Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
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13144 JPMTUAN@EC2103A 01/03 182.82 370.40 102.60
26750 HTWEIMO@EC2103A 03/03 15.00 25.20 68.00
26469 JP-CMB @EC2103A 25/02 39.93 64.00 60.28
26326 HT-JMJ @EC2103A 25/02 21.68 31.65 45.99
26585 CS-JMJ @EC2103A 02/03 22.88 31.65 38.33
27037 CS-SMIC@EC2103B 04/03 19.18 26.00 35.56
28373 CT-SMIC@EC2103B 25/02 19.20 26.00 35.42
27347 BIMTUAN@EC2103D 01/03 290.20 370.40 27.64
16491 VTCSA50@EC2103A 25/02 17.68 21.20 19.91
26618 MSALIHI@EC2103A 02/03 23.48 27.60 17.55
25779 VT-NWD @EC2103A 02/03 35.52 41.00 15.43
26830 EATENCT@EC2103A 04/03 600.00 691.50 15.25
28479 GSTENCT@EC2103A 25/02 600.50 691.50 15.15
28595 BITENCT@EC2103A 25/02 600.50 691.50 15.15
27036 CS-SMIC@EC2103A 04/03 23.08 26.00 12.65
24675 VTCSHEN@EC2103A 25/02 13.50 15.20 12.59
18262 HT-HSBC@EC2103A 03/03 43.05 47.65 10.69
26461 VTTENCT@EC2103A 25/02 624.88 691.50 10.66
13701 GJ-NTES@EC2103A 01/03 166.88 181.80 8.94
25858 GJMTUAN@EC2103B 01/03 340.19 370.40 8.88
20048 BITENCT@EC2103B 03/03 638.50 691.50 8.30
13666 SG-NTES@EC2103A 02/03 169.99 181.80 6.95
26748 HTHDLIH@EC2103A 03/03 62.88 66.60 5.92
19831 GSJDCOM@EC2103E 02/03 359.08 378.00 5.27
26464 JPBYDEI@EC2103A 25/02 42.42 44.45 4.79
11134 HT-SMIC@EC2103A 26/02 24.88 26.00 4.50
19570 CT-SMIC@EC2103C 26/02 24.88 26.00 4.50
26606 MS-CCB @EC2103A 02/03 6.08 6.35 4.44
27828 GJXIAMI@EC2103C 25/02 25.93 26.85 3.55
26481 SG-CCB @EC2103A 25/02 6.18 6.35 2.75
26568 CSMTUAN@EC2103E 02/03 366.66 370.40 1.02
17466 GJ-AIA @EC2103A 02/03 99.95 100.90 0.95
17504 JP-AIA @EC2103A 01/03 100.00 100.90 0.90
17608 CT-AIA @EC2103A 01/03 100.00 100.90 0.90
17573 CS-AIA @EC2103A 01/03 100.10 100.90 0.80
18890 GS-AIA @EC2103A 01/03 100.10 100.90 0.80
27542 UB-AIA @EC2103A 01/03 100.10 100.90 0.80
26054 GSXIAMI@EC2103B 25/02 26.88 26.85 -0.11
28874 BIXIAMI@EC2103B 02/03 26.93 26.85 -0.30
14544 GJJDCOM@EC2103B 25/02 381.08 378.00 -0.81
26426 GJ-GEG @EC2103A 26/02 75.00 74.05 -1.27
19683 CTPINAN@EC2103B 01/03 100.09 97.60 -2.49
26529 GJJDCOM@EC2103A 25/02 400.20 378.00 -5.55
12659 VT-CCB @EC2103A 01/03 6.78 6.35 -6.34
26790 CTSUNAC@EC2103A 03/03 36.37 33.90 -6.79
28296 VT-CMOB@EC2103A 03/03 58.88 54.80 -6.93
11186 CT-CMOB@EC2103B 02/03 58.93 54.80 -7.01
11505 BI-CMOB@EC2103B 02/03 58.93 54.80 -7.01
28610 HT-CMOB@EC2103A 02/03 58.93 54.80 -7.01
28723 UB-CMOB@EC2103A 02/03 58.93 54.80 -7.01
26241 GSXIAMI@EC2103C 26/02 28.88 26.85 -7.03
26689 CSBYDEI@EC2103A 02/03 47.88 44.45 -7.16
13372 JPLFGHL@EC2103A 01/03 48.93 45.40 -7.21
26162 UBJDCOM@EC2103C 02/03 408.88 378.00 -7.55
27757 MS-ZTE @EC2103A 03/03 22.26 20.40 -8.36
27963 JP-ZTE @EC2103A 03/03 22.28 20.40 -8.44
26600 CT-PAHT@EC2103A 02/03 128.88 117.90 -8.52
