Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
28732 MBLININ@EC1912A 11/12 7.88 24.10 205.84
11449 HSMTUAN@EC1912C 17/12 55.03 101.70 84.81
15004 JPMTUAN@EC1912B 16/12 55.10 101.70 84.57
14879 BIMTUAN@EC1912B 16/12 55.13 101.70 84.47
16060 GSMTUAN@EC1912A 16/12 55.13 101.70 84.47
16998 GS-SUNY@EC1912A 16/12 78.05 139.50 78.73
19053 HS-SUNY@EC1912C 17/12 83.93 139.50 66.21
20608 GS-SUNY@EC1912C 16/12 83.93 139.50 66.21
15546 CS-SMIC@EC1912A 16/12 7.01 11.14 58.92
16586 HT-SMIC@EC1912A 16/12 7.01 11.14 58.92
16693 CS-WUXI@EC1912A 12/12 59.88 91.55 52.89
29719 VTMTUAN@EC1912A 17/12 70.00 101.70 45.29
26924 GSMTUAN@EC1912B 16/12 70.05 101.70 45.18
28279 GS-AAC @EC1912D 16/12 45.59 64.75 42.03
18484 JP-SUNY@EC1912C 16/12 98.90 139.50 41.05
18531 BI-SUNY@EC1912A 16/12 98.93 139.50 41.01
18570 CS-SUNY@EC1912C 16/12 98.93 139.50 41.01
23941 GS-SUNY@EC1912D 16/12 98.93 139.50 41.01
17946 GS-CGDN@EC1912A 16/12 8.71 11.48 31.80
15645 MB-XYS @EC1912A 11/12 4.18 5.43 29.90
16645 HT-CTWR@EC1912B 11/12 1.28 1.62 26.56
15149 UB-PICC@EC1912A 17/12 7.38 9.29 25.88
16397 MBTINGY@EC1912A 11/12 10.66 12.92 21.25
28735 JPSHMAO@EC1912B 11/12 23.93 29.00 21.19
13804 HT-COSL@EC1912A 13/12 8.88 10.52 18.47
18574 CS-AAC @EC1912A 16/12 55.05 64.75 17.62
18688 GS-AAC @EC1912B 16/12 55.05 64.75 17.62
18697 UB-AAC @EC1912B 16/12 55.05 64.75 17.62
20208 GSGEELY@EC1912B 16/12 13.02 15.00 15.21
14778 JP-WHG @EC1912A 13/12 6.89 7.88 14.37
19497 SG-WHG @EC1912A 13/12 6.89 7.88 14.37
26566 CS-WHG @EC1912A 13/12 6.89 7.88 14.37
15471 MBHAIER@EC1912A 11/12 18.88 21.55 14.14
17117 GSCLIFE@EC1912A 16/12 18.12 20.65 13.96
24826 CSXIAMI@EC1912C 16/12 8.89 9.99 12.37
25083 BIXIAMI@EC1912B 17/12 8.89 9.99 12.37
24882 SGTENCT@EC1912J 11/12 304.08 340.00 11.81
25733 BITENCT@EC1912J 11/12 304.08 340.00 11.81
27041 MB-KBLH@EC1912A 11/12 8.48 9.28 9.43
21883 CS-ACMT@EC1912A 16/12 49.93 53.40 6.95
19123 JPCLIFE@EC1912E 13/12 19.39 20.65 6.50
18746 GSCLIFE@EC1912B 13/12 19.40 20.65 6.44
19486 SGCLIFE@EC1912B 13/12 19.40 20.65 6.44
15076 CSPINAN@EC1912A 16/12 85.85 90.85 5.82
18779 SGPINAN@EC1912C 16/12 85.85 90.85 5.82
19328 BIPINAN@EC1912B 16/12 85.85 90.85 5.82
13077 MB-CMS @EC1912A 11/12 10.88 11.46 5.33
22367 BI-GEG @EC1912A 17/12 49.54 51.85 4.66
22953 GS-GEG @EC1912B 16/12 49.54 51.85 4.66
16727 MBRAZER@EC1912A 11/12 1.18 1.23 4.24
18755 VT-AIA @EC1912B 12/12 75.05 78.00 3.93
