Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
28458 VTZIJIN@EC2109A 17/09 7.00 11.14 59.14
24260 MS-BYD @EC2109B 16/09 175.98 249.00 41.49
19877 UB-BYD @EC2109E 16/09 191.20 249.00 30.23
24113 BI-BYD @EC2109B 16/09 191.20 249.00 30.23
28092 JPGANFE@EC2109A 17/09 114.14 145.70 27.65
19428 HS-BYD @EC2109B 16/09 204.18 249.00 21.95
18371 GS-BYD @EC2109A 16/09 204.24 249.00 21.92
19597 CS-BYD @EC2109B 16/09 204.24 249.00 21.92
14921 CS-BYD @EC2109E 17/09 219.08 249.00 13.66
19874 UB-BYD @EC2109D 17/09 219.08 249.00 13.66
20361 GS-BYD @EC2109C 17/09 219.08 249.00 13.66
23276 SG-BYD @EC2109A 17/09 219.08 249.00 13.66
14444 GSGANFE@EC2109A 17/09 131.38 145.70 10.90
15337 BIGANFE@EC2109A 17/09 131.41 145.70 10.87
14936 JP-BYD @EC2109D 16/09 234.08 249.00 6.37
15258 BI-BYD @EC2109C 16/09 234.08 249.00 6.37
15306 HT-BYD @EC2109C 16/09 234.08 249.00 6.37
15849 GJ-BYD @EC2109B 16/09 234.08 249.00 6.37
16392 UB-BYD @EC2109B 16/09 234.08 249.00 6.37
20034 GS-BYD @EC2109B 16/09 234.08 249.00 6.37
20154 CS-BYD @EC2109C 16/09 234.08 249.00 6.37
18289 VTCITSE@EC2109A 16/09 18.90 19.92 5.40
14315 GS-BOCL@EC2109B 17/09 2.76 2.79 1.09
16461 UB-SUNY@EC2109C 17/09 219.08 221.20 0.97
13754 MS-SUNY@EC2109B 16/09 221.08 221.20 0.05
20768 BIANTAS@EC2109A 17/09 158.10 152.00 -3.86
22175 CS-GWMC@EC2109A 16/09 30.93 29.70 -3.98
22220 UB-GWMC@EC2109A 16/09 30.93 29.70 -3.98
24563 GJ-HKEX@EC2109A 16/09 524.38 492.20 -6.14
19360 UBCP&CC@EC2109A 16/09 4.19 3.91 -6.68
24153 CSCP&CC@EC2109A 16/09 4.19 3.91 -6.68
24285 BICP&CC@EC2109B 16/09 4.19 3.91 -6.68
13366 GS-AGBK@EC2109A 16/09 2.89 2.69 -6.92
20324 UB-HKEX@EC2109B 17/09 529.38 492.20 -7.02
22106 GS-HKEX@EC2109C 17/09 529.38 492.20 -7.02
21779 JPSPDRG@EC2109A 17/09 1408.08 1299.50 -7.71
26677 UB-CNBM@EC2109A 16/09 12.82 11.82 -7.80
22217 UBGEELY@EC2109F 16/09 27.43 25.10 -8.49
22257 HTGEELY@EC2109B 16/09 27.43 25.10 -8.49
22186 UBCNOOC@EC2109A 16/09 9.01 8.23 -8.66
11460 CSHUAHO@EC2109B 16/09 43.48 39.40 -9.38
20415 UBHUAHO@EC2109A 16/09 43.48 39.40 -9.38
23717 SGHUAHO@EC2109A 16/09 43.48 39.40 -9.38
13616 VTGEELY@EC2109A 16/09 28.05 25.10 -10.52
22317 GSGEELY@EC2109C 16/09 28.05 25.10 -10.52
18828 MS-NTES@EC2109A 17/09 147.98 131.60 -11.07
16017 GS-SUNY@EC2109C 17/09 249.08 221.20 -11.19
14311 CSCRAIL@EC2109A 16/09 4.88 4.33 -11.27
