Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
19906 BI-CSPC@EC1910A 22/10 11.35 16.90 48.90
19949 SG-CSPC@EC1910B 22/10 11.35 16.90 48.90
20124 GS-CSPC@EC1910B 22/10 11.35 16.90 48.90
26164 UB-SUNY@EC1910A 18/10 83.93 117.30 39.76
26659 JP-SUNY@EC1910A 18/10 83.93 117.30 39.76
26765 BI-SUNY@EC1910A 18/10 83.93 117.30 39.76
20944 UBKSOFT@EC1910A 22/10 14.68 18.62 26.84
12261 CSMTUAN@EC1910A 24/10 77.68 90.90 17.02
17939 GSCNOOC@EC1910A 18/10 10.90 11.94 9.54
11809 UB-HTSC@EC1910A 18/10 11.13 12.18 9.43
20160 GSPINAN@EC1910E 22/10 87.55 94.90 8.40
23030 JPAMCS3@EC1910A 24/10 41.41 44.45 7.34
28413 HTCLIFE@EC1910A 21/10 18.00 18.96 5.33
29118 JPCSA50@EC1910A 24/10 14.88 15.24 2.42
19061 UBCSA50@EC1910A 22/10 14.90 15.24 2.28
29388 SG-SMIC@EC1910A 21/10 9.88 9.74 -1.42
20903 UB-CRBH@EC1910A 24/10 42.93 42.20 -1.70
28491 SGKSOFT@EC1910B 24/10 19.00 18.62 -2.00
20127 GS-CRL @EC1910A 18/10 37.55 36.70 -2.26
20683 JPCSA50@EC1910B 18/10 15.60 15.24 -2.31
19713 GSSANDS@EC1910A 22/10 38.05 37.00 -2.76
19773 UBSANDS@EC1910A 22/10 38.05 37.00 -2.76
18751 GS-ICBC@EC1910A 24/10 5.69 5.48 -3.69
18771 CS-ICBC@EC1910A 24/10 5.69 5.48 -3.69
18778 SG-ICBC@EC1910A 24/10 5.69 5.48 -3.69
18840 BI-ICBC@EC1910B 24/10 5.69 5.48 -3.69
18586 GSPINAN@EC1910D 22/10 98.93 94.90 -4.07
18796 CSPINAN@EC1910E 22/10 98.93 94.90 -4.07
20417 SGPINAN@EC1910D 22/10 98.93 94.90 -4.07
21004 UBPINAN@EC1910F 22/10 98.93 94.90 -4.07
18846 BI-AIA @EC1910B 22/10 79.93 75.75 -5.23
19244 SG-AIA @EC1910B 22/10 79.93 75.75 -5.23
19276 VT-AIA @EC1910B 22/10 79.93 75.75 -5.23
19352 CS-AIA @EC1910A 22/10 79.93 75.75 -5.23
19697 GS-AIA @EC1910C 22/10 79.93 75.75 -5.23
19797 HT-AIA @EC1910C 22/10 79.93 75.75 -5.23
19283 SG-HSBC@EC1910B 22/10 65.05 60.90 -6.38
19769 GS-HSBC@EC1910B 22/10 65.05 60.90 -6.38
17060 HT-HSBK@EC1910B 18/10 176.98 165.40 -6.54
19249 SG-HKEX@EC1910A 22/10 259.08 237.00 -8.52
19517 GS-HKEX@EC1910B 22/10 259.08 237.00 -8.52
14706 GSCITSE@EC1910A 22/10 16.62 15.20 -8.54
15106 UBCITSE@EC1910A 22/10 16.62 15.20 -8.54
18681 CSCITSE@EC1910A 22/10 16.62 15.20 -8.54
20489 JP-CMB @EC1910B 18/10 42.72 38.55 -9.76
19567 SG-CMB @EC1910B 18/10 42.73 38.55 -9.78
18642 JP-CCB @EC1910C 18/10 7.00 6.31 -9.86
18590 GS-CCB @EC1910B 18/10 7.01 6.31 -9.99
18613 BI-CCB @EC1910A 18/10 7.01 6.31 -9.99
18773 SG-CCB @EC1910A 18/10 7.01 6.31 -9.99
19308 JPTENCT@EC1910F 21/10 369.06 331.00 -10.31
16602 UBPINAN@EC1910B 18/10 106.93 94.90 -11.25
17180 BIPINAN@EC1910A 18/10 106.93 94.90 -11.25
16832 GSPINAN@EC1910A 18/10 106.98 94.90 -11.29