18897 SG-AIA @EC1912A 12/12 75.05 78.00 3.93
19231 CS-AIA @EC1912A 12/12 75.05 78.00 3.93
19327 BI-AIA @EC1912A 16/12 75.05 78.00 3.93
19384 UB-AIA @EC1912A 12/12 75.05 78.00 3.93
19767 GS-AIA @EC1912A 12/12 75.05 78.00 3.93
19502 SG-SMIC@EC1912B 11/12 10.88 11.14 2.39
26516 MB-SMIC@EC1912A 11/12 10.88 11.14 2.39
16779 UB-CTWR@EC1912A 12/12 1.59 1.62 1.89
22645 VTTENCT@EC1912F 11/12 334.00 340.00 1.80
22371 BITENCT@EC1912I 11/12 334.08 340.00 1.77
23277 SGTENCT@EC1912I 11/12 334.08 340.00 1.77
24883 GSTENCT@EC1912L 11/12 334.08 340.00 1.77
25460 CSTENCT@EC1912J 11/12 334.08 340.00 1.77
25788 UBTENCT@EC1912H 11/12 334.08 340.00 1.77
14359 MBSKYWH@EC1912A 11/12 2.08 2.10 0.96
20565 GSPINAN@EC1912A 16/12 90.95 90.85 -0.11
18452 JP-PICC@EC1912A 16/12 9.39 9.29 -1.06
20703 SG-PICC@EC1912A 16/12 9.39 9.29 -1.06
21446 GSCSA50@EC1912B 16/12 15.40 15.04 -2.34
27885 GSAMCS3@EC1912A 16/12 45.59 44.45 -2.50
28593 SGAMCS3@EC1912A 16/12 45.59 44.45 -2.50
22150 BIPINAN@EC1912D 16/12 93.33 90.85 -2.66
22247 CSPINAN@EC1912B 16/12 93.33 90.85 -2.66
22530 JPPINAN@EC1912G 16/12 93.33 90.85 -2.66
23648 GSPINAN@EC1912C 16/12 93.33 90.85 -2.66
23681 UBPINAN@EC1912C 16/12 93.33 90.85 -2.66
20191 CSFOSUN@EC1912A 16/12 10.88 10.58 -2.76
24057 GS-CRCC@EC1912A 17/12 8.29 7.97 -3.86
19628 GS-ICBC@EC1912A 16/12 5.91 5.63 -4.74
21256 HS-ICBC@EC1912A 16/12 5.91 5.63 -4.74
19771 GS-AGBK@EC1912C 16/12 3.41 3.23 -5.28
20186 CS-AGBK@EC1912C 16/12 3.41 3.23 -5.28
15295 HTALIPG@EC1912A 12/12 1.48 1.39 -6.08
20603 GSPICCG@EC1912A 16/12 3.39 3.18 -6.19
20702 SGPICCG@EC1912A 16/12 3.39 3.18 -6.19
20767 JPPICCG@EC1912A 16/12 3.39 3.18 -6.19
20955 UBPICCG@EC1912A 16/12 3.39 3.18 -6.19
22644 VTTENCT@EC1912E 11/12 364.00 340.00 -6.59
20157 GSTENCT@EC1912D 11/12 364.08 340.00 -6.61
22244 CSTENCT@EC1912H 11/12 364.08 340.00 -6.61
23444 UBTENCT@EC1912E 11/12 364.08 340.00 -6.61
18634 UBCSA50@EC1912A 16/12 16.12 15.04 -6.70
20711 GSCSA50@EC1912A 16/12 16.12 15.04 -6.70
20133 CSAGILE@EC1912A 12/12 11.88 11.08 -6.73
27241 JPAIRCN@EC1912A 16/12 7.88 7.35 -6.73
22372 BISANDS@EC1912A 16/12 39.44 36.75 -6.82
26799 SGSANDS@EC1912A 16/12 39.44 36.75 -6.82
28943 GSSANDS@EC1912A 16/12 39.44 36.75 -6.82
19023 SGAIRCN@EC1912A 16/12 7.89 7.35 -6.84
20398 JP-GAC @EC1912A 16/12 9.89 9.18 -7.18
27902 GS-GAC @EC1912A 16/12 9.89 9.18 -7.18
28334 HT-GAC @EC1912A 16/12 9.89 9.18 -7.18
20183 SG-CGS @EC1912A 16/12 4.50 4.16 -7.56
