Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
18977 MB-CAGR@EC2002A 29/01 2.63 4.19 59.32
21346 BP-SUNY@EC2002A 29/01 95.00 141.00 48.42
21477 MBXIAMI@EC2002B 29/01 9.99 13.34 33.53
20742 BPXIAMI@EC2002A 29/01 10.00 13.34 33.40
20569 BPMTUAN@EC2002A 29/01 77.00 102.30 32.86
20429 VTMTUAN@EC2002A 29/01 80.00 102.30 27.88
23001 MB-CSPC@EC2002A 29/01 14.88 18.70 25.67
23574 JPGEELY@EC2002A 24/01 11.30 13.44 18.94
12161 MBMTUAN@EC2002A 29/01 88.88 102.30 15.10
11983 JPKSOFT@EC2002B 29/01 22.02 25.05 13.76
21093 MBTENCT@EC2002E 24/01 345.88 385.80 11.54
20832 VTZIJIN@EC2002A 30/01 3.40 3.78 11.18
20747 MB-BRIC@EC2002A 29/01 6.52 7.05 8.21
20115 BPTENCT@EC2002C 29/01 358.00 385.80 7.77
21021 MBCNOOC@EC2002A 29/01 12.38 13.04 5.33
21068 MBCLIFE@EC2002A 29/01 19.63 20.60 4.94
11233 BPCLIFE@EC2002B 29/01 19.65 20.60 4.83
22945 SG-CMOB@EC2002D 29/01 66.65 69.70 4.58
18961 VTCSA50@EC2002A 29/01 14.20 14.74 3.80
23418 GS-CMOB@EC2002A 24/01 67.93 69.70 2.61
11599 BI-CCB @EC2002E 24/01 6.27 6.43 2.55
12408 GS-ICBC@EC2002A 29/01 5.49 5.62 2.37
18999 MBSANDS@EC2002A 29/01 40.88 41.30 1.03
20737 BPTENCT@EC2002D 29/01 388.00 385.80 -0.57
19439 MB-CPIC@EC2002A 29/01 28.88 28.60 -0.97
21091 MBTENCT@EC2002D 24/01 390.88 385.80 -1.30
21690 SGTENCT@EC2002C 24/01 392.00 385.80 -1.58
19820 BP-HKEX@EC2002A 29/01 280.00 271.40 -3.07
22420 MB-HKEX@EC2002C 29/01 280.00 271.40 -3.07
21957 MB-HKEX@EC2002B 29/01 280.20 271.40 -3.14
21844 JPSTANC@EC2002A 30/01 72.72 69.80 -4.02
23319 UB-HSBC@EC2002A 30/01 61.66 58.75 -4.72
23356 CS-HSBC@EC2002B 30/01 61.66 58.75 -4.72
23417 GS-HSBC@EC2002A 30/01 61.66 58.75 -4.72
24052 BI-HSBC@EC2002A 30/01 61.66 58.75 -4.72
24109 SG-HSBC@EC2002A 30/01 61.66 58.75 -4.72
23692 VTPINAN@EC2002D 24/01 99.98 94.85 -5.13
12620 JPPINAN@EC2002E 29/01 99.99 94.85 -5.14
21315 MBPINAN@EC2002B 29/01 99.99 94.85 -5.14
12727 UBPINAN@EC2002C 29/01 100.09 94.85 -5.24
19965 VT-BOCL@EC2002A 24/01 3.38 3.20 -5.33
29451 BPCSA50@EC2002A 29/01 15.58 14.74 -5.39
22946 SG-SHKP@EC2002A 29/01 122.32 115.70 -5.41
23102 BI-SHKP@EC2002A 29/01 122.32 115.70 -5.41
23641 GS-SHKP@EC2002A 29/01 122.32 115.70 -5.41
26493 UB-SHKP@EC2002A 29/01 122.32 115.70 -5.41
28957 HSCSA50@EC2002A 24/01 15.60 14.74 -5.51
29316 JPAMCS3@EC2002B 24/01 48.90 45.90 -6.13
21014 BP-ICBC@EC2002A 29/01 6.00 5.62 -6.33
21759 UB-HKEX@EC2002A 29/01 290.00 271.40 -6.41
12751 GS-ICBC@EC2002B 30/01 6.01 5.62 -6.49
21070 MBHEGAN@EC2002A 29/01 66.68 62.10 -6.87
20664 MB-SZIG@EC2002A 29/01 119.88 111.60 -6.91
29443 BPTENCT@EC2002A 29/01 415.00 385.80 -7.04
21736 SG-AIA @EC2002A 24/01 90.00 83.00 -7.78
19592 MB-CTWR@EC2002A 29/01 1.90 1.75 -7.89
20741 BP-HKEX@EC2002C 29/01 295.00 271.40 -8.00
21793 SG-CMOB@EC2002A 29/01 75.88 69.70 -8.14
25526 VT-CTWR@EC2002A 24/01 1.91 1.75 -8.38
21433 MB-GEG @EC2002A 29/01 61.88 56.05 -9.42
17933 MB-AIA @EC2002A 29/01 91.88 83.00 -9.66
21737 SGPINAN@EC2002B 24/01 105.00 94.85 -9.67
20572 BPGEELY@EC2002A 29/01 15.00 13.44 -10.40
20748 MBGEELY@EC2002A 29/01 15.00 13.44 -10.40
22839 SGPETCH@EC2002A 24/01 4.19 3.73 -10.98
24378 GSPETCH@EC2002A 24/01 4.19 3.73 -10.98
28262 UBPETCH@EC2002A 24/01 4.19 3.73 -10.98
15648 BPCLIFE@EC2002A 29/01 23.28 20.60 -11.51
14203 BP-SJM @EC2002A 29/01 10.40 9.18 -11.73
20932 MBTENCT@EC2002C 24/01 440.88 385.80 -12.49
