Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
11544 HSGEELY@EC1801A 25/01 13.38 24.65 84.23
23042 UB-WYNN@EC1801A 23/01 14.88 26.20 76.08
27265 CSGEELY@EC1801D 25/01 14.20 24.65 73.59
19361 HSPINAN@EC1801A 25/01 54.88 92.50 68.55
16790 UBPINAN@EC1801A 23/01 56.88 92.50 62.62
26529 HSGEELY@EC1801F 25/01 15.18 24.65 62.38
15871 GSTENCT@EC1801A 25/01 276.88 447.80 61.73
15998 CSTENCT@EC1801B 25/01 285.58 447.80 56.80
18081 GSTENCT@EC1801C 18/01 285.78 447.80 56.69
14453 JP-AAC @EC1801A 25/01 86.88 134.60 54.93
16246 CSPINAN@EC1801A 25/01 59.88 92.50 54.48
29634 GSPINAN@EC1801F 18/01 59.93 92.50 54.35
21123 CSGEELY@EC1801C 25/01 16.18 24.65 52.35
14513 HT-AAC @EC1801A 24/01 88.88 134.60 51.44
26528 HSGEELY@EC1801E 25/01 16.48 24.65 49.58
16095 CSTENCT@EC1801C 25/01 300.68 447.80 48.93
16503 HS-HKEX@EC1801A 25/01 200.18 297.60 48.67
26952 BI-HKEX@EC1801A 23/01 200.20 297.60 48.65
14256 GS-HKEX@EC1801A 23/01 200.20 297.60 48.65
16084 UB-HKEX@EC1801A 23/01 200.20 297.60 48.65
14583 CS-HKEX@EC1801A 23/01 200.20 297.60 48.65
16171 HT-HKEX@EC1801A 24/01 200.20 297.60 48.65
16894 HS-CMB @EC1801A 23/01 24.55 36.10 47.05
21259 JPPINAN@EC1801C 25/01 63.00 92.50 46.83
22348 CSPINAN@EC1801E 25/01 64.28 92.50 43.90
26760 BIPINAN@EC1801B 25/01 64.33 92.50 43.79
24088 HTPINAN@EC1801A 19/01 64.48 92.50 43.46
16733 JPTENCT@EC1801C 25/01 312.21 447.80 43.43
16247 CSTENCT@EC1801D 25/01 312.28 447.80 43.40
16431 HSTENCT@EC1801A 18/01 312.48 447.80 43.31
16969 UBTENCT@EC1801A 18/01 312.48 447.80 43.31
17059 BITENCT@EC1801A 18/01 312.48 447.80 43.31
16770 GSTENCT@EC1801B 18/01 312.48 447.80 43.31
14586 HS-AAC @EC1801A 25/01 94.88 134.60 41.86
17229 HSGEELY@EC1801B 25/01 17.48 24.65 41.02
18629 CSPINAN@EC1801B 25/01 65.88 92.50 40.41
25596 CSTENCT@EC1801F 25/01 324.28 447.80 38.09
26520 HS-AAC @EC1801C 25/01 97.88 134.60 37.52
26446 GSTENCT@EC1801E 25/01 326.00 447.80 37.36
12166 BICNOOC@EC1801B 23/01 9.01 12.26 36.07
24261 HSPINAN@EC1801B 25/01 68.00 92.50 36.03
11545 GSPINAN@EC1801H 18/01 68.05 92.50 35.93
26875 UBTENCT@EC1801B 24/01 330.00 447.80 35.70
21106 CSPINAN@EC1801C 25/01 68.98 92.50 34.10
27461 HTPINAN@EC1801B 18/01 69.03 92.50 34.00
24216 BIPINAN@EC1801A 18/01 69.03 92.50 34.00
27303 CSTENCT@EC1801G 25/01 334.68 447.80 33.80
28416 BITENCT@EC1801D 18/01 334.88 447.80 33.72
