Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
14113 HTEVERG@EC1804A 19/04 9.01 25.15 179.13
13794 HSEVERG@EC1804A 20/04 9.01 25.15 179.13
13926 UBEVERG@EC1804A 20/04 9.01 25.15 179.13
18042 JPKINGD@EC1805A 25/04 5.35 7.70 43.93
15823 GSTENCT@EC1804A 20/04 281.08 400.00 42.31
12977 HTKSOFT@EC1804A 24/04 19.00 24.60 29.47
16551 CSGEELY@EC1804A 24/04 16.98 21.85 28.68
16940 GS-GEG @EC1804A 19/04 55.00 70.00 27.27
16744 JP-WYNN@EC1805A 25/04 24.32 30.95 27.27
14862 HS-SUNY@EC1804A 24/04 115.88 145.30 25.39
18007 VT-AIA @EC1805A 25/04 58.00 69.05 19.05
17425 GS-HKEX@EC1804A 18/04 215.00 255.80 18.98
29861 MB-HKEX@EC1805A 25/04 215.00 255.80 18.98
28185 HT-GR&F@EC1804A 20/04 15.68 18.62 18.75
17990 JP-CNBM@EC1805A 25/04 7.37 8.69 17.91
20094 UB-CNBM@EC1804B 18/04 7.38 8.69 17.75
19949 CS-CNBM@EC1804A 24/04 7.38 8.69 17.75
19916 GSCP&CC@EC1804A 18/04 6.37 7.50 17.74
19600 UBCP&CC@EC1805B 25/04 6.37 7.50 17.74
16831 HT-ACMT@EC1804A 24/04 38.80 45.60 17.53
19961 JP-GEG @EC1804B 24/04 59.95 70.00 16.76
17748 VTSANDS@EC1805A 25/04 38.00 44.30 16.58
16157 CS-CRCH@EC1804A 24/04 6.08 7.07 16.28
17879 SG-AGBK@EC1804B 24/04 3.78 4.35 15.08
16736 JPGEELY@EC1804C 24/04 19.19 21.85 13.86
18242 GS-AIA @EC1805A 25/04 60.80 69.05 13.57
29809 HTSOGHL@EC1804A 24/04 5.00 5.62 12.40
17650 GSTENCT@EC1804D 23/04 359.00 400.00 11.42
20665 GS-CNBM@EC1804B 19/04 7.89 8.69 10.14
18060 HT-ACMT@EC1804B 24/04 41.50 45.60 9.88
18255 SGPINAN@EC1804D 24/04 73.88 80.85 9.43
18093 GSPINAN@EC1804A 19/04 73.93 80.85 9.36
27515 JPBOCHK@EC1805A 25/04 35.35 38.45 8.77
18025 SG-CNBM@EC1804B 24/04 7.99 8.69 8.76
15285 JP-CGHL@EC1805A 25/04 25.52 27.75 8.74
17780 GS-CCB @EC1804A 24/04 7.35 7.98 8.57
19044 HT-CGHL@EC1804B 19/04 25.57 27.75 8.53
18129 CS-ACMT@EC1804A 24/04 42.08 45.60 8.37
18343 SG-AIA @EC1804B 24/04 63.93 69.05 8.01
17877 MBTENCT@EC1804K 19/04 370.88 400.00 7.85
20192 GS-GEG @EC1804C 19/04 65.05 70.00 7.61
17934 CSHAIER@EC1804A 24/04 25.28 27.15 7.40
17716 JPPINAN@EC1805B 25/04 75.75 80.85 6.73
18776 GSPINAN@EC1804C 18/04 75.80 80.85 6.66
19650 GSCNOOC@EC1804B 19/04 11.90 12.68 6.55
16314 HSAMCS3@EC1804A 23/04 45.05 48.00 6.55
20092 UB-ICBC@EC1804B 19/04 6.29 6.69 6.36
18370 GS-ICBC@EC1804C 19/04 6.29 6.69 6.36
