Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
27162 CSHUAHO@EC2011A 30/10 16.18 28.30 74.91
27342 CSBYDEI@EC2011A 03/11 22.38 36.55 63.32
25462 BPALIBA@EC2011C 03/11 190.00 302.60 59.26
24427 BIALIBA@EC2011A 03/11 190.10 302.60 59.18
25192 CTALIBA@EC2011A 03/11 190.10 302.60 59.18
27326 JP-CLIT@EC2011A 03/11 42.42 63.90 50.64
15806 HTFTA50@EC2011A 04/11 12.18 17.84 46.47
27166 CSHDLIH@EC2011A 30/10 38.38 54.60 42.26
27275 CS-CLIT@EC2011A 02/11 46.88 63.90 36.31
27270 MS-CGSH@EC2011A 03/11 40.88 49.10 20.11
23403 GJALIBA@EC2011B 02/11 255.20 302.60 18.57
27272 MS-CGSH@EC2011B 03/11 45.88 49.10 7.02
14123 JP-NCI @EC2011A 02/11 31.91 32.10 0.60
27343 CS-CMB @EC2011A 03/11 42.28 41.75 -1.25
27330 JP-CMB @EC2011A 03/11 42.42 41.75 -1.58
25773 VT-CGDN@EC2011A 30/10 10.00 9.49 -5.10
27054 MBPINAN@EC2011A 29/10 85.00 80.50 -5.29
21608 GSPINAN@EC2011B 03/11 85.05 80.50 -5.35
27514 JPFEIHE@EC2011A 04/11 19.99 18.24 -8.75
29382 MSALIHI@EC2011A 03/11 22.88 20.70 -9.53
20298 GSCLIFE@EC2011B 29/10 19.50 17.56 -9.95
21360 GS-CCB @EC2011A 03/11 6.19 5.49 -11.31
21422 BI-CCB @EC2011B 03/11 6.19 5.49 -11.31
21450 UB-CCB @EC2011B 30/10 6.19 5.49 -11.31
27055 MBPINAN@EC2011B 29/10 92.50 80.50 -12.97
16816 JP-HTSC@EC2011A 04/11 14.90 12.76 -14.36
22441 VTCLIFE@EC2011A 02/11 20.78 17.56 -15.50
23395 GJCLIFE@EC2011A 02/11 20.80 17.56 -15.58
27191 JPSDGLD@EC2011A 02/11 21.66 18.28 -15.62
27111 MBPINAN@EC2011C 30/10 95.55 80.50 -15.75
27456 JP-ICBC@EC2011A 04/11 5.40 4.49 -16.85
15070 HT-CCB @EC2011A 04/11 6.97 5.49 -21.23
27170 CSMELCO@EC2011A 30/10 16.38 12.86 -21.49
12856 MS-ZTE @EC2011A 30/10 22.83 17.80 -22.03
12868 JP-ZTE @EC2011B 02/11 22.83 17.80 -22.03
27509 CS-ZTE @EC2011A 04/11 22.88 17.80 -22.20
12946 GJ-CMOB@EC2011A 02/11 62.55 48.10 -23.10
27751 MBASMPT@EC2011A 29/10 108.88 82.55 -24.18
11715 GJ-HSBC@EC2011A 02/11 43.43 32.30 -25.63
27090 CSCKINF@EC2011A 29/10 52.28 36.40 -30.37
22892 MB-JXR @EC2011A 05/11 13.88 9.63 -30.62
15803 HT-JXR @EC2011A 29/10 13.90 9.63 -30.72
27245 JPYUHUA@EC2011A 02/11 9.19 6.14 -33.19
21129 GS-PAHT@EC2011A 02/11 152.62 100.00 -34.48
27341 CS-BBMG@EC2011A 03/11 2.28 1.46 -35.96
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
25054 MSCNOOC@EP2011B 03/11 7.80 7.15 8.33
27513 CS-ZTE @EP2011A 04/11 18.88 17.80 5.72
26031 GJ-CMOB@EP2011A 02/11 48.00 48.10 -0.21
25030 MSPINAN@EP2011A 30/10 68.80 80.50 -17.01
27127 MBPINAN@EP2011A 30/10 66.66 80.50 -20.76
28575 UBCSA50@EP2011A 03/11 14.08 17.73 -25.92
11696 GSTENCT@EP2011B 04/11 410.91 605.00 -47.23
15245 GJTENCT@EP2011A 04/11 410.91 605.00 -47.23
15723 GJALIBA@EP2011A 02/11 199.08 302.60 -52.00
12450 GJ-HKEX@EP2011A 02/11 236.60 383.40 -62.05
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money