29471 VT-HSBC@EC1912A 17/12 62.88 58.05 -7.68
29789 CS-HSBC@EC1912C 13/12 62.93 58.05 -7.75
26917 GS-CTWR@EC1912B 16/12 1.78 1.62 -8.99
21786 CS-HTSE@EC1912B 17/12 8.99 8.18 -9.01
26533 GSXIAMI@EC1912A 16/12 11.01 9.99 -9.26
19331 JP-BOCL@EC1912A 16/12 3.51 3.18 -9.40
20066 UB-BOCL@EC1912A 16/12 3.51 3.18 -9.40
20500 GS-BOCL@EC1912B 16/12 3.51 3.18 -9.40
20505 GS-KECL@EC1912A 16/12 7.51 6.75 -10.12
20083 CSHAIER@EC1912A 11/12 24.28 21.55 -11.24
21163 GS-CPIC@EC1912A 16/12 32.93 29.15 -11.48
21016 BI-CMB @EC1912A 17/12 42.13 37.25 -11.58
13981 UB-AAC @EC1912A 17/12 73.38 64.75 -11.76
21445 BI-ICBC@EC1912A 17/12 6.40 5.63 -12.03
20844 VT-HKEX@EC1912C 16/12 280.80 245.80 -12.46
20192 GS-CCB @EC1912A 12/12 7.28 6.37 -12.50
20647 VT-CCB @EC1912A 12/12 7.29 6.37 -12.62
20901 CS-CCB @EC1912A 12/12 7.29 6.37 -12.62
21503 BI-CCB @EC1912A 12/12 7.29 6.37 -12.62
22017 BI-CKH @EC1912B 16/12 79.84 69.75 -12.64
20831 VT-CNBM@EC1912A 16/12 8.69 7.56 -13.00
18454 UB-HKEX@EC1912D 16/12 283.48 245.80 -13.29
19626 GS-HKEX@EC1912D 16/12 283.48 245.80 -13.29
28416 JP-HKEX@EC1912C 16/12 283.48 245.80 -13.29
20914 SG-CRL @EC1912A 16/12 42.47 36.75 -13.47
20213 JPCITIC@EC1912A 16/12 11.51 9.90 -13.99
20578 GSCITIC@EC1912A 16/12 11.51 9.90 -13.99
26467 UBCITIC@EC1912A 16/12 11.51 9.90 -13.99
17954 HS-PICC@EC1912A 16/12 10.82 9.29 -14.14
21775 CS-CMOB@EC1912C 11/12 70.05 60.10 -14.20
19461 CS-WYNN@EC1912A 16/12 19.21 16.48 -14.21
19723 UB-WYNN@EC1912A 16/12 19.21 16.48 -14.21
21803 BI-SHKP@EC1912A 16/12 132.42 112.90 -14.74
29801 GS-SHKP@EC1912D 16/12 132.42 112.90 -14.74
20164 CS-CGS @EC1912A 13/12 4.88 4.16 -14.75
19625 SG-SHKP@EC1912A 16/12 134.78 112.90 -16.23
19816 CSGFSEC@EC1912A 16/12 10.53 8.78 -16.62
20381 SGGFSEC@EC1912A 16/12 10.53 8.78 -16.62
21221 SG-ZTE @EC1912A 16/12 26.67 22.20 -16.76
20187 CS-NCI @EC1912A 16/12 38.88 32.35 -16.80
20175 UB-NCI @EC1912A 17/12 39.00 32.35 -17.05
29366 SG-NCI @EC1912B 11/12 39.05 32.35 -17.16
19934 HSBOCHK@EC1912A 17/12 31.93 26.35 -17.48
20052 CSCPAIR@EC1912A 16/12 12.54 10.32 -17.70
14630 MB-CAR @EC1912A 16/12 6.98 5.72 -18.05
27282 MB-LUYE@EC1912A 11/12 6.88 5.63 -18.17
28517 HS-HKEX@EC1912B 16/12 301.00 245.80 -18.34
27291 JP-HKEX@EC1912B 16/12 301.03 245.80 -18.35
24088 CS-HKEX@EC1912B 16/12 301.08 245.80 -18.36
27152 BI-HKEX@EC1912B 16/12 301.08 245.80 -18.36
27345 UB-HKEX@EC1912B 16/12 301.08 245.80 -18.36
27648 GS-HKEX@EC1912B 16/12 301.08 245.80 -18.36