18032 UB-CNBM@EC1804A 20/04 8.18 8.69 6.23
20347 GSCITBK@EC1804A 20/04 5.21 5.51 5.76
16803 GSAMCS3@EC1804A 23/04 45.80 48.00 4.80
17268 JPAMCS3@EC1804B 24/04 45.85 48.00 4.69
16608 GS-CGDN@EC1804A 24/04 14.88 15.56 4.57
20446 CSCNOOC@EC1804A 24/04 12.20 12.68 3.93
18044 CS-CNBM@EC1805A 25/04 8.38 8.69 3.70
22364 GS-CNBM@EC1805A 25/04 8.39 8.69 3.58
17107 HT-CGHL@EC1804A 24/04 26.80 27.75 3.54
15213 HS-AAC @EC1804A 24/04 128.88 131.50 2.03
19022 CSPINAN@EC1804B 19/04 80.05 80.85 1.00
18372 GSPINAN@EC1804B 19/04 80.05 80.85 1.00
17899 SGPINAN@EC1804C 24/04 80.05 80.85 1.00
18374 GS-BOCL@EC1804B 19/04 4.11 4.15 0.97
19503 JP-BOCL@EC1804B 24/04 4.11 4.15 0.97
19106 BI-BOCL@EC1804A 24/04 4.11 4.15 0.97
18209 HSVANKE@EC1805A 25/04 32.88 33.00 0.36
19795 JP-AIA @EC1804C 24/04 68.88 69.05 0.25
17745 BI-AIA @EC1804B 24/04 68.88 69.05 0.25
23045 UB-AIA @EC1805A 25/04 68.93 69.05 0.17
17967 HSCSA50@EC1804A 24/04 14.88 14.88 0.00
18116 VTCSA50@EC1805A 25/04 14.88 14.88 0.00
16909 UBMELCO@EC1804A 19/04 27.03 27.00 -0.11
17306 HSPETCH@EC1804A 24/04 5.68 5.62 -1.06
18273 JPPINAN@EC1805C 25/04 81.81 80.85 -1.17
19031 GSPINAN@EC1804D 18/04 81.86 80.85 -1.23
13423 JP-CCB @EC1805A 25/04 8.08 7.98 -1.24
19886 GS-CCB @EC1804C 18/04 8.09 7.98 -1.36
20951 SG-CCB @EC1804C 24/04 8.09 7.98 -1.36
29908 HT-ZTE @EC1804A 20/04 26.05 25.60 -1.73
29928 BITENCT@EC1804C 24/04 408.00 400.00 -1.96
17158 JPTENCT@EC1804F 24/04 408.18 400.00 -2.00
17038 CSTENCT@EC1804A 24/04 409.28 400.00 -2.27
19544 VT-CCB @EC1805A 25/04 8.18 7.98 -2.44
18606 GSPETCH@EC1804A 23/04 5.78 5.62 -2.77
19114 UBPETCH@EC1804A 23/04 5.79 5.62 -2.94
17744 BIPETCH@EC1804A 23/04 5.79 5.62 -2.94
26322 CS-CRL @EC1804A 24/04 29.38 28.50 -3.00
20522 GS-CMB @EC1804B 24/04 33.85 32.80 -3.10
22141 MBCEAIR@EC1805A 25/04 5.88 5.69 -3.23
15499 CS-HTSC@EC1804A 23/04 15.68 15.16 -3.32
27333 HTCEAIR@EC1804A 19/04 5.89 5.69 -3.40
29862 MB-HKEX@EC1805B 25/04 265.00 255.80 -3.47
16059 CSVANKE@EC1804A 24/04 34.28 33.00 -3.73
21014 JPPINAN@EC1804C 23/04 84.00 80.85 -3.75
19256 GSPINAN@EC1804E 23/04 84.03 80.85 -3.78
18574 SGPINAN@EC1804E 24/04 84.03 80.85 -3.78
18915 HTPINAN@EC1804A 24/04 84.03 80.85 -3.78
16189 JPVANKE@EC1805A 25/04 34.34 33.00 -3.90
19076 GSCNOOC@EC1804A 23/04 13.30 12.68 -4.66
