Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
14113 HTEVERG@EC1804A 19/04 9.01 25.15 179.13
13794 HSEVERG@EC1804A 20/04 9.01 25.15 179.13
13926 UBEVERG@EC1804A 20/04 9.01 25.15 179.13
18042 JPKINGD@EC1805A 25/04 5.35 7.77 45.23
15823 GSTENCT@EC1804A 20/04 281.08 405.80 44.37
12977 HTKSOFT@EC1804A 24/04 19.00 25.20 32.63
14862 HS-SUNY@EC1804A 24/04 115.88 151.00 30.31
16551 CSGEELY@EC1804A 24/04 16.98 21.95 29.27
16940 GS-GEG @EC1804A 19/04 55.00 70.65 28.45
16744 JP-WYNN@EC1805A 25/04 24.32 30.55 25.62
29861 MB-HKEX@EC1805A 25/04 215.00 260.40 21.12
19600 UBCP&CC@EC1805B 25/04 6.37 7.70 20.88
16157 CS-CRCH@EC1804A 24/04 6.08 7.34 20.72
28185 HT-GR&F@EC1804A 20/04 15.68 18.80 19.90
16831 HT-ACMT@EC1804A 24/04 38.80 46.35 19.46
17990 JP-CNBM@EC1805A 25/04 7.37 8.77 19.00
19949 CS-CNBM@EC1804A 24/04 7.38 8.77 18.83
18007 VT-AIA @EC1805A 25/04 58.00 68.70 18.45
19961 JP-GEG @EC1804B 24/04 59.95 70.65 17.85
17748 VTSANDS@EC1805A 25/04 38.00 44.65 17.50
17879 SG-AGBK@EC1804B 24/04 3.78 4.39 16.14
16736 JPGEELY@EC1804C 24/04 19.19 21.95 14.38
17650 GSTENCT@EC1804D 23/04 359.00 405.80 13.04
18242 GS-AIA @EC1805A 25/04 60.80 68.70 12.99
29809 HTSOGHL@EC1804A 24/04 5.00 5.63 12.60
18060 HT-ACMT@EC1804B 24/04 41.50 46.35 11.69
17780 GS-CCB @EC1804A 24/04 7.35 8.18 11.29
19650 GSCNOOC@EC1804B 19/04 11.90 13.24 11.26
20665 GS-CNBM@EC1804B 19/04 7.89 8.77 11.15
27515 JPBOCHK@EC1805A 25/04 35.35 39.15 10.75
18255 SGPINAN@EC1804D 24/04 73.88 81.75 10.65
18093 GSPINAN@EC1804A 19/04 73.93 81.75 10.58
18129 CS-ACMT@EC1804A 24/04 42.08 46.35 10.15
18025 SG-CNBM@EC1804B 24/04 7.99 8.77 9.76
18370 GS-ICBC@EC1804C 19/04 6.29 6.89 9.54
20092 UB-ICBC@EC1804B 19/04 6.29 6.89 9.54
17877 MBTENCT@EC1804K 19/04 370.88 405.80 9.42
20192 GS-GEG @EC1804C 19/04 65.05 70.65 8.61
20446 CSCNOOC@EC1804A 24/04 12.20 13.24 8.52
16314 HSAMCS3@EC1804A 23/04 45.05 48.70 8.10
17716 JPPINAN@EC1805B 25/04 75.75 81.75 7.92
15285 JP-CGHL@EC1805A 25/04 25.52 27.50 7.76
19044 HT-CGHL@EC1804B 19/04 25.57 27.50 7.56
18343 SG-AIA @EC1804B 24/04 63.93 68.70 7.46
20347 GSCITBK@EC1804A 20/04 5.21 5.59 7.29
18032 UB-CNBM@EC1804A 20/04 8.18 8.77 7.21
16608 GS-CGDN@EC1804A 24/04 14.88 15.88 6.72
16803 GSAMCS3@EC1804A 23/04 45.80 48.70 6.33
17268 JPAMCS3@EC1804B 24/04 45.85 48.70 6.22
18044 CS-CNBM@EC1805A 25/04 8.38 8.77 4.65
17306 HSPETCH@EC1804A 24/04 5.68 5.94 4.58
22364 GS-CNBM@EC1805A 25/04 8.39 8.77 4.53
16909 UBMELCO@EC1804A 19/04 27.03 28.00 3.59
17934 CSHAIER@EC1804A 24/04 25.28 26.00 2.85
18606 GSPETCH@EC1804A 23/04 5.78 5.94 2.77
18374 GS-BOCL@EC1804B 19/04 4.11 4.22 2.68