29541 SGPINAN@EC1910A 18/10 106.98 94.90 -11.29
18046 JPNDPHL@EC1910A 23/10 7.78 6.90 -11.31
17899 CS-BRIC@EC1910A 21/10 9.87 8.70 -11.88
16787 MBTENCT@EC1910G 22/10 375.88 331.00 -11.94
19432 JPTENCT@EC1910G 22/10 376.06 331.00 -11.98
28910 UB-CMB @EC1910A 22/10 43.88 38.55 -12.15
18490 CSCLIFE@EC1910B 24/10 21.65 18.96 -12.42
18580 SGCLIFE@EC1910A 24/10 21.65 18.96 -12.42
18591 GSCLIFE@EC1910B 24/10 21.65 18.96 -12.42
20992 UBHLAND@EC1910A 21/10 44.44 38.75 -12.80
18646 JP-AGBK@EC1910B 18/10 3.69 3.19 -13.55
18679 CS-AGBK@EC1910A 18/10 3.69 3.19 -13.55
18305 JP-HSBC@EC1910A 18/10 70.87 60.90 -14.07
18273 VT-HSBC@EC1910A 22/10 70.88 60.90 -14.08
17831 BI-HSBC@EC1910A 24/10 70.93 60.90 -14.14
18501 GS-HSBC@EC1910A 18/10 70.93 60.90 -14.14
18939 UB-HSBC@EC1910A 18/10 70.93 60.90 -14.14
20249 GS-HKEX@EC1910C 18/10 278.20 237.00 -14.81
20701 SG-CPIC@EC1910B 22/10 34.93 29.75 -14.83
20054 CSTENCT@EC1910D 22/10 390.20 331.00 -15.17
20281 SGTENCT@EC1910E 22/10 390.20 331.00 -15.17
20371 GSTENCT@EC1910J 22/10 390.20 331.00 -15.17
11062 BI-CGDN@EC1910A 18/10 12.90 10.86 -15.81
18594 JP-BOCL@EC1910A 18/10 3.79 3.19 -15.83
18616 BI-CCB @EC1910B 22/10 7.51 6.31 -15.98
18197 VT-CMOB@EC1910B 21/10 78.80 66.05 -16.18
13592 HTTENCT@EC1910B 24/10 395.00 331.00 -16.20
18003 GS-CMOB@EC1910C 18/10 78.83 66.05 -16.21
18087 BI-CMOB@EC1910C 18/10 78.83 66.05 -16.21
18161 SG-CMOB@EC1910B 18/10 78.83 66.05 -16.21
19120 JPTENCT@EC1910E 17/10 395.05 331.00 -16.21
18782 GSTENCT@EC1910F 17/10 395.20 331.00 -16.24
20685 CSTENCT@EC1910E 17/10 395.20 331.00 -16.24
17975 JP-CTEL@EC1910A 22/10 4.28 3.58 -16.36
17784 BI-ICBC@EC1910A 21/10 6.60 5.48 -16.97
17712 GS-CMOB@EC1910B 17/10 79.99 66.05 -17.43
18908 GS-GEG @EC1910C 22/10 62.05 51.20 -17.49
18034 CS-XYS @EC1910A 23/10 5.50 4.53 -17.64
16140 CS-CCB @EC1910A 21/10 7.67 6.31 -17.73
17133 SG-CGNP@EC1910A 22/10 2.49 2.04 -18.07
28245 UBMELCO@EC1910A 22/10 23.88 19.54 -18.17
18065 VTCP&CC@EC1910A 24/10 5.70 4.65 -18.42
19807 GSCP&CC@EC1910B 17/10 5.71 4.65 -18.56
20007 CSCP&CC@EC1910B 17/10 5.71 4.65 -18.56
17914 SG-HSBC@EC1910A 24/10 74.79 60.90 -18.57
18011 CS-HSBC@EC1910C 22/10 74.79 60.90 -18.57
25265 UBFOSUN@EC1910A 18/10 12.52 10.14 -19.01
18506 GS-AAC @EC1910B 18/10 56.93 46.05 -19.11
21335 BISANDS@EC1910A 18/10 46.93 37.00 -21.16
17430 GSFOSUN@EC1910A 18/10 12.92 10.14 -21.52
17514 JPFOSUN@EC1910A 18/10 12.92 10.14 -21.52
28655 HT-ICBC@EC1910A 22/10 7.00 5.48 -21.71
18887 SG-CTEL@EC1910B 18/10 4.59 3.58 -22.00