12101 GJ-CMOB@EC2109C 17/09 53.93 47.70 -11.55
13652 UB-CMOB@EC2109C 17/09 53.93 47.70 -11.55
16139 MSJIANC@EC2109A 16/09 18.79 16.46 -12.40
22215 UBGEELY@EC2109E 16/09 28.93 25.10 -13.24
21474 MSJDCOM@EC2109B 16/09 338.68 293.80 -13.25
21302 CSJDCOM@EC2109C 16/09 339.08 293.80 -13.35
21399 GSJDCOM@EC2109B 16/09 339.08 293.80 -13.35
21570 JPJDCOM@EC2109B 16/09 339.08 293.80 -13.35
22568 GJJDCOM@EC2109B 16/09 339.08 293.80 -13.35
29670 UBJDCOM@EC2109D 16/09 339.08 293.80 -13.35
27501 CS-CRCC@EC2109A 16/09 6.29 5.44 -13.51
18979 HT-DFMG@EC2109A 16/09 9.10 7.87 -13.52
19283 GS-AAC @EC2109B 16/09 46.05 39.45 -14.33
19726 MS-AAC @EC2109A 16/09 46.05 39.45 -14.33
13275 GSCITSE@EC2109B 17/09 23.33 19.92 -14.62
13454 UBCITSE@EC2109A 17/09 23.33 19.92 -14.62
22166 CS-GAC @EC2109A 16/09 9.29 7.82 -15.82
22491 VT-GAC @EC2109A 16/09 9.29 7.82 -15.82
19589 CSXIAMI@EC2109C 16/09 26.93 22.65 -15.89
19907 UBXIAMI@EC2109C 16/09 26.93 22.65 -15.89
24008 BIXIAMI@EC2109B 16/09 26.93 22.65 -15.89
22428 BI-CMOB@EC2109B 16/09 56.93 47.70 -16.21
16127 BIGEELY@EC2109C 17/09 30.05 25.10 -16.47
29400 MSNFSPR@EC2109B 16/09 46.13 38.15 -17.30
16797 CSNFSPR@EC2109D 16/09 46.23 38.15 -17.48
23499 GSJDCOM@EC2109D 16/09 360.20 293.80 -18.43
19396 HSJDCOM@EC2109B 16/09 360.56 293.80 -18.52
12232 CS-CMB @EC2109A 17/09 78.93 63.95 -18.98
24293 MS-CCB @EC2109A 16/09 6.99 5.66 -19.03
13174 UB-CCB @EC2109A 16/09 7.01 5.66 -19.26
22865 CS-CCB @EC2109B 16/09 7.01 5.66 -19.26
23250 GS-CCB @EC2109A 16/09 7.01 5.66 -19.26
23307 BI-CCB @EC2109A 16/09 7.01 5.66 -19.26
23935 UB-XYS @EC2109A 16/09 21.04 16.86 -19.87
15939 SGCPAIR@EC2109A 16/09 8.09 6.46 -20.15
19308 MS-ZAOL@EC2109A 16/09 40.63 32.35 -20.38
11917 BICITSE@EC2109A 16/09 25.05 19.92 -20.48
13418 SG-ZAOL@EC2109A 16/09 40.73 32.35 -20.57
20003 GS-ZAOL@EC2109A 16/09 40.73 32.35 -20.57
28611 CS-ZAOL@EC2109A 16/09 40.73 32.35 -20.57
28648 BI-ZAOL@EC2109A 16/09 40.73 32.35 -20.57
22999 GS-ACMT@EC2109A 16/09 58.05 45.90 -20.93
12774 UBBAIDU@EC2109G 16/09 198.10 155.40 -21.55
26055 GJBAIDU@EC2109F 16/09 198.10 155.40 -21.55
14057 CS-CRBH@EC2109A 16/09 72.88 57.05 -21.72
22204 UB-CUNI@EC2109A 16/09 5.26 4.05 -23.00
18826 UBCP&CC@EC2109B 16/09 5.09 3.91 -23.18
11434 GJALIBA@EC2109C 17/09 198.10 151.50 -23.52
12156 GSBAIDU@EC2109C 16/09 203.98 155.40 -23.82
