Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
26058 CTMTUAN@EC2010B 19/10 100.00 259.00 159.00
28138 GSMTUAN@EC2010B 19/10 122.98 259.00 110.60
29071 CTMTUAN@EC2010C 19/10 122.98 259.00 110.60
22858 VT-BYD @EC2010A 21/10 68.88 128.40 86.41
17207 CSXIAMI@EC2010A 23/10 12.50 22.20 77.60
25634 SGZIJIN@EC2010A 23/10 3.28 5.51 67.99
25224 HTALIBA@EC2010B 23/10 183.00 297.20 62.40
21320 HSXIAMI@EC2010C 23/10 13.98 22.20 58.80
25324 CS-SMIC@EC2010A 23/10 13.18 20.60 56.30
26651 JPKINGD@EC2010A 23/10 14.41 22.35 55.10
23706 CSYIHAI@EC2010A 23/10 70.88 106.90 50.82
24969 JPCLIFE@EC2010A 23/10 12.42 18.70 50.56
24288 SGALIBA@EC2010C 20/10 197.90 297.20 50.18
24468 CSALIBA@EC2010A 20/10 197.90 297.20 50.18
24180 HTALIBA@EC2010A 19/10 201.80 297.20 47.27
26664 JPHUAHO@EC2010A 23/10 19.19 28.20 46.95
25798 MBTENCT@EC2010G 20/10 385.88 561.50 45.51
13757 SGALIBA@EC2010A 23/10 205.88 297.20 44.36
24578 GJALIBA@EC2010C 19/10 205.98 297.20 44.29
26051 JPALIBA@EC2010A 23/10 206.00 297.20 44.27
13533 MSXIAMI@EC2010B 20/10 15.88 22.20 39.80
14118 JPXIAMI@EC2010A 23/10 15.88 22.20 39.80
13624 GSXIAMI@EC2010B 20/10 15.90 22.20 39.62
15595 CTXIAMI@EC2010B 20/10 15.90 22.20 39.62
29781 UBXIAMI@EC2010A 20/10 15.90 22.20 39.62
14355 VTALIBA@EC2010B 21/10 213.00 297.20 39.53
14364 GSTENCT@EC2010A 20/10 405.20 561.50 38.57
15232 VTTENCT@EC2010A 20/10 405.20 561.50 38.57
15976 BITENCT@EC2010A 20/10 405.20 561.50 38.57
24311 GJTENCT@EC2010A 20/10 405.20 561.50 38.57
24408 SGTENCT@EC2010A 20/10 405.20 561.50 38.57
26059 CTALIBA@EC2010B 23/10 220.00 297.20 35.09
24987 JPFTA50@EC2010A 23/10 13.30 17.85 34.21
24985 JPCSA50@EC2010A 23/10 13.31 17.72 33.13
23675 VT-HKEX@EC2010A 20/10 276.88 367.20 32.62
22804 SG-CGSH@EC2010A 23/10 36.88 48.55 31.64
25654 MBTENCT@EC2010F 20/10 430.88 561.50 30.31
14900 CTALIBA@EC2010D 20/10 233.50 297.20 27.28
13020 CSALIBA@EC2010E 20/10 233.53 297.20 27.26
13414 UBALIBA@EC2010D 20/10 233.53 297.20 27.26
24794 JP-SUNY@EC2010A 23/10 102.02 128.30 25.76
26615 MS-SMIC@EC2010A 22/10 16.40 20.60 25.61
12748 HSTENCT@EC2010B 20/10 450.18 561.50 24.73
26914 HTTENCT@EC2010A 21/10 450.20 561.50 24.72
11302 HTALIBA@EC2010C 19/10 239.00 297.20 24.35
13196 GSALIBA@EC2010E 19/10 239.00 297.20 24.35
12171 VT-HKEX@EC2010B 20/10 299.88 367.20 22.45
22528 CT-HKEX@EC2010A 22/10 300.00 367.20 22.40
24729 UB-SUNY@EC2010A 23/10 105.88 128.30 21.17
15666 JPALIBA@EC2010B 23/10 255.15 297.20 16.48
26969 MSALIBA@EC2010D 20/10 255.18 297.20 16.47
11508 CSALIBA@EC2010D 20/10 255.20 297.20 16.46
11852 UBALIBA@EC2010C 20/10 255.20 297.20 16.46
