Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
22495 HSMTUAN@EC2011A 27/10 122.88 262.40 113.54
15563 HSXIAMI@EC2011A 27/10 11.88 21.85 83.92
25634 SGZIJIN@EC2010A 23/10 3.28 5.80 76.83
17207 CSXIAMI@EC2010A 23/10 12.50 21.85 74.80
27162 CSHUAHO@EC2011A 30/10 16.18 27.75 71.51
15531 HTBYDEI@EC2011B 27/10 22.40 37.50 67.41
15444 SGBYDEI@EC2011A 27/10 22.43 37.50 67.19
25224 HTALIBA@EC2010B 23/10 183.00 298.00 62.84
21320 HSXIAMI@EC2010C 23/10 13.98 21.85 56.29
25324 CS-SMIC@EC2010A 23/10 13.18 20.40 54.78
24969 JPCLIFE@EC2010A 23/10 12.42 19.08 53.62
28809 HT-CLIT@EC2011A 28/10 42.47 64.50 51.87
13511 VTALIBA@EC2011A 28/10 197.80 298.00 50.66
16237 HSFTA50@EC2011A 28/10 12.20 18.15 48.77
16278 GSFTA50@EC2011A 28/10 12.20 18.15 48.77
17926 BIFTA50@EC2011A 28/10 12.20 18.15 48.77
25139 SGFTA50@EC2011D 28/10 12.20 18.15 48.77
24499 BPTENCT@EC2011B 28/10 378.00 561.50 48.54
26651 JPKINGD@EC2010A 23/10 14.41 21.30 47.81
23302 BPALIBA@EC2011B 28/10 205.80 298.00 44.80
13757 SGALIBA@EC2010A 23/10 205.88 298.00 44.74
26051 JPALIBA@EC2010A 23/10 206.00 298.00 44.66
26664 JPHUAHO@EC2010A 23/10 19.19 27.75 44.61
26719 BP-HKEX@EC2011B 28/10 255.00 368.00 44.31
23706 CSYIHAI@EC2010A 23/10 70.88 101.90 43.76
27166 CSHDLIH@EC2011A 30/10 38.38 53.75 40.05
11221 BPTENCT@EC2011A 28/10 405.00 561.50 38.64
13468 BPXIAMI@EC2011A 28/10 15.88 21.85 37.59
14118 JPXIAMI@EC2010A 23/10 15.88 21.85 37.59
14010 HTXIAMI@EC2011A 28/10 15.90 21.85 37.42
24987 JPFTA50@EC2010A 23/10 13.30 18.15 36.47
29488 MSZIJIN@EC2011B 27/10 4.26 5.80 36.15
13120 BPALIBA@EC2011E 28/10 220.00 298.00 35.45
26059 CTALIBA@EC2010B 23/10 220.00 298.00 35.45
24985 JPCSA50@EC2010A 23/10 13.31 18.00 35.24
27001 CSKINGD@EC2011A 28/10 15.88 21.30 34.13
29863 JPKINGD@EC2011A 28/10 15.90 21.30 33.96
26252 BP-HKEX@EC2011A 28/10 276.90 368.00 32.90
25172 MBGEELY@EC2011A 28/10 12.50 16.30 30.40
24796 MS-SUNY@EC2011A 27/10 98.88 128.00 29.45
12853 BPALIBA@EC2011D 28/10 233.30 298.00 27.73
26733 MBALIBA@EC2011B 28/10 233.33 298.00 27.72
12977 MSALIBA@EC2011B 27/10 233.43 298.00 27.66
22804 SG-CGSH@EC2010A 23/10 36.88 46.65 26.49
24794 JP-SUNY@EC2010A 23/10 102.02 128.00 25.47
23626 VTALIBA@EC2011B 27/10 238.80 298.00 24.79
25568 BPTENCT@EC2011C 28/10 450.00 561.50 24.78
13087 BP-HKEX@EC2011C 28/10 300.00 368.00 22.67