18750 UBCNOOC@EC1804A 23/04 13.30 12.68 -4.66
18711 BICNOOC@EC1804A 24/04 13.30 12.68 -4.66
18741 HSPINAN@EC1804B 24/04 84.93 80.85 -4.80
17766 SGFTA50@EC1804A 24/04 15.30 14.54 -4.97
19648 GSPETCH@EC1804B 24/04 5.96 5.62 -5.70
20373 CSPETCH@EC1804A 24/04 5.96 5.62 -5.70
27794 CSASMPT@EC1804A 24/04 113.80 107.30 -5.71
18227 UBVANKE@EC1804A 20/04 35.05 33.00 -5.85
12224 UB-CMB @EC1804A 24/04 34.88 32.80 -5.96
17880 SG-CMB @EC1804B 24/04 34.93 32.80 -6.10
18758 CSKSOFT@EC1804A 20/04 26.31 24.60 -6.50
18639 SGKSOFT@EC1804B 24/04 26.31 24.60 -6.50
16501 BI-HSBC@EC1804A 20/04 81.05 75.65 -6.66
18825 GS-HSBC@EC1804A 20/04 81.05 75.65 -6.66
17907 VT-CMOB@EC1805A 25/04 78.00 72.55 -6.99
22478 GS-LINK@EC1804A 24/04 73.93 68.75 -7.01
18188 GS-CMOB@EC1804B 18/04 78.05 72.55 -7.05
17756 HS-CMBC@EC1804A 24/04 8.00 7.42 -7.25
16826 HS-CRL @EC1804A 24/04 30.88 28.50 -7.71
17551 CSGEELY@EC1804C 24/04 23.68 21.85 -7.73
17752 VT-ICBC@EC1804B 23/04 7.28 6.69 -8.10
20100 UBSTANC@EC1804A 19/04 88.93 81.65 -8.19
19480 JP-HSBC@EC1805A 25/04 82.92 75.65 -8.77
18904 GS-HSBC@EC1804B 19/04 82.93 75.65 -8.78
19461 UB-HSBC@EC1804A 19/04 82.93 75.65 -8.78
17751 VTCLIFE@EC1805A 25/04 23.80 21.60 -9.24
17472 HT-ICBC@EC1805A 25/04 7.38 6.69 -9.35
20591 GS-CMBC@EC1804A 20/04 8.21 7.42 -9.62
18076 SG-CUNI@EC1804B 24/04 11.38 10.26 -9.84
18085 UB-SJM @EC1804A 24/04 8.18 7.37 -9.90
19965 JP-CMOB@EC1804C 24/04 80.88 72.55 -10.30
18075 SG-CMOB@EC1804C 24/04 80.88 72.55 -10.30
19973 JP-HUAP@EC1804A 24/04 5.55 4.97 -10.45
17583 CS-HUAP@EC1804A 24/04 5.55 4.97 -10.45
19671 GSFTA50@EC1804A 23/04 16.28 14.54 -10.69
18742 HSFTA50@EC1804A 24/04 16.28 14.54 -10.69
20169 HSCSA50@EC1804B 24/04 16.78 14.88 -11.32
17944 GS-CMOB@EC1804A 19/04 81.88 72.55 -11.39
17765 SGCSA50@EC1804A 24/04 16.80 14.88 -11.43
20029 CS-CMOB@EC1804B 24/04 81.93 72.55 -11.45
17910 VT-BOCL@EC1804A 19/04 4.69 4.15 -11.51
22054 GS-BOCL@EC1804C 19/04 4.69 4.15 -11.51
17727 HS-SHKP@EC1804A 24/04 141.88 124.80 -12.04
20339 CS-SHKP@EC1804A 24/04 141.98 124.80 -12.10
20748 HTKSOFT@EC1804B 20/04 28.05 24.60 -12.30
16595 JPLFPPT@EC1804A 24/04 26.62 23.30 -12.47
26364 CS-AAC @EC1804A 24/04 150.28 131.50 -12.50
17768 SG-CPIC@EC1804B 24/04 39.00 33.85 -13.21
18844 HSCSHEN@EC1805A 25/04 21.78 18.88 -13.31
