Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
11544 HSGEELY@EC1801A 25/01 13.38 25.00 86.85
23042 UB-WYNN@EC1801A 23/01 14.88 26.75 79.77
27265 CSGEELY@EC1801D 25/01 14.20 25.00 76.06
19361 HSPINAN@EC1801A 25/01 54.88 93.30 70.01
16194 JPPINAN@EC1802A 26/01 55.55 93.30 67.96
26529 HSGEELY@EC1801F 25/01 15.18 25.00 64.69
16790 UBPINAN@EC1801A 23/01 56.88 93.30 64.03
15871 GSTENCT@EC1801A 25/01 276.88 452.40 63.39
15998 CSTENCT@EC1801B 25/01 285.58 452.40 58.41
14453 JP-AAC @EC1801A 25/01 86.88 135.90 56.42
16246 CSPINAN@EC1801A 25/01 59.88 93.30 55.81
21123 CSGEELY@EC1801C 25/01 16.18 25.00 54.51
14513 HT-AAC @EC1801A 24/01 88.88 135.90 52.90
26528 HSGEELY@EC1801E 25/01 16.48 25.00 51.70
16095 CSTENCT@EC1801C 25/01 300.68 452.40 50.46
16894 HS-CMB @EC1801A 23/01 24.55 36.50 48.68
21259 JPPINAN@EC1801C 25/01 63.00 93.30 48.10
16503 HS-HKEX@EC1801A 25/01 200.18 294.80 47.27
14583 CS-HKEX@EC1801A 23/01 200.20 294.80 47.25
26952 BI-HKEX@EC1801A 23/01 200.20 294.80 47.25
14256 GS-HKEX@EC1801A 23/01 200.20 294.80 47.25
16084 UB-HKEX@EC1801A 23/01 200.20 294.80 47.25
16171 HT-HKEX@EC1801A 24/01 200.20 294.80 47.25
22348 CSPINAN@EC1801E 25/01 64.28 93.30 45.15
26760 BIPINAN@EC1801B 25/01 64.33 93.30 45.03
16733 JPTENCT@EC1801C 25/01 312.21 452.40 44.90
16247 CSTENCT@EC1801D 25/01 312.28 452.40 44.87
24088 HTPINAN@EC1801A 19/01 64.48 93.30 44.70
14586 HS-AAC @EC1801A 25/01 94.88 135.90 43.23
17229 HSGEELY@EC1801B 25/01 17.48 25.00 43.02
18629 CSPINAN@EC1801B 25/01 65.88 93.30 41.62
25596 CSTENCT@EC1801F 25/01 324.28 452.40 39.51
26520 HS-AAC @EC1801C 25/01 97.88 135.90 38.84
26446 GSTENCT@EC1801E 25/01 326.00 452.40 38.77
27401 JPTENCT@EC1802B 26/01 326.26 452.40 38.66
24261 HSPINAN@EC1801B 25/01 68.00 93.30 37.21
26875 UBTENCT@EC1801B 24/01 330.00 452.40 37.09
21106 CSPINAN@EC1801C 25/01 68.98 93.30 35.26
27303 CSTENCT@EC1801G 25/01 334.68 452.40 35.17
12166 BICNOOC@EC1801B 23/01 9.01 12.14 34.74
25092 GSPINAN@EC1801D 19/01 69.38 93.30 34.48
14632 GSPINAN@EC1801I 23/01 69.93 93.30 33.42
12148 VTTENCT@EC1801A 23/01 339.80 452.40 33.14
13548 HTSUNAC@EC1801A 24/01 26.30 35.00 33.08
29120 HSTENCT@EC1801C 23/01 340.18 452.40 32.99
12421 CSTENCT@EC1801H 23/01 340.18 452.40 32.99
12822 CS-BYD @EC1801A 25/01 52.93 70.25 32.72
24479 UBPINAN@EC1801E 25/01 70.88 93.30 31.63
28963 HTPINAN@EC1801D 19/01 70.93 93.30 31.54
25873 UB-ZTE @EC1801A 25/01 23.08 30.35 31.50
22648 BI-ICBC@EC1801A 23/01 5.60 7.19 28.39
23777 GS-ICBC@EC1801A 22/01 5.61 7.19 28.16