24729 UB-SUNY@EC2010A 23/10 105.88 128.00 20.89
17870 BPALIBA@EC2011A 28/10 255.00 298.00 16.86
15666 JPALIBA@EC2010B 23/10 255.15 298.00 16.79
26491 MBTENCT@EC2011C 27/10 495.88 561.50 13.23
22969 HSALIBA@EC2010B 23/10 264.88 298.00 12.50
24451 JP-NCI @EC2010A 23/10 28.82 32.30 12.07
26732 MBALIBA@EC2011A 28/10 268.88 298.00 10.83
25754 CSGFSEC@EC2010A 23/10 9.50 10.50 10.53
26041 MB-DFMG@EC2011A 28/10 5.28 5.72 8.33
24763 MB-AAC @EC2011A 28/10 39.88 43.00 7.82
25000 JPZCRRC@EC2010A 23/10 24.24 25.90 6.85
25050 BP-SUNY@EC2011A 28/10 120.00 128.00 6.67
25111 JPBUDWS@EC2010A 23/10 23.23 24.65 6.11
26439 HSALIHI@EC2010A 23/10 19.28 20.35 5.55
26869 JP-CGSH@EC2010A 23/10 44.88 46.65 3.94
14347 VT-CMB @EC2011A 27/10 42.28 43.85 3.71
20909 SG-CMB @EC2011A 28/10 42.47 43.85 3.25
24900 MBPICCG@EC2011B 28/10 2.38 2.45 2.94
26621 MBTENCT@EC2011D 27/10 545.88 561.50 2.86
24171 MBLENOV@EC2011A 28/10 4.88 4.98 2.05
26085 VTLENOV@EC2011A 27/10 4.88 4.98 2.05
25019 JPSANDS@EC2010A 23/10 28.82 29.35 1.84
26238 BPPINAN@EC2011B 28/10 85.00 86.35 1.59
27054 MBPINAN@EC2011A 29/10 85.00 86.35 1.59
23354 MB-NCI @EC2011A 28/10 31.88 32.30 1.32
22027 MBCITSE@EC2011A 28/10 17.88 18.04 0.89
12715 SGANTAS@EC2010A 23/10 85.88 86.60 0.84
14384 JPCITSE@EC2011A 27/10 17.90 18.04 0.78
26532 SGPINAN@EC2010A 23/10 85.88 86.35 0.55
27005 CS-KECL@EC2011A 28/10 5.28 5.30 0.38
27002 CS-SDWG@EC2011A 28/10 15.28 15.20 -0.52
19840 JPPINAN@EC2010A 23/10 86.86 86.35 -0.59
11228 BIPINAN@EC2010A 23/10 86.91 86.35 -0.64
26362 JP-HSPG@EC2010A 23/10 35.35 35.00 -0.99
25773 VT-CGDN@EC2011A 30/10 10.00 9.90 -1.00
26169 SG-GEG @EC2010A 23/10 55.00 54.25 -1.36
25326 CSPICCG@EC2010A 23/10 2.50 2.45 -2.00
23966 MBCLIFE@EC2011A 28/10 19.48 19.08 -2.05
20298 GSCLIFE@EC2011B 29/10 19.50 19.08 -2.15
27070 BPCLIFE@EC2011A 28/10 19.50 19.08 -2.15
25496 JPALUCO@EC2010A 23/10 1.82 1.78 -2.20
24833 SGCNOOC@EC2010B 23/10 7.88 7.67 -2.66
24694 JPEVERG@EC2010A 23/10 15.51 15.00 -3.29
23959 MB-AIA @EC2011A 28/10 80.88 78.15 -3.38
24395 JPASMPT@EC2010A 23/10 88.88 85.85 -3.41
26262 JP-GEG @EC2010B 23/10 56.56 54.25 -4.08
13469 BP-GEG @EC2011A 28/10 56.60 54.25 -4.15
26255 BP-PAHT@EC2011A 28/10 105.00 100.00 -4.76
26979 VTPICCG@EC2011A 28/10 2.58 2.45 -5.04
16836 JPGFSEC@EC2011A 27/10 11.11 10.50 -5.49
25336 JP-HUAP@EC2010A 23/10 3.13 2.94 -6.07
