / 10 29.00
Listing Date : Nov 14, 2017.
18628 BPTENCT@EC1808F Call 80 0.250 450.000 / 100 38.00
18630 BPTENCT@EC1811B Call 80 0.250 480.000 / 100 37.00
18631 BPTENCT@EC1901E Call 80 0.250 500.000 / 100 37.00
18634 BP-HSI @EC1806D Call 80 0.250 30000 / 6000 24.50
18635 BP-AAC @EC1810B Call 120 0.250 188.000 / 100 63.00
18636 BP-AAC @EC1807C Call 120 0.250 168.000 / 100 63.00
18637 SG-HKEX@EP1802F Put 150 0.150 226.080 / 100 29.60
18639 SGKSOFT@EC1804B Call 70 0.150 26.310 / 10 53.00
18640 SGPINAN@EP1805D Put 60 0.335 65.000 / 10 30.20
18641 SG-AAC @EC1805A Call 70 0.250 180.880 / 100 72.40
18642 SGTENCT@EC1805F Call 200 0.250 460.880 / 100 42.50
18643 VT-CUNI@EC1808A Call 20 0.500 14.900 / 1 34.22
18644 VTTENCT@EP1805D Put 100 0.267 380.000 / 100 29.86
18646 HS-HKEX@EP1805C Put 100 0.200 227.800 / 100 29.56
18647 HS-HSI @EP1804F Put 150 0.160 29068 / 8000 15.38
18648 HSHSCEI@EP1805A Put 150 0.150 11368 / 4000 22.38
18653 HSTENCT@EC1802E Call 25 0.900 456.080 / 10 33.99
18654 UBCP&CC@EC1805A Call 50 0.253 7.080 / 1 34.50
18655 UBPINAN@EC1803B Call 100 0.447 76.380 / 10 35.00
18658 UBPINAN@EC1805B Call 100 0.253 88.880 / 10 36.80
18660 UB-GEG @EC1805A Call 70 0.254 66.880 / 10 40.00
18661 UBTENCT@EC1805C Call 300 0.262 433.880 / 100 38.50
18662 VTTENCT@EC1806B Call 100 0.257 468.000 / 100 44.27
18664 SGCLIFE@EC1805D Call 150 0.250 30.280 / 10 44.80
18666 HTTENCT@EC1806E Call 100 0.250 488.000 / 100 45.00
18667 MBHUAFU@EC1811A Call 30 0.334 2.580 / 1 61.30
18668 MB-SBPH@EC2012A Call 25 0.400 13.880 / 10 67.50
18669 MB-GCL @EC1907B Call 34 0.295 2.080 / 1 67.10
18671 MBPICCG@EC1807B Call 40 0.250 5.480 / 1 45.30
18672 JPTENCT@EC1805C Call 250 0.256 466.660 / 100 43.00
18674 JPTENCT@EC1802J Call 100 0.540 468.080 / 10 30.00
18675 JPTENCT@EC1805D Call 250 0.256 439.390 / 100 38.00
18676 JPTENCT@EP1805E Put 250 0.260 365.650 / 100 34.00
18677 JPPETCH@EC1806B Call 100 0.260 6.360 / 1 31.00
18678 JP-AAC @EP1805B Put 60 0.259 142.420 / 100 75.00
18679 JP-HSI @EP1805B Put 300 0.155 27200 / 8000 23.50
18681 JP-HSI @EP1805C Put 300 0.254 29200 / 9000 24.50
18683 CSPINAN@EP1805C Put 70 0.400 67.680 / 10 29.78
18685 CSTENCT@EP1804B Put 100 0.150 345.800 / 100 32.94
18688 CSBYDEI@EC1805A Call 50 0.350 26.080 / 10 80.49
18689 CS-CMOB@EC1802C Call 70 0.150 85.930 / 10 21.35
18690 CS-PICC@EC1805A Call 25 0.750 20.880 / 10 41.32
18691 CS-CKH @EC1804A Call 70 0.150 115.100 / 10 24.23
18692 CSCZASH@EC1807A Call 50 0.250 10.280 / 10 100.48
18693 CS-SMIC@EC1806A Call 100 0.250 17.080 / 10 79.58
18695 CSTENCT@EC1805C Call 150 0.250 453.880 / 100 41.22
18696 CSTENCT@EC1804C Call 150 0.330 389.080 / 100 31.71
18697 CS-CTIH@EC1807A Call 40 0.250 33.380 / 10 49.15
18698 CS-AAC @EC1806A Call 100 0.250 190.180 / 100 72.97
18699 GS-CKH @EC1805A Call 40 0.250 105.000 / 10 17.83
18700 GSTENCT@EC1805C Call 150 0.250 458.000 / 100 40.33
18701 GSTENCT@EC1805D Call 150 0.250 438.000 / 100 36.83
18703 GSTENCT@EC1806D Call 150 0.326 404.200 / 100 30.16
18704 GS-CUNI@EC1803B Call 40 0.250 14.900 / 1 35.75
Listing Date : Nov 15, 2017.