16369 GSAMCS3@EC1801A 24/01 41.80 53.40 27.75
27340 HT-ZTE @EC1802A 26/01 23.88 30.35 27.09
12629 HSPINAN@EC1801D 23/01 74.13 93.30 25.86
24316 CSPINAN@EC1801F 25/01 74.18 93.30 25.78
17807 HSGEELY@EC1801C 25/01 19.88 25.00 25.75
15561 HS-AAC @EC1801B 23/01 108.08 135.90 25.74
28811 HTPINAN@EC1801C 19/01 74.23 93.30 25.69
11040 UBPINAN@EC1801G 24/01 74.23 93.30 25.69
25468 GSPINAN@EC1801E 25/01 74.38 93.30 25.44
28497 JPPINAN@EC1801D 25/01 74.40 93.30 25.40
28658 BIPINAN@EC1801D 23/01 74.43 93.30 25.35
17991 HTGEELY@EC1801A 25/01 19.98 25.00 25.13
25546 CS-CNBM@EC1801A 25/01 6.28 7.83 24.68
11077 GS-CCB @EC1801C 22/01 6.81 8.48 24.52
26219 HTCNOOC@EC1801A 22/01 9.80 12.14 23.88
11373 BI-GEG @EC1801A 22/01 51.93 63.90 23.05
28901 HTKSOFT@EC1801A 23/01 22.93 28.00 22.12
29044 BIKSOFT@EC1801A 22/01 22.93 28.00 22.11
17795 HSCSA50@EC1801A 25/01 14.18 17.30 22.00
25373 UB-CTIH@EC1801A 23/01 28.88 34.70 20.15
14951 GS-ICBC@EC1801B 23/01 6.01 7.19 19.63
29493 CS-CCB @EC1801C 25/01 7.09 8.48 19.61
23026 HSFTA50@EC1801A 25/01 14.08 16.80 19.32
11852 GS-GEG @EC1801A 22/01 53.85 63.90 18.66
13954 UBSANDS@EC1801A 23/01 38.93 46.00 18.16
11369 BISANDS@EC1801A 23/01 38.93 46.00 18.16
29031 GSSANDS@EC1801A 23/01 38.93 46.00 18.16
28266 HS-CCB @EC1801A 22/01 7.18 8.48 18.11
18002 GS-AGBK@EC1801B 23/01 3.81 4.50 18.11
16496 BI-AGBK@EC1801B 25/01 3.81 4.50 18.11
23786 GSCSA50@EC1801A 22/01 14.70 17.30 17.69
23803 GSFTA50@EC1801A 23/01 14.30 16.80 17.48
17574 JP-HKEX@EC1801B 25/01 251.00 294.80 17.45
16136 UBCEAIR@EC1801A 23/01 5.38 6.31 17.29
22378 UB-CCB @EC1801A 22/01 7.29 8.48 16.32
23108 GS-CCB @EC1801B 22/01 7.29 8.48 16.32
22640 BI-CCB @EC1801B 23/01 7.29 8.48 16.32
13805 HS-GEG @EC1801A 23/01 54.95 63.90 16.29
26851 UB-GEG @EC1801A 24/01 55.18 63.90 15.80
11710 CS-GEG @EC1801A 23/01 55.23 63.90 15.70
27765 CSBOCHK@EC1801A 25/01 35.68 41.20 15.47
23483 CS-CCB @EC1801A 25/01 7.35 8.48 15.37
14582 UB-CCB @EC1801C 25/01 7.36 8.48 15.22
12150 VT-CCB @EC1801A 25/01 7.36 8.48 15.22
11288 GS-HSBC@EC1801F 22/01 75.05 85.40 13.79
26430 GSAMCS3@EC1801B 23/01 46.93 53.40 13.79
29981 CS-HSBC@EC1801G 25/01 75.05 85.40 13.79
25576 CSCMOLY@EC1801B 25/01 5.28 6.00 13.64
28064 JPCMOLY@EC1801A 25/01 5.28 6.00 13.64
26557 HSCSA50@EC1801B 25/01 15.28 17.30 13.22
17384 CSFTA50@EC1801A 25/01 14.88 16.80 12.90
16691 GSTENCT@EC1801F 22/01 401.08 452.40 12.80
15661 HSTENCT@EC1801D 23/01 401.08 452.40 12.80
23306 HSCITBK@EC1801A 25/01 5.48 6.18 12.77