21450 UB-CCB @EC2011B 30/10 6.19 5.80 -6.30
27055 MBPINAN@EC2011B 29/10 92.50 86.35 -6.65
25333 JPHLAND@EC2010A 23/10 31.31 29.05 -7.22
19636 MB-CRBH@EC2011A 28/10 50.88 47.00 -7.63
12207 JP-CCB @EC2010A 23/10 6.28 5.80 -7.64
26822 HS-CCB @EC2010A 23/10 6.28 5.80 -7.64
26823 HS-ICBC@EC2010A 23/10 5.18 4.77 -7.92
26276 CTSANDS@EC2010A 23/10 32.00 29.35 -8.28
23242 BPPINAN@EC2011A 28/10 95.00 86.35 -9.11
16560 JPPINAN@EC2010D 23/10 95.05 86.35 -9.15
27111 MBPINAN@EC2011C 30/10 95.55 86.35 -9.63
26264 JP-PAHT@EC2010A 23/10 111.10 100.00 -9.99
24335 JP-MTRC@EC2010A 23/10 43.43 39.05 -10.09
26331 BI-PAHT@EC2010A 23/10 111.28 100.00 -10.14
25709 MBSANDS@EC2011A 28/10 32.88 29.35 -10.74
11364 MS-ICBC@EC2011A 28/10 5.40 4.77 -11.67
26828 MBVANKE@EC2011A 28/10 28.28 24.95 -11.78
11902 CS-ICBC@EC2011A 28/10 5.41 4.77 -11.83
13341 GS-ICBC@EC2011A 28/10 5.41 4.77 -11.83
16003 CT-ICBC@EC2011A 28/10 5.41 4.77 -11.83
26083 VT-CUNI@EC2011B 27/10 6.28 5.53 -11.94
26024 SG-ACMT@EC2010A 23/10 58.88 50.50 -14.23
24043 JPCNOOC@EC2010B 23/10 8.98 7.67 -14.59
24126 UBCNOOC@EC2010B 23/10 9.00 7.67 -14.78
22078 SG-MTRC@EC2010A 23/10 45.88 39.05 -14.89
25093 JPGSBIO@EC2010B 23/10 13.63 11.56 -15.19
25797 VT-HSBK@EC2010A 23/10 144.34 121.70 -15.69
24388 JP-HSBK@EC2010A 23/10 144.44 121.70 -15.74
25829 CS-HSBK@EC2010A 23/10 144.54 121.70 -15.80
22802 SG-CGDN@EC2010A 23/10 11.88 9.90 -16.67
26663 JP-CCB @EC2011A 28/10 6.96 5.80 -16.67
25625 SG-CCB @EC2010A 23/10 6.98 5.80 -16.91
22136 CS-BOCL@EC2010A 23/10 3.15 2.61 -17.14
16858 CS-GEG @EC2010A 23/10 65.78 54.25 -17.53
16900 MS-GEG @EC2010A 23/10 65.80 54.25 -17.55
24634 SGPETCH@EC2010C 23/10 2.80 2.30 -17.86
13127 BI-CCB @EC2010A 23/10 7.09 5.80 -18.19
26867 JPALIHI@EC2010B 23/10 24.88 20.35 -18.21
12856 MS-ZTE @EC2011A 30/10 22.83 18.60 -18.53
23965 MB-CMOB@EC2011A 28/10 62.50 50.90 -18.56
27170 CSMELCO@EC2011A 30/10 16.38 13.30 -18.80
23982 SGCNOOC@EC2010A 23/10 9.50 7.67 -19.26
26739 HSCP&CC@EC2010B 23/10 3.98 3.20 -19.54
11236 MSCP&CC@EC2011A 27/10 3.99 3.20 -19.72
25628 SG-ICBC@EC2010A 23/10 5.98 4.77 -20.23
23587 JPCITBK@EC2010A 23/10 4.34 3.44 -20.74
23908 JP-SZIH@EC2010A 23/10 16.42 12.96 -21.05
27751 MBASMPT@EC2011A 29/10 108.88 85.85 -21.15
20895 SG-CNBM@EC2010A 23/10 11.68 9.20 -21.23
26365 JPSHMAO@EC2010A 23/10 36.36 28.60 -21.34