13866 GSALIBA@EC2010F 20/10 255.20 297.20 16.46
14291 BIALIBA@EC2010C 20/10 255.20 297.20 16.46
15643 CTALIBA@EC2010E 20/10 255.20 297.20 16.46
26680 SGALIBA@EC2010D 20/10 255.20 297.20 16.46
24945 VT-SUNY@EC2010A 21/10 110.80 128.30 15.79
17567 HT-YZCM@EC2010A 20/10 4.75 5.37 13.05
26193 VT-CMB @EC2010A 21/10 36.88 41.55 12.66
22969 HSALIBA@EC2010B 23/10 264.88 297.20 12.20
18472 MSALIBA@EC2010G 19/10 265.00 297.20 12.15
18415 GSALIBA@EC2010H 20/10 265.08 297.20 12.12
24451 JP-NCI @EC2010A 23/10 28.82 31.35 8.78
26869 JP-CGSH@EC2010A 23/10 44.88 48.55 8.18
25754 CSGFSEC@EC2010A 23/10 9.50 10.26 8.00
26439 HSALIHI@EC2010A 23/10 19.28 20.40 5.81
25000 JPZCRRC@EC2010A 23/10 24.24 25.50 5.20
25111 JPBUDWS@EC2010A 23/10 23.23 24.00 3.31
29053 UBTENCT@EC2010A 19/10 546.38 561.50 2.77
27922 CSLENOV@EC2010A 19/10 4.89 5.00 2.25
24127 UBCLIFE@EC2010A 20/10 18.38 18.70 1.74
26362 JP-HSPG@EC2010A 23/10 35.35 35.85 1.41
24694 JPEVERG@EC2010A 23/10 15.51 15.68 1.10
25518 VTPINAN@EC2010B 21/10 83.88 84.20 0.38
14215 HTCITSE@EC2010A 21/10 17.90 17.90 0.00
14371 VTCITSE@EC2010A 20/10 17.90 17.90 0.00
15308 BICITSE@EC2010A 20/10 17.90 17.90 0.00
15918 SGCITSE@EC2010A 20/10 17.90 17.90 0.00
12715 SGANTAS@EC2010A 23/10 85.88 85.40 -0.56
24202 VTCLIFE@EC2010A 19/10 18.88 18.70 -0.95
16037 BICLIFE@EC2010A 19/10 18.90 18.70 -1.06
24275 SG-NCI @EC2010A 20/10 31.93 31.35 -1.82
26532 SGPINAN@EC2010A 23/10 85.88 84.20 -1.96
24395 JPASMPT@EC2010A 23/10 88.88 87.05 -2.06
25336 JP-HUAP@EC2010A 23/10 3.13 3.04 -2.88
19840 JPPINAN@EC2010A 23/10 86.86 84.20 -3.06
11228 BIPINAN@EC2010A 23/10 86.91 84.20 -3.12
26643 CSCSAIR@EC2010A 20/10 4.38 4.21 -3.88
15854 CT-AIA @EC2010A 20/10 80.88 77.60 -4.06
25019 JPSANDS@EC2010A 23/10 28.82 27.65 -4.06
13170 CS-AIA @EC2010A 20/10 80.93 77.60 -4.11
18523 GS-AIA @EC2010A 20/10 80.93 77.60 -4.11
25326 CSPICCG@EC2010A 23/10 2.50 2.39 -4.40
24833 SGCNOOC@EC2010B 23/10 7.88 7.41 -5.96
26169 SG-GEG @EC2010A 23/10 55.00 51.65 -6.09
25496 JPALUCO@EC2010A 23/10 1.82 1.70 -6.59
26510 SGALIHI@EC2010A 19/10 21.88 20.40 -6.76
25333 JPHLAND@EC2010A 23/10 31.31 28.80 -8.02
26262 JP-GEG @EC2010B 23/10 56.56 51.65 -8.68
19146 GS-GEG @EC2010B 22/10 56.61 51.65 -8.76
16152 SGPINAN@EC2010B 21/10 92.55 84.20 -9.02
12187 CT-CCB @EC2010B 19/10 6.28 5.66 -9.87
12207 JP-CCB @EC2010A 23/10 6.28 5.66 -9.87
26822 HS-CCB @EC2010A 23/10 6.28 5.66 -9.87
12876 HT-CCB @EC2010A 19/10 6.29 5.66 -10.02
24335 JP-MTRC@EC2010A 23/10 43.43 39.00 -10.20
12418 HT-MTRC@EC2010A 19/10 43.48 39.00 -10.30
18872 GS-MTRC@EC2010A 21/10 43.48 39.00 -10.30