17954 BICSHEN@EC1805A 25/04 21.85 18.88 -13.59
17978 CSCSHEN@EC1805A 25/04 21.85 18.88 -13.59
28819 HTBOCHK@EC1804A 20/04 44.68 38.45 -13.94
16795 VT-HSBC@EC1804B 24/04 88.00 75.65 -14.03
17640 JP-HSBC@EC1804B 24/04 88.00 75.65 -14.03
19659 CS-HSBC@EC1804C 19/04 88.05 75.65 -14.08
19645 GS-HSBC@EC1804C 19/04 88.05 75.65 -14.08
12125 HT-POLY@EC1804A 24/04 4.28 3.66 -14.49
17784 GS-SHKP@EC1804A 20/04 145.98 124.80 -14.51
19984 GSGEELY@EC1804E 19/04 25.60 21.85 -14.65
17142 CS-ZTE @EC1804A 24/04 30.08 25.60 -14.89
19649 GS-CTEL@EC1804A 20/04 4.21 3.57 -15.20
19111 CS-CTEL@EC1804A 24/04 4.21 3.57 -15.20
19738 CSCKINF@EC1804A 24/04 73.55 61.90 -15.84
16687 GS-BYD @EC1804A 24/04 70.00 58.90 -15.86
19813 JP-CMOB@EC1804B 24/04 86.80 72.55 -16.42
17533 HT-CMOB@EC1804A 24/04 86.80 72.55 -16.42
18909 GSCCCCL@EC1804B 24/04 10.02 8.37 -16.47
18938 SG-CMOB@EC1804D 24/04 86.85 72.55 -16.47
22457 GSCINDA@EC1804A 24/04 3.40 2.80 -17.65
21524 GS-HSBC@EC1804E 20/04 91.93 75.65 -17.71
21487 UB-HSBC@EC1804C 20/04 91.93 75.65 -17.71
21713 JP-HSBC@EC1804D 24/04 91.93 75.65 -17.71
17729 CS-HSBC@EC1804A 24/04 91.93 75.65 -17.71
17220 JP-ZTE @EC1804A 24/04 31.31 25.60 -18.24
20048 HTWANWA@EC1805A 25/04 7.89 6.41 -18.74
15511 CS-NWD @EC1804A 24/04 13.98 11.32 -19.03
19697 GSTENCT@EC1804G 19/04 496.08 400.00 -19.37
20130 CSTENCT@EC1804D 19/04 496.08 400.00 -19.37
20423 UBTENCT@EC1804F 19/04 496.08 400.00 -19.37
18618 BITENCT@EC1804F 19/04 496.08 400.00 -19.37
17642 JP-NWD @EC1804B 24/04 14.10 11.32 -19.72
17981 CSCPAIR@EC1804A 19/04 15.68 12.52 -20.15
15640 HS-IGG @EC1804A 24/04 12.88 10.26 -20.34
16584 JP-L&F @EC1805A 25/04 4.84 3.84 -20.66
16258 CSGFSEC@EC1804A 23/04 17.90 14.18 -20.78
26183 JPGFSEC@EC1804A 24/04 17.90 14.18 -20.78
28606 CSBOCHK@EC1804A 24/04 48.68 38.45 -21.01
17969 HSCRAIL@EC1804A 24/04 7.38 5.82 -21.14
15574 MBZHJIN@EC1805A 25/04 8.08 6.37 -21.16
19913 CSLENOV@EC1804A 24/04 4.99 3.92 -21.44
19969 JPLENOV@EC1804A 24/04 5.00 3.92 -21.60
18210 HSLENOV@EC1805A 25/04 5.00 3.92 -21.60
17772 SG-CRRC@EC1804A 24/04 8.30 6.50 -21.69
20514 CS-CRRC@EC1804A 24/04 8.31 6.50 -21.78
27158 CS-SHIN@EC1804A 24/04 25.98 20.30 -21.86
17325 CSSUNAC@EC1804A 24/04 41.98 32.70 -22.11
17816 HT-CRRC@EC1804A 24/04 8.38 6.50 -22.43