20817 HSPICCG@EC1801A 25/01 3.88 4.37 12.63
23601 GSPETCH@EC1801A 24/01 5.15 5.80 12.62
17718 GSCITBK@EC1801A 23/01 5.51 6.18 12.16
24231 BI-SUNY@EC1801A 23/01 100.00 111.80 11.80
12647 HS-AGBK@EC1801A 23/01 4.03 4.50 11.66
25869 UBCMOLY@EC1801A 23/01 5.38 6.00 11.52
25899 UBFTA50@EC1801A 23/01 15.08 16.80 11.41
28546 JP-AGBK@EC1801A 25/01 4.04 4.50 11.39
15281 JPAGILE@EC1802A 26/01 12.80 14.10 10.16
17511 GS-HSBC@EC1801J 22/01 77.55 85.40 10.12
27205 UBPETCH@EC1802A 26/01 5.28 5.80 9.85
17717 GSPETCH@EC1801C 19/01 5.29 5.80 9.64
12172 BIPETCH@EC1801B 23/01 5.29 5.80 9.64
22159 HSCP&CC@EC1801A 25/01 6.00 6.53 8.83
13950 CS-BOCL@EC1801A 24/01 4.08 4.43 8.58
29968 JP-HSHI@EC1802A 26/01 122.88 133.20 8.40
14115 HT-BOCL@EC1801A 25/01 4.09 4.43 8.37
15961 JP-BOCL@EC1801A 25/01 4.09 4.43 8.31
25015 HS-SUNY@EC1801B 25/01 103.88 111.80 7.62
17067 GSCITBK@EC1802A 26/01 5.76 6.18 7.29
17532 JPCITBK@EC1802A 26/01 5.76 6.18 7.29
17468 CS-CPIC@EC1801A 25/01 37.88 40.35 6.52
26119 JP-HKEX@EC1801A 25/01 277.77 294.80 6.13
16535 UB-HKEX@EC1801D 25/01 277.97 294.80 6.05
13700 GS-AIA @EC1801B 22/01 63.05 66.65 5.71
28888 BIFTA50@EC1801A 23/01 15.90 16.80 5.66
17506 CS-PICC@EC1801A 25/01 16.28 17.14 5.28
25572 CSANGAN@EC1801A 25/01 7.98 8.39 5.14
17091 JPANGAN@EC1801A 25/01 7.98 8.39 5.14
22926 HT-CSCH@EC1801A 23/01 2.00 2.10 5.00
29318 HTCQRCB@EC1801A 25/01 6.28 6.57 4.62
12153 VT-HSBC@EC1802A 26/01 81.80 85.40 4.40
26038 HSZIJIN@EC1801A 25/01 3.20 3.34 4.38
29293 GS-HSBC@EC1801E 22/01 81.85 85.40 4.34
14570 CS-HSBC@EC1801H 25/01 81.85 85.40 4.34
29597 BI-HSBC@EC1801F 25/01 81.85 85.40 4.34
26826 CSCHAMC@EC1801A 24/01 3.80 3.96 4.21
28836 GSPETCH@EC1801B 22/01 5.59 5.80 3.76
18415 UBPETCH@EC1801A 22/01 5.59 5.80 3.76
27900 BIPETCH@EC1801A 23/01 5.59 5.80 3.76
17848 GSTENCT@EC1801G 22/01 436.08 452.40 3.74
12415 CS-NWD @EC1801A 25/01 11.90 12.34 3.70
17348 CS-KECL@EC1801A 25/01 7.38 7.64 3.52
23014 CS-HSHI@EC1801A 25/01 128.88 133.20 3.35
29567 GSCLIFE@EC1801B 22/01 24.93 25.75 3.29
15026 HT-HSBC@EC1801D 22/01 82.82 85.40 3.12
16180 GS-HSBC@EC1801G 22/01 82.87 85.40 3.05
20944 HS-PICC@EC1801A 25/01 16.80 17.14 2.02
17844 GS-HKEX@EC1801C 22/01 289.08 294.80 1.98
18479 BI-HSBC@EC1801B 23/01 83.93 85.40 1.75
17658 GS-CRRC@EC1801A 23/01 7.79 7.92 1.67
26394 CS-HKEX@EC1801B 25/01 290.88 294.80 1.35
17695 CS-HSBC@EC1801B 25/01 84.88 85.40 0.61
17715 JP-HSBC@EC1801E 25/01 84.90 85.40 0.59
27224 UB-HSBC@EC1801D 25/01 84.93 85.40 0.55
18480 HSSTANC@EC1801A 25/01 88.88 88.65 -0.26