15511 GSXIAMI@EC2109E 16/09 29.93 22.65 -24.32
18673 CS-HSBC@EC2109B 16/09 53.05 40.00 -24.60
20229 MS-HSBC@EC2109D 16/09 53.05 40.00 -24.60
23647 GS-HSBC@EC2109D 16/09 53.05 40.00 -24.60
21227 GSJDCOM@EC2109A 16/09 391.08 293.80 -24.87
21366 UBJDCOM@EC2109C 16/09 391.08 293.80 -24.87
25203 GJBAIDU@EC2109E 16/09 208.20 155.40 -25.36
22559 BI-ICBC@EC2109A 17/09 5.89 4.36 -25.98
22870 CS-ICBC@EC2109B 17/09 5.89 4.36 -25.98
28055 UB-COSL@EC2109B 16/09 9.30 6.85 -26.34
27672 CS-NTES@EC2109A 17/09 178.98 131.60 -26.47
23561 JPAKESO@EC2109A 16/09 55.93 40.90 -26.87
13069 CS-CCB @EC2109A 16/09 7.89 5.66 -28.26
13581 UB-CCB @EC2109B 16/09 7.89 5.66 -28.26
11198 CSHEGAN@EC2109A 17/09 58.63 41.65 -28.96
26639 UBBAIDU@EC2109F 16/09 219.08 155.40 -29.07
24960 BIBAIDU@EC2109B 16/09 220.40 155.40 -29.49
25196 HSBAIDU@EC2109D 16/09 220.38 155.40 -29.49
15031 GSMTUAN@EC2109G 16/09 333.53 232.60 -30.26
15628 CSMTUAN@EC2109F 16/09 333.53 232.60 -30.26
15821 UBMTUAN@EC2109G 16/09 333.53 232.60 -30.26
14866 GJ-CMOB@EC2109A 16/09 68.93 47.70 -30.80
19075 MSALIBA@EC2109K 17/09 219.80 151.50 -31.07
11491 UBALIBA@EC2109K 17/09 220.20 151.50 -31.20
29035 GSALIBA@EC2109K 17/09 220.20 151.50 -31.20
14550 GS-HSBC@EC2109A 16/09 58.55 40.00 -31.68
18347 MS-HSBC@EC2109B 16/09 58.55 40.00 -31.68
20418 CS-HSBC@EC2109A 16/09 58.55 40.00 -31.68
21053 UB-HSBC@EC2109A 16/09 58.55 40.00 -31.68
26008 GJ-HSBC@EC2109A 16/09 58.55 40.00 -31.68
26965 JP-HSBC@EC2109B 16/09 58.55 40.00 -31.68
20745 UBTENCT@EC2109C 16/09 660.50 451.00 -31.72
26834 GSTENCT@EC2109F 16/09 660.50 451.00 -31.72
14263 UB-ZHY @EC2109A 16/09 10.88 7.23 -33.55
12414 UBALIBA@EC2109L 16/09 228.48 151.50 -33.69
14280 GSALIBA@EC2109M 16/09 228.48 151.50 -33.69
29308 BIALIBA@EC2109E 16/09 228.48 151.50 -33.69
12813 HT-SBPH@EC2109A 16/09 9.49 6.27 -33.93
19298 UB-SBPH@EC2109A 16/09 9.49 6.27 -33.93
19423 MS-SBPH@EC2109A 16/09 9.49 6.27 -33.93
24650 JP-SBPH@EC2109A 16/09 9.49 6.27 -33.93
14656 CSBAIDU@EC2109A 16/09 238.00 155.40 -34.71
18514 GJBAIDU@EC2109D 17/09 238.20 155.40 -34.76
14023 JP-CMS @EC2109B 16/09 22.22 14.46 -34.92
14401 SGBAIDU@EC2109A 16/09 238.88 155.40 -34.95
21285 CSTENCT@EC2109B 16/09 700.50 451.00 -35.62
17763 UBZIJIN@EC2109A 16/09 17.52 11.14 -36.42
14060 CS-CMS @EC2109A 16/09 23.28 14.46 -37.89