25092 GSPINAN@EC1801D 19/01 69.38 92.50 33.32
14632 GSPINAN@EC1801I 23/01 69.93 92.50 32.28
12148 VTTENCT@EC1801A 23/01 339.80 447.80 31.78
29120 HSTENCT@EC1801C 23/01 340.18 447.80 31.64
12421 CSTENCT@EC1801H 23/01 340.18 447.80 31.64
12822 CS-BYD @EC1801A 25/01 52.93 69.60 31.49
24479 UBPINAN@EC1801E 25/01 70.88 92.50 30.50
14652 JPPINAN@EC1801E 18/01 70.90 92.50 30.47
29349 CSPINAN@EC1801H 18/01 70.93 92.50 30.41
28963 HTPINAN@EC1801D 19/01 70.93 92.50 30.41
25873 UB-ZTE @EC1801A 25/01 23.08 30.05 30.20
22648 BI-ICBC@EC1801A 23/01 5.60 7.16 27.86
23777 GS-ICBC@EC1801A 22/01 5.61 7.16 27.63
13548 HTSUNAC@EC1801A 24/01 26.30 33.35 26.81
16369 GSAMCS3@EC1801A 24/01 41.80 53.00 26.79
26219 HTCNOOC@EC1801A 22/01 9.80 12.26 25.10
12629 HSPINAN@EC1801D 23/01 74.13 92.50 24.78
24316 CSPINAN@EC1801F 25/01 74.18 92.50 24.70
28811 HTPINAN@EC1801C 19/01 74.23 92.50 24.62
11040 UBPINAN@EC1801G 24/01 74.23 92.50 24.61
15561 HS-AAC @EC1801B 23/01 108.08 134.60 24.54
25468 GSPINAN@EC1801E 25/01 74.38 92.50 24.36
28497 JPPINAN@EC1801D 25/01 74.40 92.50 24.33
28658 BIPINAN@EC1801D 23/01 74.43 92.50 24.28
17807 HSGEELY@EC1801C 25/01 19.88 24.65 23.99
11077 GS-CCB @EC1801C 22/01 6.81 8.42 23.64
17991 HTGEELY@EC1801A 25/01 19.98 24.65 23.37
29429 GSGEELY@EC1801A 18/01 19.99 24.65 23.31
11373 BI-GEG @EC1801A 22/01 51.93 63.50 22.28
25546 CS-CNBM@EC1801A 25/01 6.28 7.66 21.97
29145 UB-CNBM@EC1801A 18/01 6.29 7.66 21.78
25373 UB-CTIH@EC1801A 23/01 28.88 35.05 21.36
17795 HSCSA50@EC1801A 25/01 14.18 17.18 21.16
28901 HTKSOFT@EC1801A 23/01 22.93 27.70 20.81
29044 BIKSOFT@EC1801A 22/01 22.93 27.70 20.80
14951 GS-ICBC@EC1801B 23/01 6.01 7.16 19.13
29493 CS-CCB @EC1801C 25/01 7.09 8.42 18.76
23026 HSFTA50@EC1801A 25/01 14.08 16.72 18.75
17574 JP-HKEX@EC1801B 25/01 251.00 297.60 18.57
11369 BISANDS@EC1801A 23/01 38.93 46.00 18.16
29031 GSSANDS@EC1801A 23/01 38.93 46.00 18.16
13954 UBSANDS@EC1801A 23/01 38.93 46.00 18.16
11852 GS-GEG @EC1801A 22/01 53.85 63.50 17.92
28266 HS-CCB @EC1801A 22/01 7.18 8.42 17.27
23803 GSFTA50@EC1801A 23/01 14.30 16.72 16.92
23786 GSCSA50@EC1801A 22/01 14.70 17.18 16.87
18002 GS-AGBK@EC1801B 23/01 3.81 4.45 16.80
16496 BI-AGBK@EC1801B 25/01 3.81 4.45 16.80
16136 UBCEAIR@EC1801A 23/01 5.38 6.28 16.73
27765 CSBOCHK@EC1801A 25/01 35.68 41.25 15.61