28993 JPSTANC@EC1801A 25/01 88.88 88.65 -0.26
18127 GS-CMOB@EC1801A 24/01 80.81 80.50 -0.38
19146 HS-CMOB@EC1801A 25/01 80.81 80.50 -0.38
12399 GSCLIFE@EC1801C 22/01 26.00 25.75 -0.96
17272 GSCP&CC@EC1801A 25/01 6.60 6.53 -1.06
17726 SG-CMOB@EC1801B 25/01 81.77 80.50 -1.56
18621 CS-CMOB@EC1801B 25/01 81.77 80.50 -1.56
17736 JP-CMOB@EC1801B 25/01 81.81 80.50 -1.60
18054 GS-CMOB@EC1801C 23/01 81.82 80.50 -1.61
17913 HT-CMOB@EC1801C 24/01 81.82 80.50 -1.62
25402 UBCSHEN@EC1801A 23/01 22.88 22.50 -1.66
27269 CS-HSBC@EC1801E 25/01 86.88 85.40 -1.70
17335 CSCP&CC@EC1801A 25/01 6.66 6.53 -1.95
22270 JPCP&CC@EC1801A 25/01 6.66 6.53 -1.95
14725 JPCLIFE@EC1801A 25/01 26.28 25.75 -2.02
14126 UBZIJIN@EC1802A 26/01 3.41 3.34 -2.05
29757 CSCLIFE@EC1801C 23/01 26.33 25.75 -2.20
27104 GSCLIFE@EC1801A 23/01 26.33 25.75 -2.20
13513 HSCLIFE@EC1801A 23/01 26.33 25.75 -2.20
14713 UBCLIFE@EC1801A 23/01 26.33 25.75 -2.20
27004 BICLIFE@EC1801A 24/01 26.33 25.75 -2.20
18145 BICP&CC@EC1801A 23/01 6.68 6.53 -2.25
23303 HS-CMBC@EC1801A 25/01 8.88 8.56 -3.60
16604 JP-SHKP@EC1802A 26/01 138.38 133.10 -3.82
16645 JPCINDA@EC1802A 26/01 3.33 3.20 -3.90
21065 CS-HSBC@EC1801C 25/01 88.99 85.40 -4.03
23532 UBCINDA@EC1801A 19/01 3.34 3.20 -4.19
15916 UB-CMBC@EC1801A 22/01 9.01 8.56 -4.99
26352 CS-AIA @EC1801B 25/01 70.18 66.65 -5.03
24893 HT-CMOB@EC1801A 23/01 84.78 80.50 -5.05
26646 GS-AIA @EC1801A 25/01 70.38 66.65 -5.30
15522 GS-CUNI@EC1801B 23/01 12.12 11.40 -5.94
27603 UBALUCO@EC1801A 22/01 6.29 5.90 -6.20
27782 CSCLIFE@EC1801A 24/01 27.48 25.75 -6.30
24295 HS-CTEL@EC1801A 25/01 4.08 3.80 -6.86
28962 HT-CTEL@EC1801B 19/01 4.09 3.80 -7.09
27161 UB-CMOB@EC1802A 26/01 86.88 80.50 -7.34
17174 GS-CKH @EC1801A 24/01 109.93 100.70 -8.40
23023 CS-PICC@EC1801B 25/01 18.88 17.14 -9.22
26627 CS-NCI @EC1801A 25/01 59.88 54.35 -9.24
17322 CS-CMOB@EC1801A 25/01 89.48 80.50 -10.04
25676 JP-CMOB@EC1801A 25/01 89.52 80.50 -10.07
24897 HT-CMOB@EC1801B 23/01 89.53 80.50 -10.08
24303 HS-CUNI@EC1801A 25/01 12.88 11.40 -11.49
15981 UB-BEA @EC1801A 22/01 38.93 34.30 -11.89
20924 HSMEITU@EC1801A 25/01 13.28 11.70 -11.90
22161 HSLENOV@EC1801A 25/01 5.18 4.56 -11.97
29077 JPLENOV@EC1801A 25/01 5.18 4.56 -11.97
11022 BILENOV@EC1801A 23/01 5.19 4.56 -12.14
18091 GSLENOV@EC1801A 24/01 5.19 4.56 -12.14
11091 CSLENOV@EC1801B 24/01 5.19 4.56 -12.14
26870 UBCINDA@EC1801B 24/01 3.68 3.20 -13.04
28983 CSCRAIL@EC1801A 25/01 7.19 6.18 -14.05
27226 UB-PWRA@EC1802B 26/01 78.48 66.85 -14.82