19801 GS-CTEL@EC1910A 18/10 4.59 3.58 -22.00
17768 BI-CMOB@EC1910B 22/10 84.88 66.05 -22.18
19087 GSBOCOM@EC1910A 18/10 6.89 5.36 -22.21
16785 MBTENCT@EC1910F 22/10 425.88 331.00 -22.28
16141 VT-SHKP@EC1910A 22/10 150.00 116.10 -22.60
29298 HTCRAIL@EC1910A 24/10 6.18 4.78 -22.65
28576 UBPICCG@EC1910A 21/10 4.19 3.24 -22.67
29684 HSCRAIL@EC1910A 17/10 6.19 4.78 -22.78
27440 HT-CTWR@EC1910A 24/10 2.22 1.71 -22.97
28009 GS-CTWR@EC1910A 24/10 2.22 1.71 -22.97
20870 GS-GEG @EC1910D 22/10 66.71 51.20 -23.25
18786 BI-CTWR@EC1910B 17/10 2.23 1.71 -23.32
19948 SG-CTWR@EC1910E 17/10 2.23 1.71 -23.32
28917 JP-CTWR@EC1910A 17/10 2.23 1.71 -23.32
29289 HTAMCS3@EC1910A 24/10 58.00 44.45 -23.36
16760 BIAMCS3@EC1910A 17/10 58.05 44.45 -23.43
18711 JP-CGDN@EC1910B 18/10 14.20 10.86 -23.52
20001 BI-NCI @EC1910A 22/10 41.93 31.95 -23.80
20800 CS-HKEX@EC1910A 22/10 312.20 237.00 -24.09
11878 SG-AGBK@EC1910A 18/10 4.23 3.19 -24.59
17994 GSTENCT@EC1910C 18/10 444.64 331.00 -25.56
18050 JPSUNAC@EC1910D 23/10 47.88 35.25 -26.38
17765 BITENCT@EC1910A 21/10 450.20 331.00 -26.48
18033 CSTENCT@EC1910B 18/10 450.38 331.00 -26.51
18060 GSTENCT@EC1910D 18/10 450.38 331.00 -26.51
18671 VTTENCT@EC1910B 18/10 450.40 331.00 -26.51
18499 CS-CTWR@EC1910E 18/10 2.34 1.71 -26.92
16483 HT-SHKP@EC1910A 24/10 160.16 116.10 -27.51
28315 VTLENOV@EC1910A 23/10 7.50 5.42 -27.73
18178 UBSUNAC@EC1910A 22/10 48.85 35.25 -27.84
20428 GS-CTWR@EC1910E 24/10 2.40 1.71 -28.75
28209 BI-CTWR@EC1910A 22/10 2.40 1.71 -28.75
18372 UB-WHG @EC1910A 17/10 10.67 7.59 -28.87
16976 HT-WHG @EC1910A 24/10 10.68 7.59 -28.93
27414 UBGFSEC@EC1910A 18/10 12.10 8.57 -29.17
29927 JPGFSEC@EC1910A 18/10 12.10 8.57 -29.17
12602 JP-HTSC@EC1910B 24/10 17.47 12.18 -30.28
18170 GS-HTSC@EC1910A 17/10 17.49 12.18 -30.36
18031 CSCP&CC@EC1910A 23/10 6.68 4.65 -30.39
17409 GS-CTWR@EC1910B 18/10 2.46 1.71 -30.49
13756 UB-COVS@EC1910A 18/10 38.13 26.20 -31.29
14041 GS-COVS@EC1910A 18/10 38.13 26.20 -31.29
17828 GS-CTWR@EC1910C 23/10 2.53 1.71 -32.41
28812 GSCITSE@EC1910B 24/10 22.50 15.20 -32.44
18042 CS-HUAP@EC1910B 23/10 5.38 3.62 -32.71
18043 JP-WHG @EC1910A 23/10 11.28 7.59 -32.71
18116 GSCCCCL@EC1910A 18/10 9.40 6.16 -34.47
18008 CS-CTWR@EC1910C 22/10 2.62 1.71 -34.73
18258 JP-CTWR@EC1910D 18/10 2.68 1.71 -36.19
18210 GS-WYNN@EC1910A 18/10 24.93 15.90 -36.22
18365 SG-CTWR@EC1910D 18/10 2.69 1.71 -36.43
14728 VT-AAC @EC1910A 24/10 73.90 46.05 -37.69
14297 GS-AAC @EC1910A 18/10 73.93 46.05 -37.71
14308 CS-AAC @EC1910A 18/10 73.93 46.05 -37.71