12169 UB-CMS @EC2109A 16/09 23.33 14.46 -38.02
14755 JPBAIDU@EC2109D 16/09 252.52 155.40 -38.46
14730 MSBAIDU@EC2109B 16/09 258.58 155.40 -39.90
22709 VTLENOV@EC2109B 16/09 13.39 8.00 -40.25
25996 UBLENOV@EC2109B 16/09 13.39 8.00 -40.25
14595 MBBAIDU@EC2109A 16/09 268.00 155.40 -42.01
14657 CSBAIDU@EC2109B 16/09 268.00 155.40 -42.01
14794 VTBAIDU@EC2109B 16/09 268.00 155.40 -42.01
14410 SGBAIDU@EC2109B 16/09 268.88 155.40 -42.20
14860 GJBAIDU@EC2109B 17/09 269.88 155.40 -42.42
18498 BISMORE@EC2109A 17/09 58.93 33.90 -42.47
29126 HT-MYCG@EC2109A 16/09 41.93 24.10 -42.52
19963 CSPINAN@EC2109A 16/09 101.11 57.40 -43.23
20099 UBPINAN@EC2109B 16/09 101.11 57.40 -43.23
14760 JPBAIDU@EC2109E 16/09 277.77 155.40 -44.05
11034 UBTENCT@EC2109A 16/09 809.38 451.00 -44.28
11654 SGTENCT@EC2109B 16/09 809.38 451.00 -44.28
14324 HSTENCT@EC2109A 16/09 809.38 451.00 -44.28
16482 GSTENCT@EC2109A 16/09 809.38 451.00 -44.28
14654 HSBAIDU@EC2109B 16/09 280.00 155.40 -44.50
15978 SG-NTES@EC2109A 16/09 240.10 131.60 -45.19
16957 MS-NTES@EC2109B 16/09 240.20 131.60 -45.21
14423 SGBAIDU@EC2109C 16/09 288.88 155.40 -46.21
15022 CSBAIDU@EC2109E 17/09 291.88 155.40 -46.76
11561 BIALIBA@EC2109A 17/09 289.20 151.50 -47.61
12409 HTALIBA@EC2109A 17/09 289.20 151.50 -47.61
15680 CSALIBA@EC2109A 17/09 289.20 151.50 -47.61
15953 GSALIBA@EC2109B 17/09 289.20 151.50 -47.61
27862 UBALIBA@EC2109A 17/09 289.20 151.50 -47.61
14625 MBBAIDU@EC2109C 16/09 299.88 155.40 -48.18
14677 GJBAIDU@EC2109A 16/09 299.88 155.40 -48.18
14736 JPBAIDU@EC2109A 16/09 302.02 155.40 -48.55
22157 HSCSHST@EC2109A 16/09 12.10 6.19 -48.84
14629 HSBAIDU@EC2109A 16/09 303.88 155.40 -48.86
16132 GSTENCT@EC2109C 17/09 886.38 451.00 -49.12
12141 GSKUASO@EC2109A 16/09 188.00 94.90 -49.52
14662 CSBAIDU@EC2109C 16/09 308.00 155.40 -49.55
14426 SGBAIDU@EC2109D 16/09 308.88 155.40 -49.69
20430 GJPINAN@EC2109A 17/09 116.68 57.40 -50.81
15597 GSSMORE@EC2109B 16/09 70.93 33.90 -52.21
21332 HTSMORE@EC2109A 16/09 70.93 33.90 -52.21
25174 UBSMORE@EC2109A 16/09 70.93 33.90 -52.21
14861 GJBAIDU@EC2109C 17/09 326.88 155.40 -52.46
14753 JPBAIDU@EC2109C 16/09 327.27 155.40 -52.52
15005 CSJOYCO@EC2109A 17/09 5.00 2.37 -52.60
14708 MSBAIDU@EC2109A 16/09 328.28 155.40 -52.66
22416 BI-PAHT@EC2109C 16/09 110.98 52.45 -52.74