17716 JPPINAN@EC1805B Call* 50 0.630 75.750 / 10 29.55
18707 VT-CNBM@EC1805A Call 20 0.701 7.680 / 1 61.70
18708 GS-HKEX@EC1805E Call 150 0.150 261.080 / 100 40.43
18709 BIPINAN@EC1803D Call 100 0.387 75.050 / 10 29.00
18710 BIPINAN@EP1807A Put 100 0.158 52.330 / 10 37.00
18711 BICNOOC@EC1804A Call 100 0.282 13.300 / 1 30.00
18712 BITENCT@EC1806E Call 200 0.250 488.880 / 100 44.50
18713 BP-AAC @EC1810C Call 100 0.260 200.000 / 100 64.00
18714 BP-SUNY@EC1811A Call 100 0.250 165.000 / 100 69.00
18715 BP-NCI @EC1808A Call 40 0.260 63.000 / 10 39.00
18716 SGTENCT@EC1805G Call 200 0.250 475.000 / 100 45.00
18717 SGTENCT@EC1807D Call 200 0.250 510.000 / 100 45.10
18718 SGALUCO@EC1806A Call 12 0.840 7.000 / 1 62.30
18719 SGCCOAL@EC1807A Call 30 0.335 4.000 / 1 43.00
18720 SG-CGS @EC1805A Call 15 0.670 7.380 / 1 44.50
18721 SGCLIFE@EC1807B Call 150 0.150 32.930 / 10 36.80
18722 SG-CRCC@EC1805A Call 14 0.770 10.500 / 1 39.80
18724 SG-HKEX@EC1806D Call 200 0.150 260.580 / 100 34.50
18728 SGTENCT@EC1806B Call 200 0.250 496.000 / 100 45.00
18731 SG-YZCM@EC1805A Call 15 0.670 9.500 / 1 56.30
18732 MBSUNAC@EC1810B Call 11 0.951 47.880 / 10 98.00
18733 MBTENCT@EC1806B Call 10 1.001 560.880 / 10 41.51
18734 MBTENCT@EC1806C Call 7 2.247 480.880 / 10 41.51
18735 MBTENCT@EP1806D Put 40 0.405 380.880 / 100 41.51
18736 MBTENCT@EP1806E Put 10 2.300 340.880 / 10 41.51
18737 MBPINAN@EC1805E Call 24 0.423 81.850 / 10 38.00
18738 BPCITBK@EC1810A Call 40 0.250 5.800 / 1 30.00
18739 BPSTANC@EC1807A Call 40 0.580 80.000 / 10 34.00
18740 BP-SHKP@EC1807A Call 40 0.370 150.000 / 10 27.00
18741 HSPINAN@EC1804B Call 80 0.180 84.930 / 10 28.50
18742 HSFTA50@EC1804A Call 40 0.260 16.280 / 1 20.60
18743 HSTENCT@EC1805C Call 100 0.250 463.880 / 100 40.47
18744 HS-SUNY@EC1806C Call 100 0.150 158.980 / 100 61.96
18746 HS-AAC @EC1805A Call 100 0.250 188.000 / 100 72.49
18750 UBCNOOC@EC1804A Call 40 0.296 13.300 / 1 33.00
18751 UB-HKEX@EC1805B Call 300 0.151 250.700 / 100 37.00
18752 UB-SUNY@EP1804C Put 70 0.159 115.780 / 100 70.00
18753 UB-SUNY@EC1805A Call 100 0.150 158.980 / 100 64.00
18754 JPCLIFE@EC1807A Call 150 0.169 32.880 / 10 40.00
18755 CSPICCG@EC1805A Call 40 0.250 4.980 / 1 44.04
18756 CSTENCT@EC1805D Call 150 0.250 469.880 / 100 43.72
18757 CSTENCT@EC1805E Call 150 0.250 444.380 / 100 39.29
18758 CSKSOFT@EC1804A Call 70 0.150 26.310 / 10 57.39
18760 CSTENCT@EC1805F Call 150 0.250 486.080 / 100 45.08
18761 VTTENCT@EC1806C Call 100 0.252 488.800 / 100 45.10
18762 SGTENCT@EC1802I Call 20 0.550 500.080 / 10 40.00
18763 SGTENCT@EC1806C Call 200 0.250 450.000 / 100 38.40
18764 BITENCT@EC1805B Call 200 0.261 458.000 / 100 42.00
18765 BITENCT@EC1803I Call 30 1.029 516.080 / 10 43.00
18768 BITENCT@EP1806F Put 200 0.316 359.800 / 100 42.00
18769 BIPINAN@EC1805C Call 100 0.297 86.930 / 10 35.00
18770 BICLIFE@EC1803B Call 200 0.150 30.050 / 10 31.00
18771 GS-HSI @EP1804C Put 150 0.150 28258 / 8000 19.39
18773 GSPINAN@EC1805C Call 100 0.434 73.980 / 10 25.58
18774 GSCP&CC@EC1802C Call 50 0.242 5.890 / 1 19.91
18776 GSPINAN@EC1804C Call 100 0.317 75.800 / 10 25.84
18777 GSCP&CC@EC1803B Call 50 0.200 6.510 / 1 29.65
18778 BITENCT@EC1806G Call 200 0.253 498.000 / 100 45.00
Listing Date : Nov 16, 2017.