18168 CSCLIFE@EC1804A 20/04 27.95 21.60 -22.72
18152 BICLIFE@EC1804B 24/04 27.95 21.60 -22.72
20818 HSCLIFE@EC1804A 20/04 27.98 21.60 -22.80
14812 JPCLIFE@EC1804A 24/04 28.00 21.60 -22.86
21983 BPCLIFE@EC1805A 25/04 28.00 21.60 -22.86
18096 GSCLIFE@EC1804A 20/04 28.05 21.60 -22.99
18083 HTCLIFE@EC1804A 20/04 28.05 21.60 -22.99
18549 UBCLIFE@EC1804A 23/04 28.05 21.60 -22.99
17937 CSCSHCL@EC1804A 24/04 4.99 3.82 -23.45
17960 HS-ZTE @EC1804A 24/04 33.88 25.60 -24.44
17786 JPCINDA@EC1804A 24/04 3.74 2.80 -25.13
18280 HTCLIFE@EC1804B 20/04 28.93 21.60 -25.33
18071 HSCLIFE@EC1804C 24/04 28.93 21.60 -25.34
17645 JP-CTEL@EC1804A 24/04 4.79 3.57 -25.47
17696 BI-CTEL@EC1804A 24/04 4.79 3.57 -25.47
11134 MBAVICN@EC1805A 25/04 6.88 5.11 -25.73
17820 SGFOSUN@EC1804A 24/04 23.00 17.00 -26.09
16943 GS-BYD @EC1804B 24/04 80.00 58.90 -26.38
18154 SGCLIFE@EC1804D 24/04 29.35 21.60 -26.41
18008 VTGEELY@EC1805A 25/04 29.80 21.85 -26.68
20045 GSGEELY@EC1804F 18/04 29.85 21.85 -26.80
16863 HTGEELY@EC1804D 23/04 30.00 21.85 -27.17
17771 SG-CRCC@EC1804A 24/04 11.88 8.65 -27.19
22944 GSGEELY@EC1805C 25/04 30.05 21.85 -27.29
26347 CS-CGNP@EC1804A 24/04 2.83 2.04 -27.92
17491 HSGEELY@EC1804B 24/04 30.38 21.85 -28.08
16405 HT-GR&F@EC1804B 23/04 26.00 18.62 -28.38
18074 SGCLIFE@EC1804C 24/04 30.99 21.60 -30.30
16412 CS-GR&F@EC1804A 24/04 26.88 18.62 -30.73
17839 JPGJINT@EC1804A 24/04 3.33 2.28 -31.53
17528 CSGEELY@EC1804B 24/04 32.08 21.85 -31.89
27431 JP-GWMC@EC1804A 23/04 11.11 7.48 -32.67
26841 GS-GWMC@EC1804A 20/04 11.14 7.48 -32.85
26965 BI-GWMC@EC1804A 20/04 11.14 7.48 -32.85
18531 UB-GWMC@EC1804A 23/04 11.14 7.48 -32.85
17560 GSSUNAC@EC1804B 24/04 48.80 32.70 -32.99
17082 JP-CSCH@EC1804A 24/04 2.52 1.68 -33.33
17982 CSSUNAC@EC1804B 24/04 49.99 32.70 -34.59
18150 BI-NCI @EC1804A 19/04 53.65 34.90 -34.95
17081 JP-BYD @EC1804B 24/04 90.90 58.90 -35.20
17719 GSGEELY@EC1804C 24/04 33.80 21.85 -35.36
17552 CSCHAMC@EC1804A 24/04 4.98 3.18 -36.14
15341 HTKINGB@EC1804A 24/04 52.00 32.80 -36.92
17971 UB-HTSE@EC1804A 19/04 16.88 10.58 -37.32
17778 SG-NCI @EC1804A 24/04 56.00 34.90 -37.68
18827 GS-NCI @EC1804A 19/04 56.85 34.90 -38.61
17790 MBGEELY@EC1805E 25/04 35.88 21.85 -39.10
19034 GSGEELY@EC1804D 18/04 35.93 21.85 -39.19
19573 CSGEELY@EC1804E 24/04 35.93 21.85 -39.19