19503 JP-BOCL@EC1804B 24/04 4.11 4.22 2.68
19106 BI-BOCL@EC1804A 24/04 4.11 4.22 2.68
17107 HT-CGHL@EC1804A 24/04 26.80 27.50 2.61
19114 UBPETCH@EC1804A 23/04 5.79 5.94 2.59
17744 BIPETCH@EC1804A 23/04 5.79 5.94 2.59
18372 GSPINAN@EC1804B 19/04 80.05 81.75 2.12
19022 CSPINAN@EC1804B 19/04 80.05 81.75 2.12
17899 SGPINAN@EC1804C 24/04 80.05 81.75 2.12
17967 HSCSA50@EC1804A 24/04 14.88 15.16 1.88
18116 VTCSA50@EC1805A 25/04 14.88 15.16 1.88
18209 HSVANKE@EC1805A 25/04 32.88 33.40 1.58
15213 HS-AAC @EC1804A 24/04 128.88 130.80 1.49
13423 JP-CCB @EC1805A 25/04 8.08 8.18 1.24
20951 SG-CCB @EC1804C 24/04 8.09 8.18 1.11
19544 VT-CCB @EC1805A 25/04 8.18 8.18 0.00
18273 JPPINAN@EC1805C 25/04 81.81 81.75 -0.07
19795 JP-AIA @EC1804C 24/04 68.88 68.70 -0.26
17745 BI-AIA @EC1804B 24/04 68.88 68.70 -0.26
23045 UB-AIA @EC1805A 25/04 68.93 68.70 -0.33
19648 GSPETCH@EC1804B 24/04 5.96 5.94 -0.34
20373 CSPETCH@EC1804A 24/04 5.96 5.94 -0.34
19076 GSCNOOC@EC1804A 23/04 13.30 13.24 -0.45
18750 UBCNOOC@EC1804A 23/04 13.30 13.24 -0.45
18711 BICNOOC@EC1804A 24/04 13.30 13.24 -0.45
29928 BITENCT@EC1804C 24/04 408.00 405.80 -0.54
17158 JPTENCT@EC1804F 24/04 408.18 405.80 -0.58
26322 CS-CRL @EC1804A 24/04 29.38 29.20 -0.61
15499 CS-HTSC@EC1804A 23/04 15.68 15.56 -0.77
17038 CSTENCT@EC1804A 24/04 409.28 405.80 -0.85
29908 HT-ZTE @EC1804A 20/04 26.05 25.60 -1.73
29862 MB-HKEX@EC1805B 25/04 265.00 260.40 -1.74
20522 GS-CMB @EC1804B 24/04 33.85 33.20 -1.92
16059 CSVANKE@EC1804A 24/04 34.28 33.40 -2.57
21014 JPPINAN@EC1804C 23/04 84.00 81.75 -2.68
19256 GSPINAN@EC1804E 23/04 84.03 81.75 -2.71
18574 SGPINAN@EC1804E 24/04 84.03 81.75 -2.71
18915 HTPINAN@EC1804A 24/04 84.03 81.75 -2.71
16189 JPVANKE@EC1805A 25/04 34.34 33.40 -2.74
17766 SGFTA50@EC1804A 24/04 15.30 14.80 -3.27
18741 HSPINAN@EC1804B 24/04 84.93 81.75 -3.74
18758 CSKSOFT@EC1804A 20/04 26.31 25.20 -4.22
18639 SGKSOFT@EC1804B 24/04 26.31 25.20 -4.22
22141 MBCEAIR@EC1805A 25/04 5.88 5.62 -4.42
27333 HTCEAIR@EC1804A 19/04 5.89 5.62 -4.58
18227 UBVANKE@EC1804A 20/04 35.05 33.40 -4.71
12224 UB-CMB @EC1804A 24/04 34.88 33.20 -4.82
17880 SG-CMB @EC1804B 24/04 34.93 33.20 -4.95
17752 VT-ICBC@EC1804B 23/04 7.28 6.89 -5.36
16826 HS-CRL @EC1804A 24/04 30.88 29.20 -5.44
16501 BI-HSBC@EC1804A 20/04 81.05 76.30 -5.86
18825 GS-HSBC@EC1804A 20/04 81.05 76.30 -5.86
27794 CSASMPT@EC1804A 24/04 113.80 107.00 -5.98
22478 GS-LINK@EC1804A 24/04 73.93 69.40 -6.13
17756 HS-CMBC@EC1804A 24/04 8.00 7.49 -6.38
17472 HT-ICBC@EC1805A 25/04 7.38 6.89 -6.64
17907 VT-CMOB@EC1805A 25/04 78.00 72.80 -6.67