10491 JP-N225@EC1806E Call 100 0.255 25500 / 450 39.00
18779 BP-ZTE @EC1806A Call 40 0.260 34.000 / 10 60.00
18780 BP-HKEX@EC1811A Call 80 0.250 248.000 / 100 38.00
18781 BP-HKEX@EC1806B Call 80 0.150 239.000 / 100 30.00
18782 BP-HSBC@EC1807B Call 40 0.290 77.000 / 10 18.00
18784 BPCLIFE@EC1808A Call 70 0.150 31.880 / 10 35.00
18786 BPGEELY@EC1804B Call 60 0.280 29.300 / 10 62.00
18788 BPPINAN@EC1804D Call 40 0.300 76.380 / 10 29.00
18789 SG-HKEX@EC1803C Call 22 0.470 288.880 / 10 36.00
18790 SG-HKEX@EC1805A Call 200 0.150 250.700 / 100 33.90
18791 SG-KECL@EC1805A Call 15 0.670 8.000 / 1 44.40
18792 SG-SMIC@EC1809A Call 50 0.250 18.880 / 10 79.50
18793 SGTENCT@EP1805H Put 150 0.275 370.000 / 100 34.30
18795 MBCSA50@EC1806A Call 14 0.738 15.880 / 1 24.00
18796 MBPINAN@EP1806D Put 23 0.443 66.660 / 10 35.00
18798 MB-HKEX@EC1806B Call 6 1.774 252.880 / 10 38.00
18799 MB-HKEX@EC1806C Call 10.5 0.962 288.880 / 10 39.00
18800 MBCP&CC@EC1808A Call 40 0.250 7.080 / 1 32.50
18801 MBSANDS@EC1806A Call 40 0.250 40.680 / 10 36.30
18802 MBCP&CC@EP1809A Put 25 0.423 5.280 / 1 32.50
18804 MBCITBK@EC1811A Call 32 0.320 5.880 / 1 33.00
18805 MB-BBMG@EC1810A Call 13 0.770 4.580 / 1 70.60
18806 MBPETCH@EP1901A Put 19 0.527 4.980 / 1 35.00
18807 SG-AAC @EC1807C Call 50 0.250 208.880 / 100 72.50
18808 JPTENCT@EC1912A Call 300 0.251 700.000 / 100 39.00
18811 JPCLIFE@EC1809A Call 150 0.154 34.040 / 10 35.00
18812 JPPINAN@EP1805F Put 150 0.410 68.680 / 10 30.00
18814 UB-CTIH@EC1805A Call 40 0.301 31.880 / 10 55.00
18815 UBTENCT@EC1802K Call 30 0.802 500.080 / 10 45.00
18817 GSTENCT@EC1805E Call 150 0.250 470.000 / 100 45.02
18818 GSTENCT@EC1805F Call 150 0.250 478.000 / 100 45.35
18819 CSPINAN@EC1805D Call 100 0.550 73.930 / 10 28.69
18820 CSCLIFE@EC1807A Call 100 0.150 32.930 / 10 36.40
18821 CS-CGS @EC1805A Call 25 0.480 7.880 / 1 44.88
18822 CSPINAN@EP1804A Put 70 0.193 63.580 / 10 30.03
18823 CSTENCT@EC1802N Call 40 0.800 500.080 / 10 42.68
18824 CS-CUNI@EC1803A Call 30 0.350 14.900 / 1 40.71
18825 GS-HSBC@EC1804A Call 80 0.200 81.050 / 10 21.18
18827 GS-NCI @EC1804A Call 40 0.308 56.850 / 10 36.59
18828 GSPINAN@EC1805D Call 100 0.174 86.930 / 10 26.26
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* Further Issue