13805 HS-GEG @EC1801A 23/01 54.95 63.50 15.56
23108 GS-CCB @EC1801B 22/01 7.29 8.42 15.50
22378 UB-CCB @EC1801A 22/01 7.29 8.42 15.50
22640 BI-CCB @EC1801B 23/01 7.29 8.42 15.50
28812 HSBOCHK@EC1801A 18/01 35.73 41.25 15.45
13522 UBBOCHK@EC1801A 18/01 35.73 41.25 15.45
15619 BIBOCHK@EC1801A 18/01 35.73 41.25 15.45
26851 UB-GEG @EC1801A 24/01 55.18 63.50 15.08
11710 CS-GEG @EC1801A 23/01 55.23 63.50 14.97
23483 CS-CCB @EC1801A 25/01 7.35 8.42 14.56
12356 GS-CCB @EC1801D 18/01 7.36 8.42 14.40
12150 VT-CCB @EC1801A 25/01 7.36 8.42 14.40
14582 UB-CCB @EC1801C 25/01 7.36 8.42 14.40
11288 GS-HSBC@EC1801F 22/01 75.05 85.45 13.86
29981 CS-HSBC@EC1801G 25/01 75.05 85.45 13.86
23601 GSPETCH@EC1801A 24/01 5.15 5.83 13.20
26430 GSAMCS3@EC1801B 23/01 46.93 53.00 12.93
26557 HSCSA50@EC1801B 25/01 15.28 17.18 12.43
17384 CSFTA50@EC1801A 25/01 14.88 16.72 12.37
13495 GSCSA50@EC1801B 18/01 15.30 17.18 12.29
28064 JPCMOLY@EC1801A 25/01 5.28 5.90 11.74
25576 CSCMOLY@EC1801B 25/01 5.28 5.90 11.74
16691 GSTENCT@EC1801F 22/01 401.08 447.80 11.65
15661 HSTENCT@EC1801D 23/01 401.08 447.80 11.65
23306 HSCITBK@EC1801A 25/01 5.48 6.11 11.50
17718 GSCITBK@EC1801A 23/01 5.51 6.11 10.89
25899 UBFTA50@EC1801A 23/01 15.08 16.72 10.88
12647 HS-AGBK@EC1801A 23/01 4.03 4.45 10.42
17717 GSPETCH@EC1801C 19/01 5.29 5.83 10.21
12172 BIPETCH@EC1801B 23/01 5.29 5.83 10.21
17511 GS-HSBC@EC1801J 22/01 77.55 85.45 10.19
28546 JP-AGBK@EC1801A 25/01 4.04 4.45 10.15
22808 UB-AGBK@EC1801A 18/01 4.05 4.45 9.88
29780 HT-AGBK@EC1801A 18/01 4.05 4.45 9.88
11803 GS-AGBK@EC1801A 18/01 4.05 4.45 9.88
27943 BI-AGBK@EC1801A 18/01 4.05 4.45 9.88
25869 UBCMOLY@EC1801A 23/01 5.38 5.90 9.67
20817 HSPICCG@EC1801A 25/01 3.88 4.25 9.54
16235 HS-BOCL@EC1801A 18/01 4.08 4.41 8.09
13950 CS-BOCL@EC1801A 24/01 4.08 4.41 8.09
29173 GSCP&CC@EC1801B 18/01 5.99 6.47 8.01
14115 HT-BOCL@EC1801A 25/01 4.09 4.41 7.88
22159 HSCP&CC@EC1801A 25/01 6.00 6.47 7.83
16381 UB-BOCL@EC1801A 18/01 4.09 4.41 7.82
15961 JP-BOCL@EC1801A 25/01 4.09 4.41 7.82
15586 BI-BOCL@EC1801A 18/01 4.10 4.41 7.61
24231 BI-SUNY@EC1801A 23/01 100.00 107.30 7.30
26119 JP-HKEX@EC1801A 25/01 277.77 297.60 7.14
28576 GS-HKEX@EC1801B 18/01 277.97 297.60 7.06
16535 UB-HKEX@EC1801D 25/01 277.97 297.60 7.06
17468 CS-CPIC@EC1801A 25/01 37.88 40.15 5.99
17181 HT-CPIC@EC1801A 18/01 37.93 40.15 5.85