20883 BP-AIA @EC2002A 29/01 95.00 83.00 -12.63
21579 MBCLIFE@EC2002B 29/01 23.58 20.60 -12.64
21781 CS-CMER@EC2002A 29/01 15.28 13.28 -13.09
20777 VT-GEG @EC2002A 24/01 64.88 56.05 -13.61
21580 MB-CMOB@EC2002A 29/01 80.88 69.70 -13.82
20570 BP-HKEX@EC2002B 29/01 315.00 271.40 -13.84
18719 MBPICCG@EC2002A 29/01 3.58 3.08 -13.97
17415 BPTENCT@EC2002B 29/01 450.00 385.80 -14.27
27248 BP-MNIU@EC2002A 29/01 36.90 31.55 -14.50
20661 MBPINAN@EC2002A 29/01 111.11 94.85 -14.63
28695 BPPINAN@EC2002C 29/01 111.10 94.85 -14.63
19656 BP-CMOB@EC2002A 29/01 82.00 69.70 -15.00
21758 UB-LINK@EC2002A 29/01 96.88 81.60 -15.77
27000 BP-LINK@EC2002A 29/01 96.90 81.60 -15.79
21015 BP-BYD @EC2002A 29/01 55.00 46.20 -16.00
21762 JPWREIC@EC2002A 29/01 53.53 44.65 -16.59
20662 MB-HSBK@EC2002A 29/01 198.88 165.50 -16.78
18596 MBCITBK@EC2002A 29/01 5.28 4.38 -17.05
21442 JP-LUYE@EC2002A 24/01 6.86 5.69 -17.06
21409 MBSANDS@EC2002B 29/01 49.88 41.30 -17.20
25649 BP-HSBC@EC2002B 29/01 72.00 58.75 -18.40
21763 JP-LINK@EC2002A 29/01 100.10 81.60 -18.48
20544 VT-MTRC@EC2002A 24/01 56.88 46.15 -18.86
21871 MB-SHKP@EC2002A 29/01 143.90 115.70 -19.60
21885 JP-HUAP@EC2002A 31/01 5.15 4.11 -20.19
19654 BP-HSBC@EC2002A 29/01 73.88 58.75 -20.48
21855 CSPICCG@EC2002A 30/01 3.88 3.08 -20.62
20432 VTPINAN@EC2002A 24/01 119.95 94.85 -20.93
17425 BPPINAN@EC2002A 29/01 120.00 94.85 -20.96
20929 MBTENCT@EC2002B 24/01 490.88 385.80 -21.41
13674 BP-CCB @EC2002A 29/01 8.28 6.43 -22.34
16433 BPSANDS@EC2002A 29/01 53.88 41.30 -23.35
20568 MB-CTWR@EC2002B 29/01 2.30 1.75 -23.91
20666 MB-BYD @EC2002A 29/01 60.88 46.20 -24.11
21319 MBPINAN@EC2002C 29/01 125.00 94.85 -24.12
19734 MBWREIC@EC2002A 29/01 58.88 44.65 -24.17
21581 MB-HSBC@EC2002A 29/01 77.50 58.75 -24.19
18941 VTPETCH@EC2002A 29/01 4.98 3.73 -25.10
21013 BPPETCH@EC2002A 29/01 4.99 3.73 -25.25
25499 MBCSHCL@EC2002A 29/01 4.18 3.07 -26.56
21257 MB-CKA @EC2002A 29/01 72.88 53.40 -26.73
20927 MBTENCT@EC2002A 24/01 530.88 385.80 -27.33
21853 CSGSBIO@EC2002A 30/01 24.38 17.60 -27.81
17752 GSBOCHK@EC2002A 24/01 38.43 27.35 -28.83
18429 CS-HSBK@EC2002A 29/01 238.98 165.50 -30.75
21854 CS-NCI @EC2002A 30/01 47.78 32.10 -32.82
11628 JP-CAR @EC2002A 24/01 9.09 5.27 -42.02
16150 JPANGAN@EC2002A 29/01 5.08 2.86 -43.67
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Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
20933 MB-CTWR@EP2002C 29/01 1.99 1.75 12.06
21022 MB-HSBK@EP2002B 29/01 186.88 165.50 11.44
21603 VT-AIA @EP2002A 29/01 84.00 83.00 1.19
27853 MB-COVS@EP2002A 29/01 25.55 26.95 -5.48
21344 BP-HKEX@EP2002D 29/01 250.00 271.40 -8.56
21094 MBTENCT@EP2002F 24/01 345.88 385.80 -11.54
21699 HSTENCT@EP2002B 24/01 344.88 385.80 -11.86
21410 MBSANDS@EP2002C 29/01 35.88 41.30 -15.11
24377 SG-SHKP@EP2002B 30/01 100.00 115.70 -15.70
25774 BI-SHKP@EP2002B 30/01 99.94 115.70 -15.77
11573 SGPINAN@EP2002F 31/01 77.72 94.85 -22.04
23739 GSPINAN@EP2002A 31/01 77.72 94.85 -22.04
20878 MB-CMB @EP2002A 29/01 31.88 39.90 -25.16
21432 MB-HKEX@EP2002A 29/01 208.88 271.40 -29.93
21322 MBTENCT@EP2002G 24/01 295.88 385.80 -30.39
21018 MBXIAMI@EP2002A 29/01 7.99 13.34 -66.96
22208 HS-SUNY@EP2002A 24/01 69.74 141.00 -102.18
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Remarks: (+) = In-the-Money
(-) = Out-the_Money