17551 CSGEELY@EC1804C 24/04 23.68 21.95 -7.31
18076 SG-CUNI@EC1804B 24/04 11.38 10.50 -7.73
20100 UBSTANC@EC1804A 19/04 88.93 81.85 -7.96
17751 VTCLIFE@EC1805A 25/04 23.80 21.90 -7.98
19480 JP-HSBC@EC1805A 25/04 82.92 76.30 -7.98
18904 GS-HSBC@EC1804B 19/04 82.93 76.30 -7.99
19461 UB-HSBC@EC1804A 19/04 82.93 76.30 -7.99
20591 GS-CMBC@EC1804A 20/04 8.21 7.49 -8.77
19671 GSFTA50@EC1804A 23/04 16.28 14.80 -9.09
18742 HSFTA50@EC1804A 24/04 16.28 14.80 -9.09
18844 HSCSHEN@EC1805A 25/04 21.78 19.76 -9.27
18085 UB-SJM @EC1804A 24/04 8.18 7.42 -9.29
17954 BICSHEN@EC1805A 25/04 21.85 19.76 -9.57
17978 CSCSHEN@EC1805A 25/04 21.85 19.76 -9.57
20169 HSCSA50@EC1804B 24/04 16.78 15.16 -9.65
17765 SGCSA50@EC1804A 24/04 16.80 15.16 -9.76
19965 JP-CMOB@EC1804C 24/04 80.88 72.80 -9.99
18075 SG-CMOB@EC1804C 24/04 80.88 72.80 -9.99
22054 GS-BOCL@EC1804C 19/04 4.69 4.22 -10.02
17910 VT-BOCL@EC1804A 19/04 4.69 4.22 -10.02
20748 HTKSOFT@EC1804B 20/04 28.05 25.20 -10.16
19973 JP-HUAP@EC1804A 24/04 5.55 4.98 -10.27
17583 CS-HUAP@EC1804A 24/04 5.55 4.98 -10.27
17944 GS-CMOB@EC1804A 19/04 81.88 72.80 -11.09
20029 CS-CMOB@EC1804B 24/04 81.93 72.80 -11.14
16595 JPLFPPT@EC1804A 24/04 26.62 23.55 -11.53
17727 HS-SHKP@EC1804A 24/04 141.88 124.80 -12.04
17768 SG-CPIC@EC1804B 24/04 39.00 34.30 -12.05
20339 CS-SHKP@EC1804A 24/04 141.98 124.80 -12.10
28819 HTBOCHK@EC1804A 20/04 44.68 39.15 -12.38
19649 GS-CTEL@EC1804A 20/04 4.21 3.68 -12.59
19111 CS-CTEL@EC1804A 24/04 4.21 3.68 -12.59
26364 CS-AAC @EC1804A 24/04 150.28 130.80 -12.96
12125 HT-POLY@EC1804A 24/04 4.28 3.72 -13.08
16795 VT-HSBC@EC1804B 24/04 88.00 76.30 -13.30
17640 JP-HSBC@EC1804B 24/04 88.00 76.30 -13.30
19645 GS-HSBC@EC1804C 19/04 88.05 76.30 -13.34
19659 CS-HSBC@EC1804C 19/04 88.05 76.30 -13.34
18909 GSCCCCL@EC1804B 24/04 10.02 8.64 -13.77
16687 GS-BYD @EC1804A 24/04 70.00 60.05 -14.21
19984 GSGEELY@EC1804E 19/04 25.60 21.95 -14.26
17784 GS-SHKP@EC1804A 20/04 145.98 124.80 -14.51
17142 CS-ZTE @EC1804A 24/04 30.08 25.60 -14.89
19738 CSCKINF@EC1804A 24/04 73.55 62.20 -15.43
19813 JP-CMOB@EC1804B 24/04 86.80 72.80 -16.13
17533 HT-CMOB@EC1804A 24/04 86.80 72.80 -16.13
18938 SG-CMOB@EC1804D 24/04 86.85 72.80 -16.18
22457 GSCINDA@EC1804A 24/04 3.40 2.84 -16.47
21524 GS-HSBC@EC1804E 20/04 91.93 76.30 -17.00
21487 UB-HSBC@EC1804C 20/04 91.93 76.30 -17.00
21713 JP-HSBC@EC1804D 24/04 91.93 76.30 -17.00
17729 CS-HSBC@EC1804A 24/04 91.93 76.30 -17.00
20048 HTWANWA@EC1805A 25/04 7.89 6.50 -17.60
20130 CSTENCT@EC1804D 19/04 496.08 405.80 -18.20
19697 GSTENCT@EC1804G 19/04 496.08 405.80 -18.20
20423 UBTENCT@EC1804F 19/04 496.08 405.80 -18.20