21352 UB-CPIC@EC1801A 18/01 37.93 40.15 5.85
13700 GS-AIA @EC1801B 22/01 63.05 66.50 5.47
17348 CS-KECL@EC1801A 25/01 7.38 7.78 5.42
28888 BIFTA50@EC1801A 23/01 15.90 16.72 5.16
29567 GSCLIFE@EC1801B 22/01 24.93 26.20 5.09
29318 HTCQRCB@EC1801A 25/01 6.28 6.59 4.94
12415 CS-NWD @EC1801A 25/01 11.90 12.44 4.54
29293 GS-HSBC@EC1801E 22/01 81.85 85.45 4.40
29597 BI-HSBC@EC1801F 25/01 81.85 85.45 4.40
14570 CS-HSBC@EC1801H 25/01 81.85 85.45 4.40
18415 UBPETCH@EC1801A 22/01 5.59 5.83 4.29
28836 GSPETCH@EC1801B 22/01 5.59 5.83 4.29
27900 BIPETCH@EC1801A 23/01 5.59 5.83 4.29
17506 CS-PICC@EC1801A 25/01 16.28 16.96 4.18
26826 CSCHAMC@EC1801A 24/01 3.80 3.94 3.68
26038 HSZIJIN@EC1801A 25/01 3.20 3.31 3.44
25015 HS-SUNY@EC1801B 25/01 103.88 107.30 3.29
15026 HT-HSBC@EC1801D 22/01 82.82 85.45 3.18
16180 GS-HSBC@EC1801G 22/01 82.87 85.45 3.11
22926 HT-CSCH@EC1801A 23/01 2.00 2.06 3.00
17844 GS-HKEX@EC1801C 22/01 289.08 297.60 2.95
17658 GS-CRRC@EC1801A 23/01 7.79 8.01 2.82
17848 GSTENCT@EC1801G 22/01 436.08 447.80 2.69
17091 JPANGAN@EC1801A 25/01 7.98 8.19 2.63
25572 CSANGAN@EC1801A 25/01 7.98 8.19 2.63
23014 CS-HSHI@EC1801A 25/01 128.88 132.10 2.50
26394 CS-HKEX@EC1801B 25/01 290.88 297.60 2.31
28765 UB-HKEX@EC1801C 18/01 291.08 297.60 2.24
18479 BI-HSBC@EC1801B 23/01 83.93 85.45 1.81
20944 HS-PICC@EC1801A 25/01 16.80 16.96 0.95
18127 GS-CMOB@EC1801A 24/01 80.81 81.45 0.79
19146 HS-CMOB@EC1801A 25/01 80.81 81.45 0.79
12399 GSCLIFE@EC1801C 22/01 26.00 26.20 0.77
17695 CS-HSBC@EC1801B 25/01 84.88 85.45 0.67
17715 JP-HSBC@EC1801E 25/01 84.90 85.45 0.65
21624 GS-HSBC@EC1801A 18/01 84.93 85.45 0.61
27224 UB-HSBC@EC1801D 25/01 84.93 85.45 0.61
18480 HSSTANC@EC1801A 25/01 88.88 88.80 -0.09
28993 JPSTANC@EC1801A 25/01 88.88 88.80 -0.09
29009 UBSTANC@EC1801C 18/01 88.93 88.80 -0.15
14725 JPCLIFE@EC1801A 25/01 26.28 26.20 -0.30
18621 CS-CMOB@EC1801B 25/01 81.77 81.45 -0.39
17726 SG-CMOB@EC1801B 25/01 81.77 81.45 -0.39
17736 JP-CMOB@EC1801B 25/01 81.81 81.45 -0.44
18054 GS-CMOB@EC1801C 23/01 81.82 81.45 -0.45
17913 HT-CMOB@EC1801C 24/01 81.82 81.45 -0.46
27104 GSCLIFE@EC1801A 23/01 26.33 26.20 -0.49
13513 HSCLIFE@EC1801A 23/01 26.33 26.20 -0.49
14713 UBCLIFE@EC1801A 23/01 26.33 26.20 -0.49
29757 CSCLIFE@EC1801C 23/01 26.33 26.20 -0.49
27004 BICLIFE@EC1801A 24/01 26.33 26.20 -0.49