26264 JP-PAHT@EC2010A 23/10 111.10 99.15 -10.76
26331 BI-PAHT@EC2010A 23/10 111.28 99.15 -10.90
12185 CT-ICBC@EC2010B 19/10 5.17 4.58 -11.41
27849 VT-ICBC@EC2010A 19/10 5.17 4.58 -11.41
14290 BIPINAN@EC2010B 20/10 95.05 84.20 -11.42
14450 UBPINAN@EC2010B 20/10 95.05 84.20 -11.42
14481 CSPINAN@EC2010B 20/10 95.05 84.20 -11.42
16560 JPPINAN@EC2010D 23/10 95.05 84.20 -11.42
16597 GSPINAN@EC2010C 20/10 95.05 84.20 -11.42
16694 MSPINAN@EC2010B 20/10 95.05 84.20 -11.42
19341 SGPINAN@EC2010C 20/10 95.05 84.20 -11.42
12325 VT-ACMT@EC2010A 19/10 58.88 52.10 -11.51
26024 SG-ACMT@EC2010A 23/10 58.88 52.10 -11.51
26823 HS-ICBC@EC2010A 23/10 5.18 4.58 -11.58
18417 GS-ICBC@EC2010A 20/10 5.19 4.58 -11.75
23639 VTLENOV@EC2010A 21/10 5.68 5.00 -11.97
18526 GSLENOV@EC2010A 20/10 5.69 5.00 -12.13
25093 JPGSBIO@EC2010B 23/10 13.63 11.86 -12.99
26276 CTSANDS@EC2010A 23/10 32.00 27.65 -13.59
22078 SG-MTRC@EC2010A 23/10 45.88 39.00 -15.00
20895 SG-CNBM@EC2010A 23/10 11.68 9.86 -15.58
23632 VT-CNBM@EC2010A 20/10 11.68 9.86 -15.58
23404 JP-CNBM@EC2010A 19/10 11.70 9.86 -15.73
26974 UB-CUNI@EC2010A 19/10 6.29 5.30 -15.74
25435 UB-LINK@EC2010A 19/10 73.00 61.35 -15.96
24962 CS-CTWR@EC2010B 23/10 1.66 1.39 -16.27
25796 VT-MTRC@EC2010A 19/10 46.80 39.00 -16.67
23627 VT-KECL@EC2010A 21/10 6.18 5.11 -17.31
26365 JPSHMAO@EC2010A 23/10 36.36 30.05 -17.35
26558 UB-PAHT@EC2010A 19/10 120.00 99.15 -17.38
24043 JPCNOOC@EC2010B 23/10 8.98 7.41 -17.48
24126 UBCNOOC@EC2010B 23/10 9.00 7.41 -17.67
26867 JPALIHI@EC2010B 23/10 24.88 20.40 -18.01
22136 CS-BOCL@EC2010A 23/10 3.15 2.58 -18.10
16001 CT-CCB @EC2010C 20/10 6.97 5.66 -18.79
28045 UB-CCB @EC2010A 20/10 6.97 5.66 -18.79
25625 SG-CCB @EC2010A 23/10 6.98 5.66 -18.91
23908 JP-SZIH@EC2010A 23/10 16.42 13.28 -19.10
25521 VT-CMOB@EC2010A 20/10 61.88 49.95 -19.28
23583 JP-CRL @EC2010A 23/10 44.44 35.75 -19.55
22802 SG-CGDN@EC2010A 23/10 11.88 9.55 -19.61
23526 VT-CGDN@EC2010A 19/10 11.90 9.55 -19.75
26512 SG-PAHT@EC2010A 19/10 123.88 99.15 -19.96
12168 MS-CMOB@EC2010C 20/10 62.48 49.95 -20.05
11102 HS-CMOB@EC2010A 20/10 62.55 49.95 -20.14
14237 GS-CMOB@EC2010A 20/10 62.55 49.95 -20.14
15594 CT-CMOB@EC2010A 20/10 62.55 49.95 -20.14
13127 BI-CCB @EC2010A 23/10 7.09 5.66 -20.17
17943 GS-CCB @EC2010B 20/10 7.09 5.66 -20.17
26789 CS-CCB @EC2010A 20/10 7.09 5.66 -20.17
24071 VTCNOOC@EC2010B 20/10 9.38 7.41 -21.00
25797 VT-HSBK@EC2010A 23/10 144.34 114.00 -21.02
24388 JP-HSBK@EC2010A 23/10 144.44 114.00 -21.07
24634 SGPETCH@EC2010C 23/10 2.80 2.21 -21.07
25829 CS-HSBK@EC2010A 23/10 144.54 114.00 -21.13