18618 BITENCT@EC1804F 19/04 496.08 405.80 -18.20
17220 JP-ZTE @EC1804A 24/04 31.31 25.60 -18.24
15511 CS-NWD @EC1804A 24/04 13.98 11.38 -18.60
16584 JP-L&F @EC1805A 25/04 4.84 3.92 -19.01
17642 JP-NWD @EC1804B 24/04 14.10 11.38 -19.29
16258 CSGFSEC@EC1804A 23/04 17.90 14.44 -19.33
26183 JPGFSEC@EC1804A 24/04 17.90 14.44 -19.33
28606 CSBOCHK@EC1804A 24/04 48.68 39.15 -19.58
17772 SG-CRRC@EC1804A 24/04 8.30 6.65 -19.88
17969 HSCRAIL@EC1804A 24/04 7.38 5.91 -19.92
20514 CS-CRRC@EC1804A 24/04 8.31 6.65 -19.98
15640 HS-IGG @EC1804A 24/04 12.88 10.30 -20.03
17981 CSCPAIR@EC1804A 19/04 15.68 12.48 -20.41
15574 MBZHJIN@EC1805A 25/04 8.08 6.43 -20.42
17816 HT-CRRC@EC1804A 24/04 8.38 6.65 -20.64
27158 CS-SHIN@EC1804A 24/04 25.98 20.60 -20.71
11134 MBAVICN@EC1805A 25/04 6.88 5.45 -20.78
19913 CSLENOV@EC1804A 24/04 4.99 3.93 -21.24
17325 CSSUNAC@EC1804A 24/04 41.98 33.05 -21.27
19969 JPLENOV@EC1804A 24/04 5.00 3.93 -21.40
18210 HSLENOV@EC1805A 25/04 5.00 3.93 -21.40
17937 CSCSHCL@EC1804A 24/04 4.99 3.92 -21.44
18168 CSCLIFE@EC1804A 20/04 27.95 21.90 -21.65
18152 BICLIFE@EC1804B 24/04 27.95 21.90 -21.65
20818 HSCLIFE@EC1804A 20/04 27.98 21.90 -21.73
14812 JPCLIFE@EC1804A 24/04 28.00 21.90 -21.79
21983 BPCLIFE@EC1805A 25/04 28.00 21.90 -21.79
18096 GSCLIFE@EC1804A 20/04 28.05 21.90 -21.93
18083 HTCLIFE@EC1804A 20/04 28.05 21.90 -21.93
18549 UBCLIFE@EC1804A 23/04 28.05 21.90 -21.93
17645 JP-CTEL@EC1804A 24/04 4.79 3.68 -23.17
17696 BI-CTEL@EC1804A 24/04 4.79 3.68 -23.17
17786 JPCINDA@EC1804A 24/04 3.74 2.84 -24.06
18280 HTCLIFE@EC1804B 20/04 28.93 21.90 -24.29
18071 HSCLIFE@EC1804C 24/04 28.93 21.90 -24.30
26347 CS-CGNP@EC1804A 24/04 2.83 2.14 -24.38
17960 HS-ZTE @EC1804A 24/04 33.88 25.60 -24.44
16943 GS-BYD @EC1804B 24/04 80.00 60.05 -24.94
18154 SGCLIFE@EC1804D 24/04 29.35 21.90 -25.38
17771 SG-CRCC@EC1804A 24/04 11.88 8.80 -25.93
17820 SGFOSUN@EC1804A 24/04 23.00 17.02 -26.00
18008 VTGEELY@EC1805A 25/04 29.80 21.95 -26.34
16863 HTGEELY@EC1804D 23/04 30.00 21.95 -26.83
22944 GSGEELY@EC1805C 25/04 30.05 21.95 -26.96
16405 HT-GR&F@EC1804B 23/04 26.00 18.80 -27.69
17491 HSGEELY@EC1804B 24/04 30.38 21.95 -27.75
18074 SGCLIFE@EC1804C 24/04 30.99 21.90 -29.33
17839 JPGJINT@EC1804A 24/04 3.33 2.33 -30.03
16412 CS-GR&F@EC1804A 24/04 26.88 18.80 -30.06
17082 JP-CSCH@EC1804A 24/04 2.52 1.75 -30.56
27431 JP-GWMC@EC1804A 23/04 11.11 7.65 -31.14
26841 GS-GWMC@EC1804A 20/04 11.14 7.65 -31.33
26965 BI-GWMC@EC1804A 20/04 11.14 7.65 -31.33
18531 UB-GWMC@EC1804A 23/04 11.14 7.65 -31.33
17528 CSGEELY@EC1804B 24/04 32.08 21.95 -31.58