23976 SGCP&CC@EC2010A 23/10 4.07 3.20 -21.45
26736 HSPETCH@EC2010B 23/10 2.93 2.30 -21.50
12846 BP-HSBC@EC2011B 28/10 41.38 32.25 -22.06
25922 JP-HSBC@EC2010E 23/10 41.41 32.25 -22.12
24962 CS-CTWR@EC2010B 23/10 1.66 1.29 -22.29
12811 JP-CGDN@EC2011A 27/10 12.82 9.90 -22.78
21694 MBPICCG@EC2011A 28/10 3.18 2.45 -22.96
22578 CS-JXR @EC2010A 23/10 12.28 9.39 -23.53
23583 JP-CRL @EC2010A 23/10 44.44 33.95 -23.60
26404 MBSUNAC@EC2011A 28/10 38.88 29.55 -24.00
22789 CSCRPOW@EC2010A 23/10 11.38 8.59 -24.52
23833 JPCNOOC@EC2010A 23/10 10.21 7.67 -24.88
13860 CSCNOOC@EC2010B 23/10 10.23 7.67 -25.02
24207 JP-CEVB@EC2010A 23/10 14.88 11.10 -25.40
26123 MB-HSBC@EC2011B 28/10 43.38 32.25 -25.66
23827 JP-SGC @EC2010A 23/10 24.24 17.82 -26.49
25848 SG-HSBC@EC2010C 23/10 43.99 32.25 -26.69
26007 GS-COVS@EC2010A 23/10 26.80 19.62 -26.79
24382 JP-CKH @EC2010A 23/10 63.63 46.40 -27.08
20353 MB-MTRC@EC2011A 28/10 53.66 39.05 -27.23
17610 BP-CMOB@EC2011A 28/10 70.00 50.90 -27.29
25911 JP-HSBC@EC2010D 23/10 44.44 32.25 -27.43
22284 MBEVERG@EC2011A 28/10 20.88 15.00 -28.16
13160 JPEVERG@EC2011A 28/10 20.92 15.00 -28.30
25121 SG-CTWR@EC2010B 23/10 1.80 1.29 -28.33
22625 HS-CSPC@EC2010A 23/10 11.92 8.54 -28.34
26746 BISUNAC@EC2010A 23/10 41.38 29.55 -28.59
27090 CSCKINF@EC2011A 29/10 52.28 37.15 -28.94
25108 JP-CTWR@EC2010A 23/10 1.85 1.29 -30.27
24203 JPGSBIO@EC2010A 23/10 16.61 11.56 -30.40
25965 BI-CTWR@EC2010A 23/10 1.86 1.29 -30.65
23337 SGPETCH@EC2010B 23/10 3.33 2.30 -30.93
17920 HTYUHUA@EC2010A 23/10 9.20 6.34 -31.09
24350 MB-HSBC@EC2011A 28/10 47.50 32.25 -32.11
15803 HT-JXR @EC2011A 29/10 13.90 9.39 -32.45
26831 BI-PAHT@EC2010B 23/10 148.88 100.00 -32.83
26478 JP-ALS @EC2010A 23/10 48.48 32.20 -33.58
20738 CSGDINV@EC2010A 23/10 18.00 11.88 -34.00
24217 JP-HSBC@EC2010C 23/10 48.88 32.25 -34.02
26871 JP-PAHT@EC2010B 23/10 152.52 100.00 -34.43
23475 MB-CKH @EC2011A 28/10 71.88 46.40 -35.45
22721 SGPETCH@EC2010A 23/10 3.59 2.30 -35.93
14875 JPCPAIR@EC2010A 23/10 9.15 5.85 -36.04
14547 CS-AAC @EC2010A 23/10 67.28 43.00 -36.09
23201 SG-CTWR@EC2010A 23/10 2.06 1.29 -37.38
23951 SG-HSBC@EC2010B 23/10 51.88 32.25 -37.84
21140 MBWHARF@EC2011A 28/10 25.88 16.00 -38.18
17416 VT-COVS@EC2011A 27/10 31.80 19.62 -38.30
22742 HSPETCH@EC2011A 27/10 3.78 2.30 -39.15