17146 UB-ZTE @EC2103B 03/03 22.33 20.40 -8.64
27925 BI-ZTE @EC2103A 03/03 22.33 20.40 -8.64
11938 GJXIAMI@EC2103D 25/02 29.43 26.85 -8.77
26752 HTBYDEI@EC2103A 04/03 48.88 44.45 -9.06
28573 JPBYDEI@EC2103B 25/02 48.90 44.45 -9.10
27975 UBBYDEI@EC2103A 25/02 48.93 44.45 -9.16
26361 CTXIAMI@EC2103C 25/02 29.88 26.85 -10.14
26292 UB-MNIU@EC2103A 02/03 50.00 44.40 -11.20
26517 CS-SJM @EC2103B 25/02 13.08 11.50 -12.08
28385 GSEVERG@EC2103A 02/03 18.90 16.58 -12.28
26562 CSJDCOM@EC2103C 02/03 431.88 378.00 -12.48
26653 UBJDCOM@EC2103D 02/03 433.88 378.00 -12.88
26433 UBXIAMI@EC2103F 01/03 30.88 26.85 -13.05
26288 MSXIAMI@EC2103F 25/02 30.98 26.85 -13.33
26561 VTJDCOM@EC2103C 02/03 438.89 378.00 -13.87
16817 GJJDCOM@EC2103C 25/02 439.08 378.00 -13.91
15287 GS-CSPC@EC2103A 25/02 9.61 8.27 -13.97
22405 UBALIBA@EC2103A 02/03 285.00 243.40 -14.60
15468 GJALIBA@EC2103A 01/03 288.20 243.40 -15.54
26466 JPXIAMI@EC2103H 25/02 32.32 26.85 -16.92
26530 GJCLIFE@EC2103A 25/02 20.30 16.84 -17.04
26190 UBXIAMI@EC2103D 02/03 32.38 26.85 -17.08
26503 MSXIAMI@EC2103G 26/02 33.98 26.85 -20.98
20972 JPBUDWS@EC2103A 01/03 32.32 25.20 -22.03
26522 GSXIAMI@EC2103D 03/03 34.58 26.85 -22.35
26494 SGXIAMI@EC2103C 25/02 35.00 26.85 -23.29
22267 EA-CSPC@EC2103A 25/02 10.94 8.27 -24.39
17810 HT-ZTE @EC2103A 02/03 27.05 20.40 -24.58
16598 MSALIBA@EC2103G 02/03 333.20 243.40 -26.95
27558 HSALIBA@EC2103B 02/03 333.18 243.40 -26.95
25662 UBALIBA@EC2103C 02/03 338.88 243.40 -28.18
26628 GJALIBA@EC2103C 25/02 339.08 243.40 -28.22
26053 GSALIBA@EC2103D 25/02 339.80 243.40 -28.37
26559 MSALIBA@EC2103F 02/03 356.88 243.40 -31.80
26581 CSYIHAI@EC2103A 02/03 170.88 116.40 -31.88
14553 GJALIBA@EC2103D 25/02 374.08 243.40 -34.93
26240 GSALIBA@EC2103E 26/02 375.00 243.40 -35.09
26758 CS-CRCH@EC2103A 02/03 15.18 9.60 -36.76
14888 GJALIBA@EC2103E 25/02 390.19 243.40 -37.62
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Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
20994 JPBUDWS@EP2103A 01/03 23.23 25.20 -8.48
26501 CTXIAMI@EP2103C 26/02 22.88 26.85 -17.35
26524 GSXIAMI@EP2103B 02/03 22.88 26.85 -17.35
26554 JPJDCOM@EP2103B 02/03 311.11 378.00 -21.50
26203 VTXIAMI@EP2103A 25/02 21.88 26.85 -22.71
16807 GJXIAMI@EP2103C 02/03 21.50 26.85 -24.88
26564 CSJDCOM@EP2103B 02/03 300.00 378.00 -26.00
16821 GJJDCOM@EP2103A 25/02 299.80 378.00 -26.08
18079 HSJDCOM@EP2103B 25/02 299.80 378.00 -26.08
17151 SG-NTES@EP2103A 02/03 140.00 181.80 -29.86
26244 GSXIAMI@EP2103A 26/02 20.00 26.85 -34.25
19623 HTMTUAN@EP2103B 01/03 249.80 370.40 -48.28
26268 MS-AIA @EP2103A 25/02 68.00 100.90 -48.38
26896 CS-SMIC@EP2103A 03/03 15.50 26.00 -67.74
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Remarks: (+) = In-the-Money
(-) = Out-the_Money