14453 HS-AAC @EC1910A 18/10 73.93 46.05 -37.71
15237 HT-AAC @EC1910A 24/10 73.93 46.05 -37.71
17868 UBGEELY@EC1910A 21/10 22.38 13.74 -38.61
17987 JPAIRCN@EC1910A 18/10 11.70 7.11 -39.23
12126 HT-BJEW@EC1910A 22/10 7.00 4.11 -41.29
12571 JPEVERG@EC1910A 24/10 32.88 18.48 -43.80
18009 CS-NCI @EC1910B 22/10 57.08 31.95 -44.03
29312 HTCCCCL@EC1910A 24/10 11.18 6.16 -44.90
17919 GS-BYD @EC1910A 24/10 71.88 38.55 -46.37
12251 UB-CLPG@EC1910A 22/10 8.28 4.15 -49.88
26976 HS-CLIT@EC1910A 18/10 66.93 30.15 -54.95
28905 UB-IGG @EC1910A 18/10 14.16 5.13 -63.77
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
17973 JP-CTWR@EP1910B 22/10 2.12 1.71 19.34
18683 GSTENCT@EP1910E 23/10 389.80 331.00 15.08
28961 HT-CMOB@EP1910A 24/10 77.00 66.05 14.22
18044 JP-WHG @EP1910B 23/10 8.68 7.59 12.56
16795 MBTENCT@EP1910H 22/10 375.88 331.00 11.94
17952 UBGEELY@EP1910B 18/10 15.58 13.74 11.81
17907 SGTENCT@EP1910D 22/10 359.80 331.00 8.00
18903 GSTENCT@EP1910G 22/10 359.80 331.00 8.00
20277 SG-HKEX@EP1910B 21/10 254.80 237.00 6.99
21090 GS-HKEX@EP1910D 21/10 254.80 237.00 6.99
16514 VT-GEG @EP1910A 21/10 52.88 51.20 3.18
20016 SGCNOOC@EP1910B 24/10 12.26 11.94 2.61
13644 HTTENCT@EP1910C 24/10 338.00 331.00 2.07
17616 JPTENCT@EP1910A 17/10 337.87 331.00 2.03
17666 HSTENCT@EP1910C 17/10 337.80 331.00 2.01
17753 GSTENCT@EP1910B 17/10 337.80 331.00 2.01
18269 CSTENCT@EP1910C 17/10 337.80 331.00 2.01
18760 BITENCT@EP1910B 17/10 337.80 331.00 2.01
20382 SGTENCT@EP1910F 17/10 337.80 331.00 2.01
21100 UBTENCT@EP1910B 17/10 337.80 331.00 2.01
19602 JP-SHKP@EP1910B 24/10 118.18 116.10 1.76
16484 HT-SHKP@EP1910B 24/10 118.16 116.10 1.74
20882 MB-AIA @EP1910B 17/10 76.80 75.75 1.37
21103 BI-GEG @EP1910B 22/10 51.83 51.20 1.22
21297 SG-GEG @EP1910D 18/10 51.83 51.20 1.22
16612 HTSUNAC@EP1910B 24/10 35.00 35.25 -0.71
20452 SG-ICBC@EP1910B 22/10 5.37 5.48 -2.05
20415 SG-CMB @EP1910C 21/10 37.25 38.55 -3.49
13824 HT-MTRC@EP1910B 18/10 41.41 44.75 -8.07
15422 UBTRAHK@EP1910A 17/10 25.05 27.80 -10.98
11263 JPTRAHK@EP1910A 24/10 25.00 27.80 -11.20
14577 CSTRAHK@EP1910A 17/10 24.95 27.80 -11.42
11284 HTFTA50@EP1910A 24/10 13.38 15.18 -13.45
13889 VTPINAN@EP1910B 22/10 82.88 94.90 -14.50
15681 UBKSOFT@EP1910B 22/10 15.90 18.62 -17.11
15980 CSKSOFT@EP1910B 22/10 15.86 18.62 -17.40
28832 VTPINAN@EP1910A 22/10 76.88 94.90 -23.44
19814 CSPINAN@EP1910F 22/10 73.83 94.90 -28.54
20202 BIPINAN@EP1910C 22/10 73.83 94.90 -28.54
20251 GSPINAN@EP1910F 22/10 73.83 94.90 -28.54
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money