20655 GSBOCHK@EC1912A 12/12 32.43 26.35 -18.75
14815 UBCNOOC@EC1912B 16/12 13.99 11.36 -18.80
23856 JPCNOOC@EC1912B 16/12 13.99 11.36 -18.80
25249 GSCNOOC@EC1912A 16/12 13.99 11.36 -18.80
24818 UBLEE&M@EC1912A 17/12 7.38 5.95 -19.38
21638 UB-MTRC@EC1912C 16/12 56.70 45.70 -19.40
15249 CS-AGBK@EC1912B 16/12 4.01 3.23 -19.45
18214 GS-AGBK@EC1912B 16/12 4.01 3.23 -19.45
21398 GSCP&CC@EC1912A 16/12 5.56 4.40 -20.86
21851 CSPETCH@EC1912A 13/12 4.59 3.63 -20.92
20075 GS-HTSE@EC1912A 12/12 10.38 8.18 -21.19
25145 UB-SJM @EC1912A 17/12 10.38 8.14 -21.58
17505 VTTENCT@EC1912A 16/12 438.20 340.00 -22.41
21714 UBTENCT@EC1912C 16/12 438.20 340.00 -22.41
29421 BITENCT@EC1912A 16/12 438.20 340.00 -22.41
29548 SGTENCT@EC1912B 16/12 438.20 340.00 -22.41
29825 GSTENCT@EC1912A 16/12 438.20 340.00 -22.41
16970 MB-WPC @EC1912A 11/12 18.88 14.38 -23.83
16064 MB-TGCL@EC1912A 17/12 6.88 5.20 -24.42
15027 GSCITIC@EC1912B 16/12 13.10 9.90 -24.43
14585 MB-GZPC@EC1912A 11/12 31.88 24.00 -24.72
16939 CS-CMOB@EC1912A 16/12 80.05 60.10 -24.92
19512 GSPETCH@EC1912A 16/12 4.85 3.63 -25.15
19528 UBPETCH@EC1912A 16/12 4.85 3.63 -25.15
28747 MBMELCO@EC1912A 11/12 24.88 18.62 -25.16
18040 CS-CRCC@EC1912A 16/12 10.70 7.97 -25.51
17818 GS-AGBK@EC1912A 16/12 4.36 3.23 -25.92
15644 MB-CICC@EC1912A 11/12 18.88 13.84 -26.69
19555 GS-CTWR@EC1912A 16/12 2.23 1.62 -27.35
21969 UB-CTWR@EC1912D 16/12 2.23 1.62 -27.35
12225 BICNOOC@EC1912A 16/12 15.70 11.36 -27.64
27195 MB-POLY@EC1912A 11/12 3.98 2.88 -27.64
17821 GSGEELY@EC1912A 16/12 21.10 15.00 -28.91
11714 MBHUAHO@EC1912A 11/12 25.88 18.24 -29.52
20068 UB-CTEL@EC1912A 17/12 4.58 3.03 -33.84
28826 VT-SPA @EC1912A 17/12 108.00 70.65 -34.58
18265 CS-CUNI@EC1912A 16/12 10.52 6.81 -35.27
18337 GS-CUNI@EC1912A 16/12 10.52 6.81 -35.27
13798 HS-CRRC@EC1912A 17/12 7.99 5.17 -35.29
18112 UB-CRRC@EC1912A 16/12 7.99 5.17 -35.29
24363 GS-CRRC@EC1912A 16/12 7.99 5.17 -35.29
18233 CS-BYD @EC1912A 16/12 58.63 37.40 -36.21
25401 MBKINGD@EC1912A 11/12 12.88 8.02 -37.73
27863 MB-BBMG@EC1912A 11/12 3.68 2.25 -38.86
11177 UB-GWMC@EC1912A 16/12 9.69 5.68 -41.38
14525 GS-GWMC@EC1912A 16/12 9.69 5.68 -41.38
25389 JP-GWMC@EC1912A 16/12 9.69 5.68 -41.38
25736 BI-GWMC@EC1912A 16/12 9.69 5.68 -41.38
17949 BI-CTWR@EC1912A 17/12 2.80 1.62 -42.14
11938 MB-CICC@EC1912B 11/12 24.08 13.84 -42.52
11146 GSANGAN@EC1912A 16/12 5.53 3.03 -45.22