22504 GS-PAHT@EC2109C 16/09 110.98 52.45 -52.74
14435 SGBAIDU@EC2109E 16/09 328.88 155.40 -52.75
14620 MBBAIDU@EC2109B 16/09 331.50 155.40 -53.12
14666 CSBAIDU@EC2109D 16/09 332.38 155.40 -53.25
17670 UBNFSPR@EC2109A 16/09 83.38 38.15 -54.25
20670 GS-PAHT@EC2109B 16/09 115.98 52.45 -54.78
22389 GJ-PAHT@EC2109A 16/09 115.98 52.45 -54.78
11845 MSBYDEI@EC2109A 16/09 69.00 30.65 -55.58
12458 HTBYDEI@EC2109A 16/09 69.04 30.65 -55.61
14999 CSALIHI@EC2109B 17/09 26.28 11.04 -57.99
11196 CSSANDS@EC2109A 16/09 37.05 15.50 -58.16
11499 UBSANDS@EC2109A 16/09 37.05 15.50 -58.16
14745 JPBAIDU@EC2109B 16/09 390.39 155.40 -60.19
25120 UBSUNAC@EC2109A 16/09 36.36 13.72 -62.27
19554 VT-SJM @EC2109A 17/09 13.68 5.14 -62.43
12980 UBALIHI@EC2109A 16/09 30.35 11.04 -63.62
15681 CSALIBA@EC2109C 16/09 420.20 151.50 -63.95
15785 UBALIBA@EC2109B 16/09 420.20 151.50 -63.95
15737 MSALIBA@EC2109A 16/09 428.48 151.50 -64.64
17074 GSALIBA@EC2109C 16/09 428.48 151.50 -64.64
15015 CS-KLTH@EC2109A 17/09 22.28 4.28 -80.79
22751 BIEVERG@EC2109A 16/09 17.73 2.63 -85.17
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Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
11031 CSALIBA@EP2109A 16/09 188.78 151.50 19.75
15430 UBALIBA@EP2109A 16/09 188.78 151.50 19.75
20143 HTALIBA@EP2109A 16/09 188.78 151.50 19.75
29028 MSALIBA@EP2109A 16/09 188.78 151.50 19.75
20715 JP-HSBC@EP2109A 17/09 44.44 40.00 9.99
11227 UBXIAMI@EP2109B 16/09 23.95 22.65 5.43
13131 GJXIAMI@EP2109B 16/09 23.95 22.65 5.43
20278 JP-NTES@EP2109A 17/09 125.25 131.60 -5.07
23299 BIJDCOM@EP2109A 16/09 278.68 293.80 -5.43
14025 CSJDCOM@EP2109A 16/09 275.88 293.80 -6.50
14171 MSJDCOM@EP2109B 17/09 270.00 293.80 -8.81
14037 GSJDCOM@EP2109A 16/09 261.80 293.80 -12.22
21356 UBJDCOM@EP2109B 16/09 261.80 293.80 -12.22
14056 CSGEELY@EP2109B 16/09 21.88 25.10 -14.72
16202 GSGEELY@EP2109C 17/09 21.83 25.10 -14.98
18286 VTXIAMI@EP2109A 16/09 18.53 22.65 -22.23
20222 GSGEELY@EP2109A 16/09 17.48 25.10 -43.59
24589 GJGEELY@EP2109B 16/09 17.48 25.10 -43.59
14055 CS-BYD @EP2109A 16/09 170.88 249.00 -45.72
12162 MS-AIA @EP2109A 16/09 55.50 88.10 -58.74
12351 VT-AIA @EP2109A 16/09 55.50 88.10 -58.74
25693 CS-AIA @EP2109A 16/09 55.50 88.10 -58.74
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Remarks: (+) = In-the-Money
(-) = Out-the_Money