26854 CSALIHI@EC2010A 21/10 25.88 20.40 -21.17
22578 CS-JXR @EC2010A 23/10 12.28 9.65 -21.42
16858 CS-GEG @EC2010A 23/10 65.78 51.65 -21.48
16900 MS-GEG @EC2010A 23/10 65.80 51.65 -21.50
18700 HS-GEG @EC2010A 19/10 65.80 51.65 -21.50
11347 CTCNOOC@EC2010B 19/10 9.50 7.41 -22.00
23982 SGCNOOC@EC2010A 23/10 9.50 7.41 -22.00
25121 SG-CTWR@EC2010B 23/10 1.80 1.39 -22.78
23587 JPCITBK@EC2010A 23/10 4.34 3.35 -22.81
29658 HT-CTWR@EC2010B 19/10 1.81 1.39 -23.20
25628 SG-ICBC@EC2010A 23/10 5.98 4.58 -23.41
26098 CT-ICBC@EC2010A 19/10 5.99 4.58 -23.54
26739 HSCP&CC@EC2010B 23/10 3.98 3.01 -24.31
26736 HSPETCH@EC2010B 23/10 2.93 2.21 -24.57
25108 JP-CTWR@EC2010A 23/10 1.85 1.39 -24.86
22789 CSCRPOW@EC2010A 23/10 11.38 8.55 -24.87
23635 VTEVERG@EC2010A 21/10 20.88 15.68 -24.90
24207 JP-CEVB@EC2010A 23/10 14.88 11.16 -25.00
22625 HS-CSPC@EC2010A 23/10 11.92 8.93 -25.07
11985 HTEVERG@EC2010A 21/10 20.93 15.68 -25.08
13544 UBEVERG@EC2010A 20/10 20.93 15.68 -25.08
23815 GSEVERG@EC2010A 20/10 20.93 15.68 -25.08
25809 MS-CTWR@EC2010A 19/10 1.86 1.39 -25.27
25965 BI-CTWR@EC2010A 23/10 1.86 1.39 -25.27
26065 VT-CTWR@EC2010A 19/10 1.86 1.39 -25.27
28028 CS-CTWR@EC2010C 19/10 1.86 1.39 -25.27
25922 JP-HSBC@EC2010E 23/10 41.41 30.90 -25.38
14148 HT-CGDN@EC2010A 20/10 12.82 9.55 -25.51
16490 BI-CGDN@EC2010A 19/10 12.84 9.55 -25.62
23976 SGCP&CC@EC2010A 23/10 4.07 3.01 -26.12
26007 GS-COVS@EC2010A 23/10 26.80 19.68 -26.57
24382 JP-CKH @EC2010A 23/10 63.63 46.35 -27.16
23833 JPCNOOC@EC2010A 23/10 10.21 7.41 -27.42
13860 CSCNOOC@EC2010B 23/10 10.23 7.41 -27.57
17920 HTYUHUA@EC2010A 23/10 9.20 6.62 -28.04
24203 JPGSBIO@EC2010A 23/10 16.61 11.86 -28.60
26037 MS-CMOB@EC2010B 20/10 70.05 49.95 -28.69
27147 SG-CMOB@EC2010A 20/10 70.05 49.95 -28.69
26746 BISUNAC@EC2010A 23/10 41.38 29.40 -28.95
15855 CTSUNAC@EC2010B 19/10 41.42 29.40 -29.02
25848 SG-HSBC@EC2010C 23/10 43.99 30.90 -29.76
25911 JP-HSBC@EC2010D 23/10 44.44 30.90 -30.47
26478 JP-ALS @EC2010A 23/10 48.48 33.70 -30.49
20738 CSGDINV@EC2010A 23/10 18.00 12.40 -31.11
26788 CS-PAHT@EC2010B 20/10 145.88 99.15 -32.03
23201 SG-CTWR@EC2010A 23/10 2.06 1.39 -32.52
26911 HT-PAHT@EC2010A 22/10 147.00 99.15 -32.55
25789 VTCP&CC@EC2010A 19/10 4.46 3.01 -32.57
26840 UB-PAHT@EC2010B 21/10 148.00 99.15 -33.01
26831 BI-PAHT@EC2010B 23/10 148.88 99.15 -33.40
14547 CS-AAC @EC2010A 23/10 67.28 44.80 -33.41
23337 SGPETCH@EC2010B 23/10 3.33 2.21 -33.63
16369 CSPETCH@EC2010A 20/10 3.34 2.21 -33.83
26908 SG-PAHT@EC2010B 21/10 150.88 99.15 -34.29
23827 JP-SGC @EC2010A 23/10 24.24 15.90 -34.41