23655 SG-HSBC@EC2010A 23/10 53.88 32.25 -40.14
23781 BP-HSBC@EC2011A 28/10 54.50 32.25 -40.83
23266 JP-HSBC@EC2010B 23/10 54.54 32.25 -40.87
26791 JP-SHPC@EC2010A 23/10 2.62 1.52 -41.98
18989 JP-COVS@EC2010A 23/10 34.08 19.62 -42.43
22639 JP-HSBC@EC2010A 23/10 61.61 32.25 -47.65
18224 CS-BJEW@EC2010A 23/10 5.88 2.96 -49.66
19429 CSCNOOC@EC2010A 23/10 15.88 7.67 -51.70
20839 CS-WYNN@EC2010A 23/10 24.28 11.70 -51.81
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
20899 CS-LINK@EP2010A 23/10 92.99 61.95 33.38
24068 VT-HSBC@EP2011A 27/10 45.80 32.25 29.59
24003 JP-HSBC@EP2010A 23/10 42.42 32.25 23.97
23364 SGCNOOC@EP2010A 23/10 9.50 7.67 19.26
20219 HS-SHKP@EP2011A 27/10 119.88 98.00 18.25
23891 MSCNOOC@EP2011A 27/10 9.28 7.67 17.35
25840 VT-HSBC@EP2011B 28/10 36.80 32.25 12.36
25112 JP-CTWR@EP2010A 23/10 1.41 1.29 8.51
25828 CS-HSBC@EP2010B 23/10 34.88 32.25 7.54
22896 MB-AAC @EP2011A 28/10 45.88 43.00 6.28
25913 JP-HSBC@EP2010B 23/10 34.34 32.25 6.09
23895 MSSUNAC@EP2011A 27/10 30.80 29.55 4.06
21847 JP-NWD @EP2011A 28/10 39.60 38.20 3.54
15121 HS-SUNY@EP2011A 27/10 130.88 128.00 2.20
26370 JPSUNAC@EP2010A 23/10 28.82 29.55 -2.53
26860 JPCP&CC@EP2010A 23/10 3.05 3.20 -4.88
25997 CS-CSPC@EP2010A 23/10 7.23 8.54 -18.14
26614 VTPINAN@EP2011A 27/10 69.88 86.35 -23.57
26182 JP-AAC @EP2010A 23/10 34.34 43.00 -25.22
25030 MSPINAN@EP2011A 30/10 68.80 86.35 -25.51
21251 HSCSA50@EP2011B 27/10 14.06 18.00 -28.02
27127 MBPINAN@EP2011A 30/10 66.66 86.35 -29.54
26216 VTCSA50@EP2011A 28/10 13.50 18.00 -33.33
21876 MB-GEG @EP2011A 28/10 39.88 54.25 -36.03
26306 MBTENCT@EP2011A 27/10 390.88 561.50 -43.65
14749 CTALIBA@EP2010A 23/10 199.08 298.00 -49.69
17906 JPALIBA@EP2010A 23/10 198.98 298.00 -49.76
13323 BPTENCT@EP2011A 28/10 370.80 561.50 -51.43
26569 JPTENCT@EP2010B 23/10 370.70 561.50 -51.47
11401 BITENCT@EP2010A 23/10 370.50 561.50 -51.55
24947 MB-CNBM@EP2011A 28/10 5.98 9.20 -53.85
22548 MB-HKEX@EP2011A 28/10 236.80 368.00 -55.41
25061 CSALIBA@EP2010A 23/10 158.88 298.00 -87.56
21404 MBXIAMI@EP2011A 28/10 11.38 21.85 -92.00
11610 BIXIAMI@EP2010A 23/10 11.36 21.85 -92.34
24192 HTMTUAN@EP2010A 23/10 85.00 262.40 -208.71
23954 GJMTUAN@EP2011A 28/10 83.05 262.40 -215.95
25489 SGMTUAN@EP2010A 23/10 80.00 262.40 -228.00
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money