17560 GSSUNAC@EC1804B 24/04 48.80 33.05 -32.27
17982 CSSUNAC@EC1804B 24/04 49.99 33.05 -33.89
17081 JP-BYD @EC1804B 24/04 90.90 60.05 -33.94
18150 BI-NCI @EC1804A 19/04 53.65 35.25 -34.30
17719 GSGEELY@EC1804C 24/04 33.80 21.95 -35.06
15341 HTKINGB@EC1804A 24/04 52.00 33.30 -35.96
17552 CSCHAMC@EC1804A 24/04 4.98 3.18 -36.14
17971 UB-HTSE@EC1804A 19/04 16.88 10.76 -36.26
17778 SG-NCI @EC1804A 24/04 56.00 35.25 -37.05
18827 GS-NCI @EC1804A 19/04 56.85 35.25 -37.99
17790 MBGEELY@EC1805E 25/04 35.88 21.95 -38.82
19573 CSGEELY@EC1804E 24/04 35.93 21.95 -38.91
24257 MB-GAC @EC1805B 25/04 22.28 13.60 -38.96
16713 JP-GAC @EC1804A 24/04 22.30 13.60 -39.01
17831 CSNTRAG@EC1804A 24/04 19.99 12.16 -39.17
17968 HSMEITU@EC1804A 24/04 14.48 8.76 -39.50
21053 JPMEITU@EC1805A 25/04 14.50 8.76 -39.59
16858 HT-BYD @EC1804A 23/04 100.00 60.05 -39.95
17374 GS-BYD @EC1804C 24/04 100.00 60.05 -39.95
27110 HSLENOV@EC1804A 23/04 6.57 3.93 -40.18
26824 GSLENOV@EC1804A 24/04 6.59 3.93 -40.36
18020 HS-GAC @EC1804A 24/04 22.88 13.60 -40.56
17143 CSNDPHL@EC1804A 24/04 19.88 11.80 -40.64
17216 JPNDPHL@EC1804A 24/04 20.20 11.80 -41.58
17032 CS-GAC @EC1804A 24/04 24.08 13.60 -43.52
15290 MBMEITU@EC1805A 25/04 15.88 8.76 -44.84
18256 HS-GAC @EC1805A 25/04 25.38 13.60 -46.41
17165 JP-BRIC@EC1805A 25/04 28.28 14.04 -50.35
22142 MBALIPG@EC1805A 25/04 3.88 0.92 -76.29
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
---------------------------------------------------------------------------
17975 MB-GAC @EP1805C 25/04 18.28 13.60 25.60
17548 JPGEELY@EP1804F 24/04 25.25 21.95 13.07
17708 HSGEELY@EP1804C 24/04 24.38 21.95 9.97
17581 CSGEELY@EP1804D 24/04 23.08 21.95 4.90
13437 JP-BOCL@EP1804A 24/04 3.83 4.22 -10.18
18853 HSTENCT@EP1805D 25/04 359.80 405.80 -12.78
17949 GSTENCT@EP1804E 19/04 350.68 405.80 -15.72
18608 JPTENCT@EP1804G 24/04 350.00 405.80 -15.94
18517 SGTENCT@EP1804K 24/04 350.00 405.80 -15.94
17854 VTTENCT@EP1804A 24/04 350.00 405.80 -15.94
26167 JP-AAC @EP1805A 25/04 111.11 130.80 -17.72
15745 HTGEELY@EP1804C 24/04 18.50 21.95 -18.65
17785 JP-AIA @EP1804B 24/04 56.56 68.70 -21.46
18040 JPPINAN@EP1804B 24/04 63.63 81.75 -28.48
13478 MB-GAC @EP1805A 25/04 10.58 13.60 -28.54
18822 CSPINAN@EP1804A 24/04 63.58 81.75 -28.58
17040 UB-HKEX@EP1804A 24/04 200.00 260.40 -30.20
15898 CS-SUNY@EP1804A 24/04 115.88 151.00 -30.31
17757 HSSANDS@EP1804A 24/04 32.88 44.65 -35.80
25157 UB-SUNY@EP1804A 24/04 92.88 151.00 -62.58
25863 HSGEELY@EP1804A 24/04 9.18 21.95 -139.11
28429 JPGEELY@EP1804B 24/04 9.17 21.95 -139.37
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money