15166 HT-SGC @EC2010A 19/10 24.29 15.90 -34.54
26871 JP-PAHT@EC2010B 23/10 152.52 99.15 -34.99
16691 MS-PAHT@EC2010A 20/10 152.60 99.15 -35.03
24298 GS-CKH @EC2010A 20/10 71.93 46.35 -35.56
14875 JPCPAIR@EC2010A 23/10 9.15 5.80 -36.58
24217 JP-HSBC@EC2010C 23/10 48.88 30.90 -36.78
23111 JPPETCH@EC2010A 19/10 3.58 2.21 -38.27
22721 SGPETCH@EC2010A 23/10 3.59 2.21 -38.44
24067 VT-HSBC@EC2010A 21/10 50.80 30.90 -39.17
23951 SG-HSBC@EC2010B 23/10 51.88 30.90 -40.44
23362 BIPETCH@EC2010A 19/10 3.79 2.21 -41.69
18989 JP-COVS@EC2010A 23/10 34.08 19.68 -42.25
23619 CT-HSBC@EC2010A 22/10 53.88 30.90 -42.65
23655 SG-HSBC@EC2010A 23/10 53.88 30.90 -42.65
23266 JP-HSBC@EC2010B 23/10 54.54 30.90 -43.34
26791 JP-SHPC@EC2010A 23/10 2.62 1.47 -43.89
18224 CS-BJEW@EC2010A 23/10 5.88 2.99 -49.15
22639 JP-HSBC@EC2010A 23/10 61.61 30.90 -49.85
19429 CSCNOOC@EC2010A 23/10 15.88 7.41 -53.34
20839 CS-WYNN@EC2010A 23/10 24.28 11.30 -53.46
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
23566 BI-HSBC@EP2010A 22/10 46.95 30.90 34.19
20899 CS-LINK@EP2010A 23/10 92.99 61.35 34.03
24003 JP-HSBC@EP2010A 23/10 42.42 30.90 27.16
23364 SGCNOOC@EP2010A 23/10 9.50 7.41 22.00
17331 UB-HSBK@EP2010A 20/10 144.34 114.00 21.02
24433 BI-HSBC@EP2010B 22/10 38.90 30.90 20.57
25828 CS-HSBC@EP2010B 23/10 34.88 30.90 11.41
25913 JP-HSBC@EP2010B 23/10 34.34 30.90 10.02
25112 JP-CTWR@EP2010A 23/10 1.41 1.39 1.42
26860 JPCP&CC@EP2010A 23/10 3.05 3.01 1.34
26370 JPSUNAC@EP2010A 23/10 28.82 29.40 -2.01
25906 VT-CMOB@EP2010B 21/10 48.80 49.95 -2.36
18527 GS-CMOB@EP2010A 20/10 48.75 49.95 -2.46
26626 UB-CCB @EP2010A 20/10 5.38 5.66 -5.20
25501 CSPINAN@EP2010A 22/10 68.75 84.20 -22.47
25580 UBPINAN@EP2010A 22/10 68.75 84.20 -22.47
25635 GSPINAN@EP2010A 22/10 68.75 84.20 -22.47
25997 CS-CSPC@EP2010A 23/10 7.23 8.93 -23.53
26182 JP-AAC @EP2010A 23/10 34.34 44.80 -30.46
14749 CTALIBA@EP2010A 23/10 199.08 297.20 -49.29
17906 JPALIBA@EP2010A 23/10 198.98 297.20 -49.36
22404 VTALIBA@EP2010A 19/10 198.88 297.20 -49.44
26569 JPTENCT@EP2010B 23/10 370.70 561.50 -51.47
11401 BITENCT@EP2010A 23/10 370.50 561.50 -51.55
29016 HSTENCT@EP2010B 19/10 370.50 561.50 -51.55
25799 MBTENCT@EP2010C 20/10 355.88 561.50 -57.78
25061 CSALIBA@EP2010A 23/10 158.88 297.20 -87.06
11610 BIXIAMI@EP2010A 23/10 11.36 22.20 -95.42
15827 CTXIAMI@EP2010A 20/10 11.36 22.20 -95.42
24192 HTMTUAN@EP2010A 23/10 85.00 259.00 -204.71
11955 EAMTUAN@EP2010A 20/10 83.00 259.00 -212.05
25489 SGMTUAN@EP2010A 23/10 80.00 259.00 -223.75
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money