24997 HT-SUNY@EC1801A 18/01 108.00 107.30 -0.65
27269 CS-HSBC@EC1801E 25/01 86.88 85.45 -1.65
17501 GS-HSBC@EC1801I 18/01 86.93 85.45 -1.70
17272 GSCP&CC@EC1801A 25/01 6.60 6.47 -1.97
22270 JPCP&CC@EC1801A 25/01 6.66 6.47 -2.85
17335 CSCP&CC@EC1801A 25/01 6.66 6.47 -2.85
18145 BICP&CC@EC1801A 23/01 6.68 6.47 -3.14
25128 UB-SUNY@EC1801B 18/01 110.88 107.30 -3.23
25402 UBCSHEN@EC1801A 23/01 22.88 22.05 -3.63
24893 HT-CMOB@EC1801A 23/01 84.78 81.45 -3.93
27462 HT-HSBC@EC1801C 18/01 88.99 85.45 -3.98
21065 CS-HSBC@EC1801C 25/01 88.99 85.45 -3.98
25918 UB-HSBC@EC1801C 18/01 89.04 85.45 -4.03
23532 UBCINDA@EC1801A 19/01 3.34 3.20 -4.19
23303 HS-CMBC@EC1801A 25/01 8.88 8.48 -4.50
27782 CSCLIFE@EC1801A 24/01 27.48 26.20 -4.66
26352 CS-AIA @EC1801B 25/01 70.18 66.50 -5.24
27913 BI-AIA @EC1801A 18/01 70.23 66.50 -5.31
26646 GS-AIA @EC1801A 25/01 70.38 66.50 -5.51
15916 UB-CMBC@EC1801A 22/01 9.01 8.48 -5.88
26627 CS-NCI @EC1801A 25/01 59.88 56.25 -6.06
15522 GS-CUNI@EC1801B 23/01 12.12 11.38 -6.11
24295 HS-CTEL@EC1801A 25/01 4.08 3.82 -6.37
29022 GS-CTEL@EC1801A 18/01 4.09 3.82 -6.60
28962 HT-CTEL@EC1801B 19/01 4.09 3.82 -6.60
17174 GS-CKH @EC1801A 24/01 109.93 100.90 -8.21
17322 CS-CMOB@EC1801A 25/01 89.48 81.45 -8.97
28925 HS-CMOB@EC1801B 18/01 89.52 81.45 -9.01
25676 JP-CMOB@EC1801A 25/01 89.52 81.45 -9.01
26839 GS-CMOB@EC1801B 18/01 89.53 81.45 -9.02
24897 HT-CMOB@EC1801B 23/01 89.53 81.45 -9.02
23023 CS-PICC@EC1801B 25/01 18.88 16.96 -10.17
24303 HS-CUNI@EC1801A 25/01 12.88 11.38 -11.65
28853 GS-CUNI@EC1801A 18/01 12.90 11.38 -11.78
28998 UB-CUNI@EC1801A 18/01 12.90 11.38 -11.78
11706 CS-CUNI@EC1801A 18/01 12.90 11.38 -11.78
22161 HSLENOV@EC1801A 25/01 5.18 4.54 -12.36
29077 JPLENOV@EC1801A 25/01 5.18 4.54 -12.36
15981 UB-BEA @EC1801A 22/01 38.93 34.10 -12.41
11022 BILENOV@EC1801A 23/01 5.19 4.54 -12.52
18091 GSLENOV@EC1801A 24/01 5.19 4.54 -12.52
11091 CSLENOV@EC1801B 24/01 5.19 4.54 -12.52
26870 UBCINDA@EC1801B 24/01 3.68 3.20 -13.04
20924 HSMEITU@EC1801A 25/01 13.28 11.40 -14.16
28983 CSCRAIL@EC1801A 25/01 7.19 6.15 -14.46
13568 HT-CTEL@EC1801A 25/01 4.48 3.82 -14.73
27603 UBALUCO@EC1801A 22/01 6.29 5.36 -14.79
15527 GS-CTEL@EC1801B 18/01 4.49 3.82 -14.92
13615 BI-CTEL@EC1801A 24/01 4.49 3.82 -14.92
11708 CS-CTEL@EC1801A 25/01 4.49 3.82 -14.92