20085 CS-VITA@EC1912A 11/12 52.88 28.35 -46.39
11941 MB-CRMH@EC1912A 16/12 8.18 4.31 -47.31
12113 MBCHAMC@EC1912A 11/12 2.18 1.14 -47.71
11374 HTTENCT@EC1912A 17/12 700.00 340.00 -51.43
13294 MB-CLPG@EC1912A 11/12 9.58 4.59 -52.09
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
22131 BI-CTWR@EP1912D 16/12 1.91 1.62 15.18
13360 UBCNOOC@EP1912C 16/12 12.50 11.36 9.12
17268 HTGEELY@EP1912B 13/12 16.08 15.00 6.72
18366 BI-HSBC@EP1912A 12/12 61.95 58.05 6.30
20650 SGXIAMI@EP1912F 16/12 10.36 9.99 3.57
20556 SG-MTRC@EP1912B 16/12 46.41 45.70 1.53
20954 UB-MTRC@EP1912B 16/12 46.41 45.70 1.53
20036 UB-HSBC@EP1912A 17/12 58.88 58.05 1.41
22468 VT-HSBC@EP1912C 16/12 58.88 58.05 1.41
29344 CS-HSBC@EP1912B 11/12 58.83 58.05 1.33
21280 VTCLIFE@EP1912A 16/12 20.50 20.65 -0.73
20543 VTTENCT@EP1912B 11/12 335.70 340.00 -1.28
20287 GSTENCT@EP1912F 11/12 335.68 340.00 -1.29
21492 BITENCT@EP1912G 17/12 335.68 340.00 -1.29
21615 CSTENCT@EP1912F 11/12 335.68 340.00 -1.29
27676 UBTENCT@EP1912J 11/12 335.68 340.00 -1.29
27809 SGTENCT@EP1912L 11/12 335.68 340.00 -1.29
21920 UBHLAND@EP1912A 16/12 36.31 37.70 -3.83
20621 BITENCT@EP1912E 16/12 325.05 340.00 -4.60
20684 CSTENCT@EP1912E 16/12 325.05 340.00 -4.60
20704 GSTENCT@EP1912H 16/12 325.05 340.00 -4.60
21968 UBTENCT@EP1912D 16/12 325.05 340.00 -4.60
20107 UBXIAMI@EP1912B 17/12 9.28 9.99 -7.65
25605 VTTENCT@EP1912G 16/12 306.70 340.00 -10.86
20005 CSTENCT@EP1912C 11/12 305.68 340.00 -11.23
20040 JPTENCT@EP1912C 11/12 305.68 340.00 -11.23
20058 BITENCT@EP1912B 11/12 305.68 340.00 -11.23
20125 GSTENCT@EP1912C 11/12 305.68 340.00 -11.23
20280 SGTENCT@EP1912E 11/12 305.68 340.00 -11.23
25087 UBTENCT@EP1912G 11/12 305.68 340.00 -11.23
23680 CSCITSE@EP1912A 16/12 13.49 15.22 -12.82
19799 HT-AIA @EP1912B 13/12 68.00 78.00 -14.71
20274 CS-WHG @EP1912B 16/12 6.85 7.88 -15.04
28645 VTCSA50@EP1912A 17/12 13.06 15.04 -15.16
18871 BI-HKEX@EP1912A 17/12 206.87 245.80 -18.82
13324 HT-HKEX@EP1912A 17/12 206.80 245.80 -18.86
28418 HTCLIFE@EP1912A 16/12 17.00 20.65 -21.47
26369 HS-CGDN@EP1912A 17/12 9.18 11.48 -25.05
17219 CS-CTWR@EP1912A 16/12 1.28 1.62 -26.56
26275 SGTENCT@EP1912K 17/12 265.68 340.00 -27.97
15233 HT-CGDN@EP1912A 17/12 8.88 11.48 -29.28
19520 SGGEELY@EP1912B 13/12 11.00 15.00 -36.36
29021 UB-SUNY@EP1912A 17/12 82.88 139.50 -68.32
12432 HT-SUNY@EP1912A 12/12 82.86 139.50 -68.36
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money