26842 UBCKINF@EC1801A 24/01 77.88 66.30 -14.87
13568 HT-CTEL@EC1801A 25/01 4.48 3.80 -15.18
13615 BI-CTEL@EC1801A 24/01 4.49 3.80 -15.37
11708 CS-CTEL@EC1801A 25/01 4.49 3.80 -15.37
28982 CS-KECL@EC1801B 25/01 9.19 7.64 -16.87
27255 CS-CLPG@EC1801A 25/01 6.78 5.62 -17.11
11068 BPJIANC@EC1801A 23/01 15.40 12.76 -17.14
27585 CSCINDA@EC1802A 26/01 3.88 3.20 -17.53
11123 HT-HUAP@EC1801A 24/01 6.26 5.16 -17.57
11736 CS-HUAP@EC1801A 25/01 6.26 5.16 -17.57
27377 HT-BBMG@EC1802A 26/01 4.68 3.84 -17.95
23019 CS-GWMC@EC1801A 25/01 11.98 9.51 -20.62
17586 UB-CGS @EC1801A 23/01 8.69 6.53 -24.86
13303 CS-CGS @EC1801A 25/01 8.69 6.53 -24.86
26375 CS-BJEW@EC1801A 22/01 8.18 6.02 -26.41
29350 CSMEITU@EC1801A 23/01 15.90 11.70 -26.42
25553 CSCCOAL@EC1801A 25/01 5.38 3.93 -26.95
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
16511 HTCLIFE@EP1801A 22/01 24.38 25.75 -5.62
17539 UBCLIFE@EP1801B 22/01 24.37 25.75 -5.66
16163 UB-CMOB@EP1801B 22/01 74.88 80.50 -7.51
27295 CS-HSBC@EP1801F 25/01 78.28 85.40 -9.10
25590 CS-HSBC@EP1801D 25/01 74.88 85.40 -14.05
26356 CS-AIA @EP1801C 25/01 56.88 66.65 -17.18
26451 BI-HSBC@EP1801D 25/01 69.95 85.40 -22.09
23097 JP-AIA @EP1802A 26/01 54.54 66.65 -22.20
28306 UB-AIA @EP1801B 19/01 54.49 66.65 -22.32
28701 HS-HKEX@EP1801B 22/01 212.88 294.80 -38.48
28523 UB-HKEX@EP1801B 23/01 210.80 294.80 -39.85
29966 JP-CCB @EP1801B 25/01 6.06 8.48 -39.93
23487 CS-CCB @EP1801B 25/01 6.06 8.48 -39.93
25897 UB-ICBC@EP1801A 23/01 4.89 7.19 -47.03
25448 GSTENCT@EP1801D 22/01 293.00 452.40 -54.40
25632 JPTENCT@EP1802A 26/01 290.90 452.40 -55.52
28327 HTTENCT@EP1801B 22/01 290.68 452.40 -55.64
27838 UBTENCT@EP1801C 22/01 290.68 452.40 -55.64
26030 HSTENCT@EP1801B 22/01 290.68 452.40 -55.64
25539 BITENCT@EP1801B 22/01 290.68 452.40 -55.64
25582 CSTENCT@EP1801E 25/01 290.08 452.40 -55.96
17957 CSGEELY@EP1801B 25/01 15.98 25.00 -56.45
17830 HSGEELY@EP1801D 25/01 15.88 25.00 -57.43
26217 HT-GEG @EP1801A 23/01 40.50 63.90 -57.78
15944 UB-AAC @EP1801A 23/01 84.88 135.90 -60.11
17380 HTPINAN@EP1801E 25/01 55.00 93.30 -69.64
24784 GSPINAN@EP1801C 25/01 55.00 93.30 -69.64
24341 CSPINAN@EP1801G 25/01 54.28 93.30 -71.89
24054 JPPINAN@EP1802D 26/01 53.53 93.30 -74.29
26873 UBPINAN@EP1801F 19/01 53.48 93.30 -74.46
20804 GSPINAN@EP1801A 24/01 51.00 93.30 -82.94
21108 CSPINAN@EP1801D 25/01 50.88 93.30 -83.37
16834 CSGEELY@EP1801A 25/01 13.58 25.00 -84.09
16327 JPPINAN@EP1802B 26/01 46.46 93.30 -100.82
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money