17968 HSMEITU@EC1804A 24/04 14.48 8.80 -39.23
21053 JPMEITU@EC1805A 25/04 14.50 8.80 -39.31
27110 HSLENOV@EC1804A 23/04 6.57 3.92 -40.33
26824 GSLENOV@EC1804A 24/04 6.59 3.92 -40.52
17831 CSNTRAG@EC1804A 24/04 19.99 11.80 -40.97
16858 HT-BYD @EC1804A 23/04 100.00 58.90 -41.10
17374 GS-BYD @EC1804C 24/04 100.00 58.90 -41.10
24257 MB-GAC @EC1805B 25/04 22.28 12.90 -42.10
16713 JP-GAC @EC1804A 24/04 22.30 12.90 -42.15
17143 CSNDPHL@EC1804A 24/04 19.88 11.50 -42.15
17216 JPNDPHL@EC1804A 24/04 20.20 11.50 -43.07
18020 HS-GAC @EC1804A 24/04 22.88 12.90 -43.62
15290 MBMEITU@EC1805A 25/04 15.88 8.80 -44.58
17032 CS-GAC @EC1804A 24/04 24.08 12.90 -46.43
18256 HS-GAC @EC1805A 25/04 25.38 12.90 -49.17
17165 JP-BRIC@EC1805A 25/04 28.28 12.90 -54.38
22142 MBALIPG@EC1805A 25/04 3.88 0.94 -75.77
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
17975 MB-GAC @EP1805C 25/04 18.28 12.90 29.43
17548 JPGEELY@EP1804F 24/04 25.25 21.85 13.47
17708 HSGEELY@EP1804C 24/04 24.38 21.85 10.38
17581 CSGEELY@EP1804D 24/04 23.08 21.85 5.33
19042 HTGEELY@EP1804F 18/04 23.03 21.85 5.12
13437 JP-BOCL@EP1804A 24/04 3.83 4.15 -8.36
18853 HSTENCT@EP1805D 25/04 359.80 400.00 -11.17
17949 GSTENCT@EP1804E 19/04 350.68 400.00 -14.06
17854 VTTENCT@EP1804A 24/04 350.00 400.00 -14.29
18517 SGTENCT@EP1804K 24/04 350.00 400.00 -14.29
18608 JPTENCT@EP1804G 24/04 350.00 400.00 -14.29
15745 HTGEELY@EP1804C 24/04 18.50 21.85 -18.11
26167 JP-AAC @EP1805A 25/04 111.11 131.50 -18.35
13478 MB-GAC @EP1805A 25/04 10.58 12.90 -21.93
17785 JP-AIA @EP1804B 24/04 56.56 69.05 -22.08
19088 HT-AIA @EP1804B 18/04 56.51 69.05 -22.19
15898 CS-SUNY@EP1804A 24/04 115.88 145.30 -25.39
18040 JPPINAN@EP1804B 24/04 63.63 80.85 -27.06
18916 HTPINAN@EP1804B 18/04 63.58 80.85 -27.16
18822 CSPINAN@EP1804A 24/04 63.58 80.85 -27.16
17040 UB-HKEX@EP1804A 24/04 200.00 255.80 -27.90
17757 HSSANDS@EP1804A 24/04 32.88 44.30 -34.73
25157 UB-SUNY@EP1804A 24/04 92.88 145.30 -56.44
11146 HT-SUNY@EP1804A 18/04 92.84 145.30 -56.51
25863 HSGEELY@EP1804A 24/04 9.18 21.85 -138.02
28240 UBGEELY@EP1804A 18/04 9.17 21.85 -138.28
26981 HTGEELY@EP1804A 18/04 9.17 21.85 -138.28
28429 JPGEELY@EP1804B 24/04 9.17 21.85 -138.28
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money