26842 UBCKINF@EC1801A 24/01 77.88 66.05 -15.19
28982 CS-KECL@EC1801B 25/01 9.19 7.78 -15.34
27255 CS-CLPG@EC1801A 25/01 6.78 5.59 -17.55
11068 BPJIANC@EC1801A 23/01 15.40 12.58 -18.31
11123 HT-HUAP@EC1801A 24/01 6.26 5.09 -18.69
11736 CS-HUAP@EC1801A 25/01 6.26 5.09 -18.69
23019 CS-GWMC@EC1801A 25/01 11.98 9.43 -21.29
26375 CS-BJEW@EC1801A 22/01 8.18 6.04 -26.16
25553 CSCCOAL@EC1801A 25/01 5.38 3.95 -26.58
17586 UB-CGS @EC1801A 23/01 8.69 6.31 -27.39
13303 CS-CGS @EC1801A 25/01 8.69 6.31 -27.39
29350 CSMEITU@EC1801A 23/01 15.90 11.40 -28.30
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
16511 HTCLIFE@EP1801A 22/01 24.38 26.20 -7.47
17539 UBCLIFE@EP1801B 22/01 24.37 26.20 -7.51
16163 UB-CMOB@EP1801B 22/01 74.88 81.45 -8.77
27295 CS-HSBC@EP1801F 25/01 78.28 85.45 -9.16
25590 CS-HSBC@EP1801D 25/01 74.88 85.45 -14.12
28832 GS-HSBC@EP1801D 18/01 74.83 85.45 -14.19
26356 CS-AIA @EP1801C 25/01 56.88 66.50 -16.91
28306 UB-AIA @EP1801B 19/01 54.49 66.50 -22.04
26451 BI-HSBC@EP1801D 25/01 69.95 85.45 -22.16
23487 CS-CCB @EP1801B 25/01 6.06 8.42 -38.94
29966 JP-CCB @EP1801B 25/01 6.06 8.42 -38.94
29751 UB-CCB @EP1801B 18/01 6.05 8.42 -39.17
28701 HS-HKEX@EP1801B 22/01 212.88 297.60 -39.80
28523 UB-HKEX@EP1801B 23/01 210.80 297.60 -41.18
25897 UB-ICBC@EP1801A 23/01 4.89 7.16 -46.42
25448 GSTENCT@EP1801D 22/01 293.00 447.80 -52.83
28327 HTTENCT@EP1801B 22/01 290.68 447.80 -54.05
25539 BITENCT@EP1801B 22/01 290.68 447.80 -54.05
26030 HSTENCT@EP1801B 22/01 290.68 447.80 -54.05
27838 UBTENCT@EP1801C 22/01 290.68 447.80 -54.05
17957 CSGEELY@EP1801B 25/01 15.98 24.65 -54.26
25582 CSTENCT@EP1801E 25/01 290.08 447.80 -54.37
17830 HSGEELY@EP1801D 25/01 15.88 24.65 -55.23
25133 UBGEELY@EP1801A 18/01 15.86 24.65 -55.42
21024 BIGEELY@EP1801A 18/01 15.86 24.65 -55.42
26217 HT-GEG @EP1801A 23/01 40.50 63.50 -56.79
15944 UB-AAC @EP1801A 23/01 84.88 134.60 -58.58
24784 GSPINAN@EP1801C 25/01 55.00 92.50 -68.18
17380 HTPINAN@EP1801E 25/01 55.00 92.50 -68.18
24341 CSPINAN@EP1801G 25/01 54.28 92.50 -70.41
26873 UBPINAN@EP1801F 19/01 53.48 92.50 -72.96
20804 GSPINAN@EP1801A 24/01 51.00 92.50 -81.37
16834 CSGEELY@EP1801A 25/01 13.58 24.65 -81.52
21108 CSPINAN@EP1801D 25/01 50.88 92.50 -81.80
26768 BIPINAN@EP1801C 18/01 50.83 92.50 -81.98
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money